HomeMy WebLinkAboutVan Lant & Fankhanel, LLP 2023-01-12Contract #2324-142
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AGREEMENT FOR
PROFESSIONAL CONSULTING SERVICES
This Agreement, made and entered into this12th day of January, 2024 (“Effective Date”),
by and between the Ukiah Valley Fire Protection District, a California fire protection district
formed pursuant to Health and Safety Code Sections 13800 et seq, hereinafter referred to as
"District" and Van Lant & Fankhanel, a limited liability partnership, organized and in good
standing under the laws of the state of California, hereinafter referred to as "Consultant".
RECITALS
This Agreement is predicated on the following facts:
a. District requires consulting services related to provide auditing services.
b. Consultant represents that it has the qualifications, skills, experience and properly
licensed to provide these services, and is willing to provide them according to the terms
of this Agreement.
c. District and Consultant agree upon the Scope-of-Work and Work Schedule attached
hereto as Attachment "A", describing contract provisions for the project and setting forth
the completion dates for the various services to be provided pursuant to this Agreement.
TERMS OF AGREEMENT
1.0 DESCRIPTION OF PROJECT
1.1 The Project is described in detail in the attached Scope-of-Work (Attachment "A").
2.0 SCOPE OF SERVICES
2.1 As set forth in Attachment "A".
2.2. Additional Services. Additional services, if any, shall only proceed upon written
agreement between District and Consultant. The written Agreement shall be in the form
of an Amendment to this Agreement.
3.0 CONDUCT OF WORK
3.1 Time of Completion. Consultant shall commence performance of services as required
by the Scope-of-Work upon receipt of a Notice to Proceed from District. Auditing
services are to be performed for fiscal years ending 2023, 2024, 2025, and 2026.
Consultant shall complete the work to the District’s reasonable satisfaction; even if
contract disputes arise or Consultant contends it is entitled to further compensation.
4.0 COMPENSATION FOR SERVICES
4.1 Basis for Compensation. For the performance of the professional services of this
Agreement, Consultant shall be compensated on a time and expense basis not to
exceed a guaranteed maximum dollar amount of $32,700. Labor charges shall be
based upon hourly billing rates for the various classifications of personnel employed by
Consultant to perform the Scope of Work as set forth in the attached Attachment B,
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which shall include all indirect costs and expenses of every kind or nature, except direct
expenses. The direct expenses and the fees to be charged for same shall be as set
forth in Attachment “B”. Consultant shall complete the Scope of Work for the not-to-
exceed guaranteed maximum, even if actual time and expenses exceed that amount.
4.2 Changes. Should changes in compensation be required because of changes to the
Scope-of-Work of this Agreement, the parties shall agree in writing to any changes in
compensation. "Changes to the Scope-of-Work" means different activities than those
described in Attachment "A" and not additional time to complete those activities than the
parties anticipated on the date they entered this Agreement.
4.3 Sub-contractor Payment. The use of sub-consultants or other services to perform a
portion of the work of this Agreement shall be approved by District prior to
commencement of work. The cost of sub-consultants shall be included within
guaranteed not-to-exceed amount set forth in Section 4.1.
4.4 Terms of Payment. Payment to Consultant for services rendered in accordance with this
contract shall be based upon submission of monthly invoices for the work satisfactorily
performed prior to the date of the invoice less any amount already paid to Consultant,
which amounts shall be due and payable thirty (30) days after receipt by District. The
invoices shall provide a description of each item of work performed, the time expended
to perform each task, the fees charged for that task, and the direct expenses incurred
and billed for. Invoices shall be accompanied by documentation sufficient to enable
District to determine progres192016s made and to support the expenses claimed.
5.0 ASSURANCES OF CONSULTANT
5.1 Independent Contractor. Consultant is an independent contractor and is solely
responsible for its acts or omissions. Consultant (including its agents, servants, and
employees) is not the District 's agent, employee, or representative for any purpose.
