HomeMy WebLinkAboutCC Reso 2022-14 - Authorizing Electric System Financing RESOLUTION 2022-14
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF UKIAH AUTHORIZING AN
ELECTRIC SYSTEM FINANCING AND APPROVING THE ISSUANCE AND SALE OF
ELECTRIC REVENUE BONDS BY THE UKIAH PUBLIC FINANCING AUTHORITY TO
FINANCE PUBLIC CAPITAL IMPROVEMENTS, AND APPROVING RELATED
DOCUMENTS AND OFFICIAL ACTIONS RELATED THERETO
WHEREAS, the City of Ukiah (the "City") desires to finance capital improvements to its
electric system (collectively, the "Project"); and
WHEREAS, the Ukiah Public Financing Authority (the "Authority") was formed to, among
other things, assist the City with financing public capital improvements, including the
Project; and
WHEREAS, the City and the Authority desire to enter into an Installment Sale Agreement
(the"Installment Sale Agreement"), pursuant to which the City will pay for the Project over
time, via payment to the Authority of semi-annual installment payments; and
WHEREAS, to raise upfront funds for the Project, the Authority proposes to issue and sell
its Electric Revenue Bonds, Series 2022 (the "Bonds") under Article 4 of Chapter 5,
Division 7, Title 1 of the Government Code of the State of California, commencing with
Section 6584 of said Code (the "Bond Lain'); and
WHEREAS, in order to secure the payments of principal of and interest on the Bonds, the
Authority proposes to pledge the payment of the installment payments by the City under
the Installment Sale Agreement to owners of the Bonds pursuant to an Indenture of Trust,
between the Authority and The Bank of New York Mellon Trust Company, N.A., as trustee
(the "Indenture"); and
WHEREAS, to provide for development of the most favorable debt structure for the City
and to ensure the most favorable reception in the marketplace for the Bonds, the City has
requested the Authority to sell the Bonds through a negotiated sale pursuant to the terms
of a Bond Purchase Agreement (the "Bond Purchase Agreement") between the Authority,
the City and RBC Capital Markets, LLC, as underwriter(the"Underwriter"); and
WHEREAS, for purposes of the sale of the Bonds, the City has caused to be prepared an
Official Statement describing the Bonds, the preliminary form of which is on file with the
City Clerk and the Council, with the aid of their staff, have undertaken such review of the
Official Statement as hereinafter described as is necessary to assure proper disclosure of
all material facts relating to the Bonds that are within the personal knowledge of Council
members and the staff; and
WHEREAS, as required by Section 6586.5 of the California Government Code, the City
caused publication of a notice of a public hearing on the financing of the public capital
improvements included within the Project once at least five (5) days prior to the hearing in
a newspaper of general circulation in the City; and
WHEREAS, on February 16, 2022,the Council held a public hearing at which all interested
persons were provided the opportunity to speak on the subject of financing such public
capital improvements; and
WHEREAS, the information required to be obtained and disclosed by the City Council
related to the Bonds pursuant to Government Code Section 5852.1 is set forth in the staff
report accompanying this Resolution; and
WHEREAS, the Council wishes at this time to approve all proceedings of the City relating
to the foregoing;
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Ukiah, as
follows:
Section 1. The Council hereby approves the issuance of the Bonds by the Authority under
the Bond Law in a maximum principal amount not to exceed $11,000,000, for the purpose
of financing the Project. The Council hereby finds that issuance of the Bonds by the
Authority for the purpose of financing the Project will result in significant public benefits of
the type described in Section 6586 of the California Government Code, including, but not
limited to, a more efficient delivery of City services to residential and commercial
developments within the City and demonstrable savings in effective interest rate, bond
preparation, bond underwriting and/or bond issuance costs.
Section 2. The Council hereby approves each of the following agreements required for
the issuance and sale of the Bonds, in substantially the respective forms on file with the
City Clerk together with any changes therein or additions thereto deemed advisable by the
Mayor, Vice Mayor, City Manager, Finance Director, or a designee appointed by such
person (each, an "Authorized Officer"), whose execution thereof shall be conclusive
evidence of the approval of any such changes or additions. An Authorized Officer is
hereby authorized and directed for and on behalf of the City to execute, and the City Clerk
is hereby authorized and directed to attest, the final form of each such agreement, as
follows:
• Installment Sale Agreement, between the City as purchaser and the
Authority as seller, under which the City purchases the Project over
time in consideration of the payment of semi-annual installment
payments; and
• Continuing Disclosure Certificate, to be executed by the City for the
purpose of providing annual financial information and notice of certain
enumerated events to holders and beneficial owners of the Bonds.
Section 3. The Council hereby approves the negotiated sale of the Bonds by the Authority
to the Underwriter. The Bonds shall be sold pursuant to the terms and provisions of the
Bond Purchase Agreement among the Authority, the City and the Underwriter in
substantially the form on file with the City Clerk together with any changes therein or
additions thereto deemed advisable by an Authorized Officer. The true interest cost of the
Bonds shall not exceed 3.75% and the Underwriter's discount shall not exceed 0.70%.
Section 4. The Council hereby approves the preliminary Official Statement describing the
Bonds in substantially the form on file with the City Clerk. An Authorized Officer is hereby
authorized and directed to approve any changes in or additions to said preliminary Official
Statement, and to execute an appropriate certificate stating the City's determination that
the preliminary Official Statement (together with any changes therein or additions thereto)
has been deemed nearly final within the meaning of Rule 15c2-12 of the Securities
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Exchange Act of 1934. Distribution of the preliminary Official Statement is hereby
approved. An Authorized Officer is hereby authorized and directed to approve any
changes in or additions to a final form of said Official Statement, and the execution thereof
by an Authorized Officer shall be conclusive evidence of approval of any such changes
and additions. The Council hereby authorizes the distribution of the final Official
Statement by the underwriter of the Bonds. The final Official Statement shall be executed
on behalf of the City by an Authorized Officer.
Section 5. The firm of NHA Advisors LLC is hereby retained as municipal advisor to the
City in connection with the issuance and sale of the Bonds by the Authority. An Authorized
Officer is authorized to execute an agreement with said firm in a form as approved by an
Authorized Officer, as necessary.
Section 6. The firm of Jones Hall, A Professional Law Corporation, is hereby retained as
bond counsel and disclosure counsel to the City in connection with the issuance and sale
of the Bonds by the Authority. An Authorized Officer is authorized to execute an
agreement with said firm in a form as approved by an Authorized Officer, as necessary.
Section 7. The Authorized Officers, the City Attorney, the City Clerk and all other officers
of the City are each authorized and directed on behalf of the City to make any and all
leases, assignments, certificates, requisitions, agreements, notices, consents,
instruments of conveyance or termination, warrants and other documents, which they or
any of them deem necessary or appropriate in order to consummate any of the
transactions contemplated by the agreements and documents approved under this
Resolution. Whenever in this Resolution any officer of the City is authorized to execute
or countersign any document or take any action, such execution, countersigning or action
may be taken on behalf of such officer by any person designated by such officer to act on
his or her behalf in the case such officer is absent or unavailable.
Section 8. This Resolution shall take effect immediately upon its passage and adoption.
PASSED AND ADOPTED by the City Council of the City of Ukiah on February 22, 2022
by the following vote:
AYES: Councilmembers Orozco, Crane, Rodin, Duenas, and Mayor Brown
NOES: None
ABSENT: None
ABSTAIN: None
Jim Brown, Mayor
ATTEST:
f
istine Lawler, City Clerk
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