It is the express intention of the parties hereto that Consultant is an independent
contractor and not an employee, joint venturer, or partner of District for any purpose
whatsoever. District shall have no right to, and shall not control the manner or prescribe
the method of accomplishing those services contracted to and performed by Consultant
under this Agreement, and the general public and all governmental agencies regulating
such activity shall be so informed.
Those provisions of this Agreement that reserve ultimate authority in District have been
inserted solely to achieve compliance with federal and state laws, rules, regulations, and
interpretations thereof. No such provisions and no other provisions of this Agreement
shall be interpreted or construed as creating or establishing the relationship of employer
and employee between Consultant and District.
Consultant shall pay all estimated and actual federal and state income and self-
employment taxes that are due the state and federal government and shall furnish and
pay worker's compensation insurance, unemployment insurance and any other benefits
required by law for himself and his employees, if any. Consultant agrees to indemnify
and hold District and its officers, agents and employees harmless from and against any
claims or demands by federal, state or local government agencies for any such taxes or
benefits due but not paid by Consultant, including the legal costs associated with
defending against any audit, claim, demand or law suit.
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Consultant warrants and represents that it is a properly licensed professional or
professional organization with a substantial investment in its business and that it
maintains its own offices and staff which it will use in performing under this Agreement.
5.2 Conflict of Interest. Consultant understands that its professional responsibility is solely
to District. Consultant has no interest and will not acquire any direct or indirect interest
that would conflict with its performance of the Agreement. Consultant shall not in the
performance of this Agreement employ a person having such an interest. If the Fire
Chief determines that the Consultant has a disclosure obligation under the District’s local
conflict of interest code, the Consultant shall file the required disclosure form with the
District Clerk within 10 days of being notified of the Fire Chief’s determination.
6.0 INDEMNIFICATION
6.1 Insurance Liability. Without limiting Consultant's obligations arising under Paragraph 6.2
Consultant shall not begin work under this Agreement until it procures and maintains for
the full period of time allowed by law, surviving the termination of this Agreement
insurance against claims for injuries to persons or damages to property, which may arise
from or in connection with its performance under this Agreement.
A. Minimum Scope of Insurance
Coverage shall be at least as broad as:
1. Insurance Services Office ("ISO) Commercial General Liability Coverage
Form No. CG 20 10 10 01 and Commercial General Liability Coverage –
Completed Operations Form No. CG 20 37 10 01.
2. ISO Form No. CA 0001 (Ed. 1/87) covering Automobile Liability, Code 1
"any auto" or Code 8, 9 if no owned autos and endorsement CA 0025.
3. Worker's Compensation Insurance as required by the Labor Code of the
State of California and Employers Liability Insurance.
4. Errors and Omissions liability insurance appropriate to the consultant’s
profession. Architects’ and engineers’ coverage is to be endorsed to
include contractual liability.
B. Minimum Limits of Insurance
Consultant shall maintain limits no less than:
1. General Liability: $1,000,000 combined single limit per occurrence for
bodily injury, personal injury and property damage including operations,
products and completed operations. If Commercial General Liability
Insurance or other form with a general aggregate limit is used, the
general aggregate limit shall apply separately to the work performed
under this Agreement, or the aggregate limit shall be twice the prescribed
per occurrence limit.
2. Automobile Liability: $1,000,000 combined single limit per accident for
bodily injury and property damage.
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3. Worker's Compensation and Employers Liability: Worker's compensation
limits as required by the Labor Code of the State of California and
Employers Liability limits of $1,000,000 per accident.
4. Errors and Omissions liability: $1,000,000 per occurrence.
C. Deductibles and Self-Insured Retentions
Any deductibles or self-insured retentions must be declared to and approved by
the District. At the option of the District, either the insurer shall reduce or
eliminate such deductibles or self-insured retentions as respects to the District,
its officers, officials, employees and volunteers; or the Consultant shall procure a
bond guaranteeing payment of losses and related investigations, claim
administration and defense expenses.
D. Other Insurance Provisions
The policies are to contain, or be endorsed to contain, the following provisions:
1. General Liability and Automobile Liability Coverages
a. The District, it officers, officials, employees and volunteers are to
be covered as additional insureds as respects; liability arising out
of activities performed by or on behalf of the Consultant, products
and completed operations of the Consultant, premises owned,
occupied or used by the Consultant, or automobiles owned, hired
or borrowed by the Consultant for the full period of time allowed by
law, surviving the termination of this Agreement. The coverage
shall contain no special limitations on the scope-of-protection
afforded to the District, its officers, officials, employees or
volunteers.
b. The Consultant's insurance coverage shall be primary insurance
as respects to the District, its officers, officials, employees and
volunteers. Any insurance or self-insurance maintained by the
District, its officers, officials, employees or volunteers shall be in
excess of the Consultant's insurance and shall not contribute with
it.
c. Any failure to comply with reporting provisions of the policies shall
not affect coverage provided to the District, its officers, officials,
employees or volunteers.
d. The Consultant's insurance shall apply separately to each insured
against whom claim is made or suit is brought, except with respect
to the limits of the insurer's liability.
2. Worker's Compensation and Employers Liability Coverage
The insurer shall agree to waive all rights of subrogation against the
District, its officers, officials, employees and volunteers for losses arising
from Consultant's performance of the work, pursuant to this Agreement.
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3. Professional Liability Coverage
If written on a claims-made basis, the retroactivity date shall be the
effective date of this Agreement. The policy period shall extend one year
from approval of final invoice for services.
4. All Coverages
Each Insurance policy required by this clause shall be endorsed to state
that coverage shall not be suspended, voided, canceled by either party,
reduced in coverage or in limits except after thirty (30) days prior written
notice by certified mail, return receipt requested, has been given to the
District.
E. Acceptability of Insurers
Insurance is to be placed with admitted California insurers with an A.M. Best's
rating of no less than A- for financial strength, AA for long-term credit rating and
AMB-1 for short-term credit rating.
F. Verification of Coverage
Consultant shall furnish the District with Certificates of Insurance and with
original Endorsements effecting coverage required by this Agreement. The
Certificates and Endorsements for each insurance policy are to be signed by a
person authorized by that insurer to bind coverage on its behalf. The Certificates
and Endorsements are to be on forms provided or approved by the District.
Where by statute, the District's Workers' Compensation - related forms cannot be
used, equivalent forms approved by the Insurance Commissioner are to be
substituted. All Certificates and Endorsements are to be received and approved
by the District before Consultant begins the work of this Agreement. The District
reserves the right to require complete, certified copies of all required insurance
policies, at any time. If Consultant fails to provide the coverages required herein,
the District shall have the right, but not the obligation, to purchase any or all of
them. In that event, the cost of insurance becomes part of the compensation due
the contractor after notice to Consultant that District has paid the premium.
G. Subcontractors
Consultant shall include all subcontractors or sub-consultants as insured under
its policies or shall furnish separate certificates and endorsements for each sub-
contractor or sub-consultant. All coverage for sub-contractors or sub-consultants
shall be subject to all insurance requirements set forth in this Paragraph 6.1.
6.2 Indemnification. Notwithstanding the foregoing insurance requirements, and in addition
thereto, Consultant agrees, for the full period of time allowed by law, surviving the
termination of this Agreement, to indemnify the District for any claim, cost or liability that
arises out of, or pertains to, or relates to any negligent act or omission or the willful
misconduct of Consultant in the performance of services under this contract by
Consultant, but this indemnity does not apply to liability for damages for death or bodily
injury to persons, injury to property, or other loss, arising from the sole negligence, willful
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misconduct or defects in design by the District, or arising from the active negligence of
the District.
“Indemnify,” as used herein includes the expenses of defending against a claim and the
payment of any settlement or judgment arising out of the claim. Defense costs include
all costs associated with defending the claim, including, but not limited to, the fees of
attorneys, investigators, consultants, experts and expert witnesses, and litigation
expenses.
References in this paragraph to District or Consultant, include their officers, employees,
agents, and subcontractors.
7.0 CONTRACT PROVISIONS
7.1 Ownership of Work. All documents furnished to Consultant by District and all documents
or reports and supportive data prepared by Consultant under this Agreement are owned
and become the property of the District upon their creation and shall be given to District
immediately upon demand and at the completion of Consultant's services at no
additional cost to District. Deliverables are identified in the Scope-of-Work, Attachment
"A". All documents produced by Consultant shall be furnished to District in digital format
and hardcopy. Consultant shall produce the digital format, using software and media
approved by District.
7.2 Governing Law. Consultant shall comply with the laws and regulations of the United
States, the State of California, and all local governments having jurisdiction over this
Agreement. The interpretation and enforcement of this Agreement shall be governed by
California law and any action arising under or in connection with this Agreement must be
filed in a Court of competent jurisdiction in Mendocino County.
7.3 Entire Agreement. This Agreement plus its Attachment(s) and executed Amendments
set forth the entire understanding between the parties.
7.4 Severability. If any term of this Agreement is held invalid by a court of competent
jurisdiction, the remainder of this Agreement shall remain in effect.
7.5 Modification. No modification of this Agreement is valid unless made with the agreement
of both parties in writing.
7.6 Assignment. Consultant's services are considered unique and personal. Consultant
shall not assign, transfer, or sub-contract its interest or obligation under all or any portion
of this Agreement without District's prior written consent.
7.7 Waiver. No waiver of a breach of any covenant, term, or condition of this Agreement
shall be a waiver of any other or subsequent breach of the same or any other covenant,
term or condition or a waiver of the covenant, term or condition itself.
7.8 Termination. This Agreement may only be terminated by either party: 1) for breach of
the Agreement; 2) because funds are no longer available to pay Consultant for services
provided under this Agreement; or 3) District has abandoned and does not wish to
complete the project for which Consultant was retained. A party shall notify the other
party of any alleged breach of the Agreement and of the action required to cure the
breach. If the breaching party fails to cure the breach within the time specified in the
notice, the contract shall be terminated as of that time. If terminated for lack of funds or
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abandonment of the project, the contract shall terminate on the date notice of
termination is given to Consultant. District shall pay the Consultant only for services
performed and expenses incurred as of the effective termination date. In such event, as
a condition to payment, Consultant shall provide to District all finished or unfinished
documents, data, studies, surveys, drawings, maps, models, photographs and reports
prepared by the Consultant under this Agreement. Consultant shall be entitled to
receive just and equitable compensation for any work satisfactorily completed
hereunder, subject to off-set for any direct or consequential damages District may incur
as a result of Consultant's breach of contract.
7.9 Execution of Agreement. This Agreement may be executed in duplicate originals, each
bearing the original signature of the parties. Alternatively, this Agreement may be
executed and delivered by facsimile or other electronic transmission, and in more than
one counterpart, each of which shall be deemed an original, and all of which together
shall constitute one and the same instrument. When executed using either alternative,
the executed agreement shall be deemed an original admissible as evidence in any
administrative or judicial proceeding to prove the terms and content of this Agreement.
8.0 NOTICES
Any notice given under this Agreement shall be in writing and deemed given when
personally delivered or deposited in the mail (certified or registered) addressed to the
parties as follows:
UKIAH VALLEY FIRE PROTECTION DISTRICT VAN LANT & FANKHANEL, LLP
ATTENTION: FIRE CHIEF ATTN: BRETT VAN LANT
1500 SOUTH STATE STREET 25901 KELLOGG STREET
UKIAH, CALIFORNIA 95482-5400 LOMA LINDA, CALIFORNIA 92354
9.0 SIGNATURES
IN WITNESS WHEREOF, the parties have executed this Agreement the Effective Date:
VAN LANT & FANKHANEL, LLP
BY: ______________________________________________
Date
PRINT NAME: _________________
__________________
IRS IDN Number
UKIAH VALLEY FIRE PROTECTION DISTRICT
BY: ____________________
FIRE CHIEF DOUGLAS HUTCHISON Date
ATTEST
____________________
CLERK Date
Jan 19, 2024
Kristine Lawler (Jan 19, 2024 16:32 PST)
Kristine Lawler Jan 19, 2024
April 12, 2023
Board of Directors and Management
Ukiah Valley Fire District
1500 S. State Street
Ukiah, California 95482
We are pleased to confirm our understanding of the services we are to provide Ukiah Valley Fire District (District)
for the year ending June 30, 2023.
Audit Scope and Objectives
We will audit the financial statements of the governmental activities and each major fund, including the related notes
to the financial statements, which collectively comprise the basic financial statements of the District as of and for
the year ending June 30, 2023. Accounting standards generally accepted in the United States of America provide
for certain required supplementary information (RSI), such as management’s discussion and analysis (MD&A), to
supplement District’s basic financial statements. Such information, although not a part of the basic financial
statements, is required by the Governmental Accounting Standards Board who considers it to be an essential part
of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical
context. As part of our engagement, we will apply certain limited procedures to the District’s RSI in accordance with
auditing standards generally accepted in the United States of America. These limited procedures will consist of
inquiries of management regarding the methods of preparing the information and comparing the information for
consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we
obtained during our audit of the basic financial statements. We will not express an opinion or provide any assurance
on the information because the limited procedures do not provide us with sufficient evidence to express an opinion
or provide any assurance. The following RSI is required by generally accepted accounting principles and will be
subjected to certain limited procedures, but will not be audited:
1)Management’s Discussion and Analysis
2)Pension related schedules
The objectives of our audit are to obtain reasonable assurance as to whether the financial statements as a whole
are free from material misstatement, whether due to fraud or error; issue an auditor’s report that includes our opinion
about whether your financial statements are fairly presented, in all material respects, in conformity with GAAP; and
report on the fairness of the supplementary information referred to in the second paragraph when considered in
relation to the financial statements as a whole. Reasonable assurance is a high level of assurance but is not
absolute assurance and therefore is not a guarantee that an audit conducted in accordance with GAAS will always
detect a material misstatement when it exists. Misstatements, including omissions, can arise from fraud or error and
are considered material if there is a substantial likelihood that, individually or in the aggregate, they would influence
the judgment of a reasonable user made based on the financial statements.
Auditor’s Responsibilities for the Audit of the Financial Statements
We will conduct our audit in accordance with GAAS and will include tests of your accounting records of the District
and other procedures we consider necessary to enable us to express such opinions. As part of an audit in
accordance with GAAS, we exercise professional judgment and maintain professional skepticism throughout the
audit.
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ATTACHMENT A
We will evaluate the appropriateness of accounting policies used and the reasonableness of significant accounting
estimates made by management. We will also evaluate the overall presentation of the financial statements,
including the disclosures, and determine whether the financial statements represent the underlying transactions
and events in a manner that achieves fair presentation. We will plan and perform the audit to obtain reasonable
assurance about whether the financial statements are free of material misstatement, whether from (1) errors, (2)
fraudulent financial reporting, (3) misappropriation of assets, or (4) violations of laws or governmental regulations
that are attributable to the government or to acts by management or employees acting on behalf of the government.
Because of the inherent limitations of an audit, combined with the inherent limitations of internal control, and
because we will not perform a detailed examination of all transactions, there is an unavoidable risk that some
material misstatements may not be detected by us, even though the audit is properly planned and performed in
accordance with GAAS. In addition, an audit is not designed to detect immaterial misstatements or violations of
laws or governmental regulations that do not have a direct and material effect on the financial statements. However,
we will inform the appropriate level of management of any material errors, fraudulent financial reporting, or
misappropriation of assets that comes to our attention. We will also inform the appropriate level of management of
any violations of laws or governmental regulations that come to our attention, unless clearly inconsequential. Our
responsibility as auditors is limited to the period covered by our audit and does not extend to any later periods for
which we are not engaged as auditors.
We will also conclude, based on the audit evidence obtained, whether there are conditions or events, considered
in the aggregate, that raise substantial doubt about the government’s ability to continue as a going concern for a
reasonable period of time.
Our procedures will include tests of documentary evidence supporting the transactions recorded in the accounts,
tests of the physical existence of inventories, and direct confirmation of receivables and certain assets and liabilities
by correspondence with selected customers, creditors, and financial institutions. We will also request written
representations from your attorneys as part of the engagement.
We may, from time to time and depending on the circumstances, use third-party service providers in serving your
account. We may share confidential information about you with these service providers but remain committed to
maintaining the confidentiality and security of your information. Accordingly, we maintain internal policies,
procedures, and safeguards to protect the confidentiality of your personal information. In addition, we will secure
confidentiality agreements with all service providers to maintain the confidentiality of your information and we will
take reasonable precautions to determine that they have appropriate procedures in place to prevent the
unauthorized release of your confidential information to others. In the event that we are unable to secure an
appropriate confidentiality agreement, you will be asked to provide your consent prior to the sharing of your
confidential information with the third-party service provider. Furthermore, we will remain responsible for the work
provided by any such third-party service providers.
Our audit of financial statements does not relieve you of your responsibilities.
Audit Procedures—Internal Control
We will obtain an understanding of the government and its environment, including internal control relevant to the
audit, sufficient to identify and assess the risks of material misstatement of the financial statements, whether due
to error or fraud, and to design and perform audit procedures responsive to those risks and obtain evidence that is
sufficient and appropriate to provide a basis for our opinions. The risk of not detecting a material misstatement
resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional
omissions, misrepresentation, or the override of internal control. An audit is not designed to provide assurance on
internal control or to identify deficiencies in internal control. Accordingly, we will express no such opinion. However,
during the audit, we will communicate to management and those charged with governance internal control related
matters that are required to be communicated under AICPA professional standards.
Audit Procedures—Compliance
As part of obtaining reasonable assurance about whether the financial statements are free of material misstatement,
we will perform tests of District’s compliance with the provisions of applicable laws, regulations, contracts,
agreements, and grants. However, the objective of our audit will not be to provide an opinion on overall compliance
and we will not express such an opinion.
Responsibilities of Management for the Financial Statements
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Our audit will be conducted on the basis that you acknowledge and understand your responsibility for designing,
implementing, and maintaining internal controls relevant to the preparation and fair presentation of financial
statements that are free from material misstatement, whether due to fraud or error, including monitoring ongoing
activities; for the selection and application of accounting principles; and for the preparation and fair presentation of
the financial statements in conformity with accounting principles generally accepted in the United States of America
with the oversight of those charged with governance.
Management is responsible for making drafts of financial statements, all financial records, and related information
available to us and for the accuracy and completeness of that information (including information from outside of the
general and subsidiary ledgers). You are also responsible for providing us with (1) access to all information of which
you are aware that is relevant to the preparation and fair presentation of the financial statements, such as records,
documentation, identification of all related parties and all related-party relationships and transactions, and other
matters; (2) additional information that we may request for the purpose of the audit; and (3) unrestricted access to
persons within the government from whom we determine it necessary to obtain audit evidence. At the conclusion
of our audit, we will require certain written representations from you about the financial statements and related
matters.
Your responsibilities include adjusting the financial statements to correct material misstatements and confirming to
us in the management representation letter that the effects of any uncorrected misstatements aggregated by us
during the current engagement and pertaining to the latest period presented are immaterial, both individually and
in the aggregate, to the financial statements of each opinion unit taken as a whole.
You are responsible for the design and implementation of programs and controls to prevent and detect fraud, and
for informing us about all known or suspected fraud affecting the government involving (1) management, (2)
employees who have significant roles in internal control, and (3) others where the fraud could have a material effect
on the financial statements. Your responsibilities include informing us of your knowledge of any allegations of fraud
or suspected fraud affecting the government received in communications from employees, former employees,
grantors, regulators, or others. In addition, you are responsible for identifying and ensuring that the government
complies with applicable laws and regulations.
You are responsible for the preparation of the supplementary information in conformity with accounting principles
generally accepted in the United States of America (GAAP). You agree to include our report on the supplementary
information in any document that contains, and indicates that we have reported on, the supplementary information.
You also agree to [include the audited financial statements with any presentation of the supplementary information
that includes our report thereon OR make the audited financial statements readily available to users of the
supplementary information no later than the date the supplementary information is issued with our report thereon].
Your responsibilities include acknowledging to us in the representation letter that (1) you are responsible for
presentation of the supplementary information in accordance with GAAP; (2) you believe the supplementary
information, including its form and content, is fairly presented in accordance with GAAP; (3) the methods of
measurement or presentation have not changed from those used in the prior period (or, if they have changed, the
reasons for such changes); and (4) you have disclosed to us any significant assumptions or interpretations
underlying the measurement or presentation of the supplementary information.
Engagement Administration, Fees, and Other
We understand that your employees will prepare all cash, accounts receivable, or other confirmations we request
and will locate any documents selected by us for testing.
The audit documentation for this engagement is the property of Van Lant & Fankhanel, LLP and constitutes
confidential information. However, subject to applicable laws and regulations, audit documentation and appropriate
individuals will be made available upon request and in a timely manner to the State of California or its designee, a
federal agency providing direct or indirect funding, or the U.S. Government Accountability Office for purposes of a
quality review of the audit, to resolve audit findings, or to carry out oversight responsibilities. We will notify you of
any such request. If requested, access to such audit documentation will be provided under the supervision of Van
Lant & Fankhanel, LLP personnel. Furthermore, upon request, we may provide copies of selected audit
documentation to the aforementioned parties. These parties may intend, or decide, to distribute the copies or
information contained therein to others, including other governmental agencies.
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We expect to begin our audit in January 2023 and to issue our reports no later than March 2023. Brett Van Lant is
the engagement partner and is responsible for supervising the engagement and signing the reports or authorizing
another individual to sign them.
The audit documentation for this engagement will be retained for a minimum of seven years after the report release
date or for any additional period requested by the regulators. If we are aware that a federal awarding agency or
auditee is contesting an audit finding, we will contact the party(ies) contesting the audit finding for guidance prior to
destroying the audit documentation.
Our fee for these services for fiscal year 2023 along with fees for an additional 3-year period for your reference are
as provided below:
These fees are based on the current audit scope, and the assumption a single audit will not be required. The above
fee is based on anticipated cooperation from your personnel and the assumption that unexpected circumstances
will not be encountered during the audit. If significant additional time is necessary, we will discuss it with you and
arrive at a new fee estimate before we incur the additional costs. Our invoices for these fees will be rendered each
month as work progresses and are payable on presentation. In accordance with our firm policies, work may be
suspended if your account becomes 30 days or more overdue and may not be resumed until your account is paid
in full. If we elect to terminate our services for nonpayment, our engagement will be deemed to have been completed
upon written notification of termination, even if we have not completed our report. You will be obligated to
compensate us for all time expended through the date of termination.
Reporting
We will issue a written report upon completion of our audit of the District’s financial statements. Our report will be
addressed to the Board of Directors of the District. Circumstances may arise in which our report may differ from its
expected form and content based on the results of our audit. Depending on the nature of these circumstances, it
may be necessary for us to modify our opinions, add a separate section, or add an emphasis-of-matter or other-
matter paragraph to our auditor’s report, or if necessary, withdraw from this engagement. If our opinions are other
than unmodified, we will discuss the reasons with you in advance. If, for any reason, we are unable to complete the
audit or are unable to form or have not formed opinions, we may decline to express opinions or withdraw from this
engagement.
We appreciate the opportunity to be of service to the District and believe this letter accurately summarizes the
significant terms of our engagement. If you have any questions, please let us know. If you agree with the terms of
our engagement as described in this letter, please sign the enclosed copy and return it to us.
Very truly yours,
VAN LANT & FANKHANEL LLP
Brett Van Lant
Certified Public Accountant
Service 2023 2024 2025 2026
Fire District Audit 7,875$ 8,110$ 8,275$ 8,440$
Fiscal Years Ending June 30,
4
RESPONSE:
This letter correctly sets forth the understanding of the Ukiah Valley Fire District.
Management signature:
Title:
Date:
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Attachment B – Contract #2324-142
Van Lant & Fankhanel, LLP standard and quoted hourly rates that will be charged for the audit hours
incurred:
Maximum fees charged will be as follows: