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HomeMy WebLinkAboutSHN Consulting Engineers & Geologists, Inc. 2017-10-10COU No. '7 -� b AGREEMENT FOR PROFESSIONAL CONSULTINGSERVICES This Agreement, made and entered into this � day of 2017 (,Effective Date"), by and between CITY OF UKIAH, CALIFORNIA, hereinafter referred to as "City" and SHN Consulting Engineers and Geologists, a Corporation organized and in good standing under the laws of the state of California, hereinafter referred to as "Consultant". RECITALS This Agreement is predicated on the following facts: a. City requires consulting services related to Materials, Compaction and Geotechnical Testing and Inspection Services for City Specification No. 17-02. b. Consultant represents that it has the qualifications, skills, experience and properly licensed to provide these services, and is willing to provide them according to the terms of this Agreement. C. City and Consultant agree upon the Scope -of -Work and Work Schedule attached hereto as Attachment "A", describing contract provisions for the project and setting forth the completion dates for the various services to be provided pursuant to this Agreement. TERMS OF AGREEMENT 1.0 DESCRIPTION OF PROJECT 1.1 The Project is described in detail in the attached Scope -of -Work (Attachment "A"). 2.0 SCOPE OF SERVICES 2.1 As set forth in Attachment "A". 2.2. Additional Services. Additional services, if any, shall only proceed upon written agreement between City and Consultant. The written Agreement shall be in the form of an Amendment to this Agreement. 3.0 CONDUCT OF WORK 3.1 Time of Completion. Consultant shall commence performance of services as required by the Scope -of -Work upon receipt of a Notice to Proceed from City and shall complete such services within 80 contractor working days, unless extended from receipt of the Notice to Proceed. Consultant shall complete the work to the City's reasonable satisfaction, even if contract disputes arise or Consultant contends it is entitled to further compensation. 4.0 COMPENSATION FOR SERVICES 4.1 Basis for Compensation. For the performance of the professional services of this Agreement, Consultant shall be compensated on a time and expense basis not to exceed a guaranteed maximum dollar amount of $13,060. Labor charges shall be based upon hourly billing rates for the various classifications of personnel employed by Std — ProfSve Agreemem- November 20, 2008 PAGE I OF 7 COU No. 1%/ (3 -104j Consultant to perform the Scope of Work as set forth in the attached Attachment B, which shall include all indirect costs and expenses of every kind or nature, except direct expenses. The direct expenses and the fees to be charged for same shall be as set forth in Attachment B. Consultant shall complete the Scope of Work for the not -to - exceed guaranteed maximum, even if actual time and expenses exceed that amount. 4.2 Changes. Should changes in compensation be required because of changes to the Scope -of -Work of this Agreement, the parties shall agree in writing to any changes in compensation. "Changes to the Scope -of -Work" means different activities than those described in Attachment "A" and not additional time to complete those activities than the parties anticipated on the date they entered this Agreement. 4.3 Sub -contractor Payment. The use of sub -consultants or other services to perform a portion of the work of this Agreement shall be approved by City prior to commencement of work. The cost of sub -consultants shall be included within guaranteed not -to -exceed amount set forth in Section 4.1. 4.4 Terms of Payment. Payment to Consultant for services rendered in accordance with this contract shall be based upon submission of monthly invoices for the work satisfactorily performed prior to the date of the invoice less any amount already paid to Consultant, which amounts shall be due and payable thirty (30) days after receipt by City. The invoices shall provide a description of each item of work performed, the time expended to perform each task, the fees charged for that task, and the direct expenses incurred and billed for. Invoices shall be accompanied by documentation sufficient to enable City to determine progress made and to support the expenses claimed. 5.0 ASSURANCES OF CONSULTANT 5.1 Independent Contractor. Consultant is an independent contractor and is solely responsible for its acts or omissions. Consultant (including its agents, servants, and employees) is not the City's agent, employee, or representative for any purpose. It is the express intention of the parties hereto that Consultant is an independent contractor and not an employee, joint venturer, or partner of City for any purpose whatsoever. City shall have no right to, and shall not control the manner or prescribe the method of accomplishing those services contracted to and performed by Consultant under this Agreement, and the general public and all governmental agencies regulating such activity shall be so informed. Those provisions of this Agreement that reserve ultimate authority in City have been inserted solely to achieve compliance with federal and state laws, rules, regulations, and interpretations thereof. No such provisions and no other provisions of this Agreement shall be interpreted or construed as creating or establishing the relationship of employer and employee between Consultant and City. Consultant shall pay all estimated and actual federal and state income and self- employment taxes that are due the state and federal government and shall furnish and pay worker's compensation insurance, unemployment insurance and any other benefits required by law for himself and his employees, if any. Consultant agrees to indemnify and hold City and its officers, agents and employees harmless from and against any claims or demands by federal, state or local government agencies for any such taxes or benefits due but not paid by Consultant, including the legal costs associated with defending against any audit, claim, demand or law suit. Std — ProtSv Agreement- November 20, 2008 PAGE 2 OF 7 COU No. 1116 - (03 Consultant warrants and represents that it is a properly licensed professional or professional organization with a substantial investment in its business and that it maintains its own offices and staff which it will use in performing under this Agreement. 5.2 Conflict of Interest. Consultant understands that its professional responsibility is solely to City. Consultant has no interest and will not acquire any direct or indirect interest that would conflict with its performance of the Agreement. Consultant shall not in the performance of this Agreement employ a person having such an interest. If the City Manager determines that the Consultant has a disclosure obligation under the City's local conflict of interest code, the Consultant shall file the required disclosure form with the City Clerk within 10 days of being notified of the City Manager's determination. 6.0 INDEMNIFICATION 6.1 Insurance Liability. Without limiting Consultant's obligations arising under Paragraph 6.2 Consultant shall not begin work under this Agreement until it procures and maintains for the full period of time allowed by law, surviving the termination of this Agreement insurance against claims for injuries to persons or damages to property, which may arise from or in connection with its performance under this Agreement. A. Minimum Scope of Insurance Coverage shall be at least as broad as: 1. Insurance Services Office ("ISO) Commercial General Liability Coverage Form No. CG 20 10 10 01 and Commercial General Liability Coverage — Completed Operations Form No. CG 20 37 10 01. 2. ISO Form No. CA 0001 (Ed. 1/87) covering Automobile Liability, Code 1 "any auto" or Code 8, 9 if no owned autos and endorsement CA 0025. 3. Worker's Compensation Insurance as required by the Labor Code of the State of California and Employers Liability Insurance. 4. Errors and Omissions liability insurance appropriate to the consultant's profession. Architects' and engineers' coverage is to be endorsed to include contractual liability. B. Minimum Limits of Insurance Consultant shall maintain limits no less than: General Liability: $1,000,000 combined single limit per occurrence for bodily injury, personal injury and property damage including operations, products and completed operations. If Commercial General Liability Insurance or other form with a general aggregate limit is used, the general aggregate limit shall apply separately to the work performed under this Agreement, or the aggregate limit shall be twice the prescribed per occurrence limit. 2. Automobile Liability: $1,000,000 combined single limit per accident for bodily injury and property damage. Std — ProfSve Agreemem- November 20, 2008 PAGE 3 OF 7 COU No. I'-) c (6 -106 Worker's Compensation and Employers Liability: Worker's compensation limits as required by the Labor Code of the State of California and Employers Liability limits of $1,000,000 per accident. 4. Errors and Omissions liability: $1,000,000 per occurrence. C. Deductibles and Self -Insured Retentions Any deductibles or self-insured retentions must be declared to and approved by the City. At the option of the City, either the insurer shall reduce or eliminate such deductibles or self-insured retentions as respects to the City, its officers, officials, employees and volunteers; or the Consultant shall procure a bond guaranteeing payment of losses and related investigations, claim administration and defense expenses. D. Other Insurance Provisions The policies are to contain, or be endorsed to contain, the following provisions: General Liability and Automobile Liabilitv Coveraaes a. The City, it officers, officials, employees and volunteers are to be covered as additional insureds as respects; liability arising out of activities performed by or on behalf of the Consultant, products and completed operations of the Consultant, premises owned, occupied or used by the Consultant, or automobiles owned, hired or borrowed by the Consultant for the full period of time allowed by law, surviving the termination of this Agreement. The coverage shall contain no special limitations on the scope -of -protection afforded to the City, its officers, officials, employees or volunteers. b. The Consultant's insurance coverage shall be primary insurance as respects to the City, its officers, officials, employees and volunteers. Any insurance or self-insurance maintained by the City, its officers, officials, employees or volunteers shall be in excess of the Consultant's insurance and shall not contribute with it. C. Any failure to comply with reporting provisions of the policies shall not affect coverage provided to the City, its officers, officials, employees or volunteers. d. The Consultant's insurance shall apply separately to each insured against whom claim is made or suit is brought, except with respect to the limits of the insurer's liability. 2. Worker's Compensation and Employers Liability Coverage The insurer shall agree to waive all rights of subrogation against the City, its officers, officials, employees and volunteers for losses arising from Consultant's performance of the work, pursuant to this Agreement. Std — ProfSvesAgreement- November 20, 2008 PAGE 4 OF 7 COU No. 1 3. Professional Liability Coverage If written on a claims -made basis, the retroactivity date shall be the effective date of this Agreement. The policy period shall extend from contract execution date to one year prior to completion of the scope of work. 4. All Coverages Each Insurance policy required by this clause shall be endorsed to state that coverage shall not be suspended, voided, canceled by either party, reduced in coverage or in limits except after thirty (30) days prior written notice by certified mail, return receipt requested, has been given to the City. E. Acceptability of Insurers Insurance is to be placed with admitted California insurers with an A.M. Best's rating of no less than A- for financial strength, AA for long-term credit rating and AMB -1 for short-term credit rating. F. Verification of Coverage Consultant shall furnish the City with Certificates of Insurance and with original Endorsements effecting coverage required by this Agreement. The Certificates and Endorsements for each insurance policy are to be signed by a person authorized by that insurer to bind coverage on its behalf. The Certificates and Endorsements are to be on forms provided or approved by the City. Where by statute, the City's Workers' Compensation - related forms cannot be used, equivalent forms approved by the Insurance Commissioner are to be substituted. All Certificates and Endorsements are to be received and approved by the City before Consultant begins the work of this Agreement. The City reserves the right to require complete, certified copies of all required insurance policies, at any time. If Consultant fails to provide the coverages required herein, the City shall have the right, but not the obligation, to purchase any or all of them. In that event, the cost of insurance becomes part of the compensation due the contractor after notice to Consultant that City has paid the premium. G. Subcontractors Consultant shall include all subcontractors or sub -consultants as insured under its policies or shall furnish separate certificates and endorsements for each sub- contractor or sub -consultant. All coverage for sub -contractors or sub -consultants shall be subject to all insurance requirements set forth in this Paragraph 6.1. 6.2 Indemnification. Notwithstanding the foregoing insurance requirements, and in addition thereto, Consultant agrees, for the full period of time allowed by law, surviving the termination of this Agreement, to indemnify the City for any claim, cost or liability that arises out of, or pertains to, or relates to any negligent act or omission or the willful misconduct of Consultant in the performance of services under this contract by Consultant, but this indemnity does not apply to liability for damages for death or bodily injury to persons, injury to property, or other loss, arising from the sole negligence, willful Std — ProfSv Agreement- November 20, 2008 PAGE 5 OF 7 COU No. P(5-105 misconduct or defects in design by the City, or arising from the active negligence of the City. "Indemnify," as used herein includes the expenses of defending against a claim and the payment of any settlement or judgment arising out of the claim. Defense costs include all costs associated with defending the claim, including, but not limited to, the fees of attorneys, investigators, consultants, experts and expert witnesses, and litigation expenses. References in this paragraph to City or Consultant, include their officers, employees, agents, and subcontractors. 7.0 CONTRACT PROVISIONS 7.1 Ownership of Work. All documents furnished to Consultant by City and all documents or reports and supportive data prepared by Consultant under this Agreement are owned and become the property of the City upon their creation and shall be given to City immediately upon demand and at the completion of Consultant's services at no additional cost to City. Deliverables are identified in the Scope -of -Work, Attachment "A". All documents produced by Consultant shall be furnished to City in digital format and hardcopy. Consultant shall produce the digital format, using software and media approved by City. 7.2 Governing Law. Consultant shall comply with the laws and regulations of the United States, the State of California, and all local governments having jurisdiction over this Agreement. The interpretation and enforcement of this Agreement shall be governed by California law and any action arising under or in connection with this Agreement must be filed in a Court of competent jurisdiction in Mendocino County. 7.3 Entire Agreement. This Agreement plus its Attachment(s) and executed Amendments set forth the entire understanding between the parties. 7.4 Severability. If any term of this Agreement is held invalid by a court of competent jurisdiction, the remainder of this Agreement shall remain in effect. 7.5 Modification. No modification of this Agreement is valid unless made with the agreement of both parties in writing. 7.6 Assignment. Consultant's services are considered unique and personal. Consultant shall not assign, transfer, or sub -contract its interest or obligation under all or any portion of this Agreement without City's prior written consent. 7.7 Waiver. No waiver of a breach of any covenant, term, or condition of this Agreement shall be a waiver of any other or subsequent breach of the same or any other covenant, term or condition or a waiver of the covenant, term or condition itself. 7.8 Termination. This Agreement may only be terminated by either party: 1) for breach of the Agreement; 2) because funds are no longer available to pay Consultant for services provided under this Agreement; or 3) City has abandoned and does not wish to complete the project for which Consultant was retained. A party shall notify the other party of any alleged breach of the Agreement and of the action required to cure the breach. If the breaching party fails to cure the breach within the time specified in the notice, the contract shall be terminated as of that time. If terminated for lack of funds or Std — ProtSve Agreement- November 20, 2008 PAGE 6 OF 7 COU No. - I o,3 abandonment of the project, the contract shall terminate on the date notice of termination is given to Consultant. City shall pay the Consultant only for services performed and expenses incurred as of the effective termination date. In such event, as a condition to payment, Consultant shall provide to City all finished or unfinished documents, data, studies, surveys, drawings, maps, models, photographs and reports prepared by the Consultant under this Agreement. Consultant shall be entitled to receive just and equitable compensation for any work satisfactorily completed hereunder, subject to off -set for any direct or consequential damages City may incur as a result of Consultant's breach of contract. 7.9 Execution of Agreement. This Agreement may be executed in duplicate originals, each bearing the original signature of the parties. Alternatively, this Agreement may be executed and delivered by facsimile or other electronic transmission, and in more than one counterpart, each of which shall be deemed an original, and all of which together shall constitute one and the same instrument. When executed using either alternative, the executed agreement shall be deemed an original admissible as evidence in any administrative orjudicial proceeding to prove the terms and content of this Agreement. 8.0 NOTICES Any notice given under this Agreement personally delivered or deposited in the parties as follows: CITY OF UKIAH ATTN: DEPT. OF PUBLIC WORKS 300 SEMINARY AVENUE UKIAH, CA 95482 9.0 SIGNATURES shall be in writing and deemed given when mail (certified or registered) addressed to the SHN CONSULTING ENGINEERS & GEOLOGISTS ATTN: THOMAS HERMAN 335 S. MAIN STREET Willits, ca 95490 IN WITNESS WHEREOF, the parties have executed this Agreement the Effective Date: CONSULTANT BY: PRINT NAME: IRS IDN Number C01k'rellasI:t�l 9 � 6T' BY: `mss -,r �,. s�-•_._._.�— CITY MANAGER ATTEST 7C.RJ�t IAI�C� . Orx»�► �o r CITY CLERK Std – ProtS—Agreemeot- November 20, 2008 PAGE 7 OF 7 lolloI17 Date I'LL i 5 - ti—% Date Exhibit A q CONSULTING ENGINEERS & GEOLOGISTS, INC. 335 S. Main St.- Willits, CA 95490-3977. 707/459-4518 • FAX: 707/459-1884 • willitsinfo@shn-engr.com Reference: 417000.106 August 23, 2017 Mr. Jarod Thiele, Project Analyst City of Ukiah 300 Seminary Avenue Ukiah, CA 95482 Subject: Proposal to Provide Construction Testing Services for the North State Street Intersection - Low Gap & Brush Street Project, Specification No. 17-02 Dear Mr. Thiele: Thank you for this opportunity for SHN Consulting Engineers & Geologists, Inc. (SHN), to offer the following proposal to the City of Ukiah (City) to provide Construction Materials Testing & Inspection for the North State St. Intersection - Low Gap & Brush St. (Project). Following is a brief discussion of SHN's construction materials testing services qualifications, our project understanding including scope of services, and our proposed fee estimate. Firm Qualifications SRN's construction materials testing staff is comprised of civil engineers, certified construction inspectors, and material testers. Our field and laboratory testing technicians are certified by Caltrans, American Concrete Institute (ACI), National Institute for Certification in Engineering Technologies (NICET), International Code Council (ICC) and our laboratory is accredited by Caltrans and the AASHTO Accreditation Program (AAP). Our laboratory and field technicians use state of the art, calibrated testing equipment to provide accurate and timely construction materials compliance analysis. Refer to Attachment B - Technician and Laboratory Certifications. References SHN has provided construction materials testing services for the City of Ukiah, Mendocino County, County of Lake, City of Fort Bragg, City of Willits, Frank R. Howard Memorial Hospital, and Mendocino Coast District Hospital among others. Our recent construction materials testing services projects include: ❖ North State Street Sewer Main Improvements - City of Ukiah Dept. of Public Works - client contact: Jarod Thiele, 300 Seminary Ave., Ukiah, CA 95482-5400, 707-463-6755 ❖ City of Ukiah Sewer & Water Replacement - City of Ukiah - client contact: Jarod Thiele, 300 Seminary Ave., Ukiah, CA 95482-5400, 707-463-6755 ❖ Chestnut Street Corridor Improvements - City of Fort Bragg - client contact: Tom Varga, 416 North Franklin Street, Fort Bragg, CA, 707-961-2823 Project Understanding and Scope of Work Our project understanding and scope of work is based upon a review of the Project plans and specifications and the specific items of work identified in the Request for Proposal (RFP) received on August 17, 2017. Following is a discussion of SHN's approach to providing the specific construction materials testing services outlined in the RFP. \\ Willits\projects\2017\Promos\417000.106-N.StateTsting\PUBS\promos\20170823-CofU_Proposal.doc Mr. Jarod Thiele Testing Services for the North State St. Intersection - Low Gap & Brush St. Project, Spec. No. 17-02 August 23, 2017 Page 2 Scheduling and Reporting of Test Results The request for proposals (RFP) indicates a construction start date of September, 2017, and compaction testing of trench backfill is anticipated to start shortly thereafter. SHN will be in direct contact with the City Engineer or his designee for scheduling of any field sampling and/or testing activities, with a minimum notice of twenty four hours. Test results of compaction tests will be provided to our client representative in the field immediately upon completion of testing, followed by a written test report within a forty eight hour period. Results of all laboratory testing will be reported in writing within a forty eight hour period from the time the testing is completed. Compaction Testing Based on the anticipated amount of individual compaction tests requested in the RFP (15 - 44 on trench backfill and roadway structural section), and the cumulative total length and depth of utility trenches, and the amount of work days anticipated, we estimate an average of one to three compaction tests per day, with an approximate testing frequency of one test per two hundred linear feet of pipe installed, at depth intervals of approximately twelve inches, for a total of 15 days. We propose to provide 2 hours or less of on-site compaction testing services for each site visit. All utility trenches can be tested for relative compaction on a random basis at the discretion of the project inspector. Our testing technician will also provide subgrade and aggregate base compaction testing for the roadway improvements upon the completion of the new utilities and curb returns as well as inspection of footing excavations for retaining walls on Brush St. All soils compaction testing will be performed in accordance with ASTM D1557/D6938 (nuclear method). Subsequent asphalt paving will be tested in accordance with Caltrans test method CT 375/309 (nuclear method using maximum density). We propose to perform the asphalt pavement compaction testing on a total of 3 individual days when the anticipated total daily quantity of asphalt is at least 300 tons or greater. Materials Testing The testing technician will collect construction materials samples as required in the Project specifications and transport them to our Caltrans certified Willits laboratory for testing and analysis. The scope of services for materials testing requested in the RFP includes three individual samples of trench backfill to be tested for quality requirements (Sand Equivalent CT 217, and Sieve Analysis CT 202). Sampling of trench backfill material for the purpose of quality testing can be performed while on site for compaction testing and lead time for laboratory testing and reporting of test results are typically within 48 hours of sampling in the field. A minimum of one full five gallon bucket of material, sampled in accordance with Caltrans sampling method CT 125, is required to ensure the minimum amount of materials to perform laboratory quality testing. Sampling events will be coordinated with the city of Ukiah Inspector and/or the contractor's representative. Proposed Fee We understand that the Project is projected to have a construction period of 80 working days. Because construction projects often proceed on a schedule that is unforeseeable, we have estimated our costs based upon an assumption that our scope of services will be completed in 20 nonconsecutive working days. Our estimated fees are based on daily rates, including two hour onsite, plus travel expenses, for the number of working days anticipated for our scope of work on the Project. SHN does not have minimum time charges per site visit and we will invoice the City only for time spent performing the required services. Where possible, we will combine multiple tasks into one trip to reduce testing and inspection costs for the project. We propose to provide the required services on accrued time and expenses as set forth below and the final cost will not exceed $13,060. Additional testing, if required, will be billed at the daily rate shown \ \ W i Ili ts\ projects\ 2017\ Promos\417000.106-N.StateTsting\PUBS\ promos\ 20170823-CoflJ—ProposaLcioc �a,l./ Mr. Jarod Thiele Testing Services for the North State St. Intersection - Low Gap & Brush St. Project, Spec. No. 17-02 August 23, 2017 Page 3 below. This proposal is to be considered a firm offer for a minimum period of thirty (30) days after the submittal date. Daily Construction Testing (2 hours per site visit on 20 working days) Assumes 40hours Travel Assumes: 40 round trips from Willits to Ukiah (1 hour travel time and no mileage charges) Materials Testing: Compaction testing of trench backfill and existing subgrade, aggregate base, and AC paving for roadways. Estimate includes six compaction curves, three sieve analysis, three SE, & nuclear gage usage (tzvo hours per day). Project Management: Scheduling, & Reporting Assumes: 10 hours Daily Construction Testing (2 hours per site visit on 20 working days) Assumes 40hours Travel Assumes: 40 round trips from Willits to Ukiah (1 hour travel time and no mileage charges) Materials Testing: Compaction testing of trench backfill and existing subgrade, aggregate base, and AC paving for roadways. Estimate includes six compaction curves, three sieve analysis, three SE, & nuclear gage usage (two hours per day). Project Management: Scheduling, & Reporting Assumes: 10 hours Materials Testing Technician $ 4,680 $117 per hour -prevailing wage Technician - $100 per hour 4,000 Mileage Rate - $.00/mile 3,380 Project Manager - $100 per hour 1,000 Total not to exceed $13,060 Materials Testing Technician $120 per hour -2nd shift prevailing wage 4,800 Technician - $100 per hour 4,000 Mileage Rate - $.00/mile 3,380 Project Manager - $100 per hour 1,000 Total not to exceed $13,180 Willits yroccts`2017\Profnos 4171100.106-N.State"t'stirag PUI35 somas 20170823-CofU,_I'ro osaLdoc 7 Mr. Jarod Thiele Testing Services for the North State St. Intersection - Low Gap & Brush St. Project, Spec. No. 17-02 August 23, 2017 Page 4 SHN has a proven track record of working successfully with the City. SHN appreciates the opportunity to provide these services for the City and we look forward to assisting you with the completion of the Project. Should you have any questions, or need additional information please do not hesitate to call. Again, thank you for this opportunity to be of service. Sincerely, SHN Consulting Engineers & Geologists, Inc. Thomas M. Herman Regional Manager Attachments: Attachment A - Technician and Laboratory Certifications Attachment B - 2017 Schedule of Charges \ Ili ts\projects\2()17\Promos\417000.106-N.State !'stingAPCS 135\ pro mos\20170823-Co fU_Proposai doc t / r d v m A I -CE T NATIONAL INSTITUTE FOR CERTIFICATION IN ENGINEERING TECHNOLOGIES® Providing Certification Programs Since 1961 BE IT KNOWN THAT Stephen P James IS HEREBY AWARDED CERTIFICATION AT LEVEL II IN CONSTRUCTION MATERIALS TESTING ASPHALT BASED UPON SUCCESSFUL DEMONSTRATION OF REQUISITE KNOWLEDGE, EXPERIENCE AND WORK PERFORMANCE AS SET FORTH BY THIS INSTITUTE. Certification Valid through August 1, 2020 CERTIFICATION NUMBER 123262 CHAIRMAN OF THE NICET BOARD OF GOVERNORS A DIVISION OF THE NATIONAL SOCIETY OF PROFESSIONAL ENGINEERS NATIONAL INSTITUTE FOR CERTIFICATION IN ENGINEERING TECHNOLOGIES® N I C ET ® Providing Certification Programs Since 1961 BE IT KNOWN THAT Stephen P James IS HEREBY AWARDED CERTIFICATION AT LEVEL II IN CONSTRUCTION MATERIALS TESTING SOILS BASED UPON SUCCESSFUL DEMONSTRATION OF REQUISITE KNOWLEDGE, EXPERIENCE AND WORK PERFORMANCE AS SET FORTH BY THIS INSTITUTE. Certification Valid through August 1, 2020 CERTIFICATION NUMBER 123262 CHAIRMAN OF THE NICET BOARD OF GOVERNORS A DIVISION OF THE NATIONAL SOCIETY OF PROFESSIONAL ENGINEERS State of California Department of Transportation CALTRANS QUALIFIED LABORATORY INSPECTION REPORT Form TL -0113 Expiration date: 04/21/2017 Inspection by: Loren T. Lee IA No.: 099 Phone: 707-445-6374 File: Materials Category 500 Laboratory: SHN Consulting Engineers & Geologists Inc. Address: 335 South Main Street City: Willits State: CA Zip: 95490 Lab QC Mgr.: Stephen James e-mail: sjames4_i�shn-engr.com Telephone: 707-459-4518 Fax #: 707-459-1884 A certified Independent Assurance (IA) visited this laboratory on (Date) 03/16/2016 Only the equipment to be used on Caltrans construction projects and/ or local construction projects on the National Highway System was checked for qualification. At the time of Caltrans Qualification, this laboratory had all necessary equipment of perform the test methods indicated below. Testing personnel shall be Caltrans Qualified and possess a current Caltrans Certificate of proficiency Form TL -0111 prior to performing any sampling or testing. 125 202 205 206 216 217 226 227 229 231 308 309 370 375 379 382 504 518 521 533 539 540 556 557 A visual check was performed and documents provided as necessary for the following items: X Facility Safety Manual X Laboratory Procedures Manual X Laboratory Quality Control Manual X Proper test equipment X Copies of current applicable test procedures X Calibration and service documentation X Calibration stickers affixed to test equipment (dated within the 12 months) On 04/21/2016 this laboratory was Caltrans Qualified by: Loren T. Lee TL -0111 (REV.06/00) CALIFORNIA DEPARTMENT OF TRANSPORTATION MWE Presents this CERTIFICATE OF PROFICIENCY to STEPHEN JAMES SHN who is qualified to perform the following tests: Expiration Date Test Method NEVER .......... ® CTM 105 — CALCULATIONS 03/16/18 .......... ® CTM 125 — SAMPLING MATERIALS 03/16/18.......... ® CTM 201 — SAMPLE PREPARATION 03/16/18.......... ® CTM 202 — SIEVE ANALYSIS 03/16/18...... .... ® CTM 205 — % CRUSHED PARTICLES 03/16/18... ....... ® CTM 206 — S.G. & ABSORPTION C. AGG 03/16/18...... .... ® CTM 216 — RELATIVE COMPACTION (SOILS) 03/16/18...... .... ® CTM 217 — SAND EQUIVALENT 03/16/18... ....... ® CTM 226 — MOISTURE CONTENT 03/16/18 ..........® CTM 227 — CLEANNESS OF COARSE AGGREGATE 03/16/18 ... ....... ® CTM 229 —DURABILITY 03/16/18...... ® CTM 231 —RELATIVE COMPACTION (NUCLEAR) 03/16/18...... ® CTM 308 — BULK S.G. OF HMA 03/16/18...... ® CTM 309 — RICE S.G. OF HMA 03/16/18... ....... CTM 370 —MOISTURE CONTENT (MICROWAVE) 03/16/18... ....... ® CTM 375 —AC COMPACTION (NUCLEAR) 03/16/18.... ® CTM 379 — PERCENT ASPHALT (NUCLEAR) 03/16/18...... ® CTM 382 —PERCENT ASPHALT (IGNITION) 03/16/18......® CTM 504—PCC.AIR CONTENT 03/16/18... ....... ® CTM 518 — PCC UNIT WEIGHT 03/16/18... ....... ® CTM 521 —PCC COMPRESSIVE STRENGTH 03/16/18... ....... ® CTM 382 —PERCENT ASPHALT (IGNITION) 03/16/18 .......... ® CTM 533 — PCC BALL PENETRATION 03/16/18.... ® CTM 382 —PERCENT ASPHALT (IGNITION) 03/16/18... ....... ® CTM 382 — PERCENT ASPHALT (IGNITION) 03/16/18...... ....® CTM 539 —PCC SAMPLING 03/16/18 .......... ® CTM 540 —PCC TEST SPECIMENS 03116/18 ...... ® CTM 556 — PCC SLUMP CONE 03/16/18...... ® CTM 557 — PCC TEMP Loren T. Lee Certified Independent Assurance (IA) o99 C""-'' Date Issued 03/16/2016 Note: This certificate is valid as long as the Tester complies with applicable requirements in Caltrans'Independent Assurance Program Manual. TL -0111 (REV.0&00) CALIFORNIA DEPARTMENT OF TRANSPORTATION r Presents this CERTIFICATE OF PROFICIENCY to STEVE PECKHAM SHN who is qualified to perform the following tests: Expiration Date Test Method NEVER .......... ® CTM 105 -CALCULATIONS 03/16/18 .......... ® CTM 125 - SAMPLING MATERIALS 03/16/18 .......... ® CTM 201 -SAMPLE PREPARATION 03/16/18 .......... ® CTM 202 - SIEVE ANALYSIS .......... ❑ CTM 205 - % CRUSHED PARTICLES .......... ❑ CTM 206 - S.G. & ABSORPTION C. AGG 03/16/18 .......... ® CTM 216 - RELATIVE COMPACTION (SOILS) 03/16/18 .......... ® CTM 217 - SAND EQUIVALENT 03/16/18 ..........CTM 226 - MOISTURE CONTENT ..........❑ CTM 227 - CLEANNESS OF COARSE AGGREGATE .......... ❑ CTM 229 - DURABILITY 03/16/18 .......... ® CTM 231 - RELATIVE COMPACTION (NUCLEAR) ••........ ❑ CTM 308 - BULK S.G. OF HMA .......... ❑ CTM 370 -MOISTURE CONTENT (MICROWAVE) 03/16/18 .......... ® CTM 375 —AC COMPACTION (NUCLEAR) .......... ❑ CTM 379 —PERCENT ASPHALT (NUCLEAR) 03/16/18 .......... ® CTM 504 —PCC AIR CONTENT 03/16/18 .......... ® CTM 518 — PCC UNIT WEIGHT 03/16/18 .......... ® CTM 521 —PCC COMPRESSIVE STRENGTH 03/16/18 .......... ® CTM 533 — PCC BALL PENETRATION 03/16/18 ........._® CTM 539—PCC SAMPLING 03/16/18 .......... ® CTM 540 —PCC TEST SPECIMENS 03/16/18 .......... ® CTM 556 - PCC SLUMP CONE 03/16/18 .......... ® CTM 557 —PCC TEMP Loren T. Lee Certified Independent Assurance (IA) o99 !_---S, L, c I ate ssued 03/16!2016 Note: This certificate is valid as long as the Tester complies with applicable requirements in Caltrans' Independent Assurance Program Manual. TL -0111 (REV.06/00) CALIFORNIA DEPARTMENT OF TRANSPORTATION 4 Presents this CERTIFICATE OF PROFICIENCY to Tim Couevas SHN who is qualified to perform the following tests: Expiration Date Test Method NEVER .......... ® CTM 105 — CALCULATIONS .......... ❑ CTM 125 — SAMPLING MATERIALS .......... ❑ CTM 201 — SAMPLE PREPARATION .......... ❑ CTM 202 — SIEVE ANALYSIS .......... ❑ CTM 205 — % CRUSHED PARTICLES .......... ❑ CTM 206 — S.G. & ABSORPTION C. AGG 06/06/17 .......... ® CTM 216 — RELATIVE COMPACTION (SOILS) .. ........El CTM 217 — SAND EQUIVALENT I ......... ❑ CTM 226 — MOISTURE CONTENT .......... ❑ CTM 227 — CLEANNESS OF COARSE AGGREGATE .......... ❑ CTM 229 —DURABILITY 06/06/17 .... ® CTM 231— RELATIVE COMPACTION (NUCLEAR) ..... ❑ CTM 308 — BULK S.G. OF HMA ❑ CTM 370 —MOISTURE CONTENT (MICROWAVE) ❑ CTM 375 — AC COMPACTION (NUCLEAR) ...... ❑ CTM 379 — PERCENT ASPHALT (NUCLEAR) 03/16/17 .......... ® CTM 504 — PCC AIR CONTENT 03/16/17 .......... ® CTM 518 — PCC UNIT WEIGHT .......... ❑ CTM 521 —PCC COMPRESSIVE STRENGTH 03/16/17 .......... ® CTM 533 — PCC BALL PENETRATION 03/16/17 .......... ® CTM 539 —PCC SAMPLING 03/16/17 ..........® CTM 540 — PCC TEST SPECIMENS 03/16/17 .......... ® CTM 556 —PCC SLUMP CONE 03/16/17 .......... ® CTM 557 — PCC TEMP Loren T. Lee Certified Independent Assurance (IA) o99 I ate ssued 06/06!2016 Note. This certificate is valid as long as the Tester complies with applicable requirements in Caltrans' Independent Assurance Program Manual. American AASI 11 on Officials 64itation AASHTO R18 ti TM O N 4Y;T Consulting Engineers & Geologists, Inc. Fee Schedule January 1, 2017 When accurate definition of the proposed work is not possible, an hourly charge out rate for determining compensation shall be used. Hourly charge rates include payroll costs, overhead, and profit. Hourly services are billed portal to portal and are subject to a 2 -hour minimum. Current rates are as follows: Hourly Charge Rates Position' Hourly Rates Principal Engineer $135.00 - $180.00 Principal Engineering Geologist $125.00 - $155.00 Principal Surveyor $125.00 - $155.00 Project Manager $ 85.00 - $155.00 Senior Planner $ 100.00 - $140.00 Senior Engineer $115.00 - $150.00 Senior Geotechnical Engineer $125.00 - $155.00 Senior Geologist $ 115.00 - $145.00 Senior Surveyor $ 105.00 - $135.00 Engineer $ 85.00 - $120.00 Traffic Engineer $ 85.00 - $140.00 Geologist $ 85.00 - $115.00 Certified Industrial Hygienist $ 95.00 - $140.00 Environmental Specialist $ 75.00 - $130.00 Environmental Planner $ 75.00 - $115.00 Staff Surveyor3 $ 75.00 - $105.00 Assistant Engineer $ 75.00 - $120.00 Survey Party Chief3 $ 75.00 - $105.00 Junior Engineer $ 65.00 - $ 90.00 Engineering Technician/Draftsperson3 $ 65.00 - $ 90.00 Lab/Field Technician3 $ 65.00 - $100.00 Survey Technician3 $ 65.00 - $ 90.00 Technical Writer $ 55.00 - $ 70.00 Clerical $ 50.00 - $ 70.00 Expert Witness2.4 $155.00 - $255.00 1 Incidental expenses, i.e., lodging, meals, airplane tickets, etc., are billed at cost plus 15%. 2 Minimum daily charge is four hours. 3 Rates depend on the specific personnel assigned and if prevailing wage rates are required in the area of work. 4 Rates for Expert Witness are charged for preparation and testim2a for both deposition(s) and trial(s). G:\FORMS\Corp\Fee Schedules\FEESCH-2017Table.doc SHN 2017 Fee Schedule Reimbursables The following direct charges are charged in addition to the hourly charge rates set forth above. Direct Charges: CADD plots (black & white) $ 4.00/ea. CADD plots (color) $ 20.00/ea. Copies $ .15/ea. Equipment and other expenditures (required for projects) Cost + 15% Field office Cost+ 15% Filing fees, telephone expense, etc. Cost + 15% Iron pipe, monuments, flagging, etc. Cost + 15% Mylars $ 2.50/sq. ft. Services of other consultants Cost + 15% Stakes, hubs, lath, etc. Cost + 15% Subsistence, air travel, etc. Cost + 15% Vehicles $ 50.00/da Field Testing and Equipment: Anchor bolt tension testing $ 80.00/ day plus operator CO2 Meter $ 10.00/day Concrete Compression Impact Hammer $ 25.00/ day*+ Core Drilling Machine $ 75.00/ day + $3.00/inch cored Dissolved Oxygen Meter $ 53.00/day*+ Expendable Supplies $ 40.00/day*+ Fyrite Meter $ 33.00/day*+ Generator $ 53.00/ day*+ Geophysical Equipment By Quotation Grundfos Controller & Pump $275.00/day Hand Auger $ 33.00/day Health & Safety Level D $ 35.00/ day*+ Health & Safety Level C $ 60.00/day*+ High Pressure Controller $ 60.00/day*+ Inclinometer $200.00/ day* LEL Meter $ 66.00/day*+ Nuclear Density Testing $ 25.00/hour plus operator Other equipment including drill rigs, backhoes, etc. Cost + 15% ORP Meter $ 15.00/day OVA $132.00/ day*+ Peristaltic Pump $ 50.00/day*+ pH/Conductivity Meter $ 53.00/day*+ Pumps $ 45.00/day*+ Quad (ATV) $150.00/day Rebar Locating Device $ 40.00/ day lus operator * 1/2 Day Minimum Charge. + 25% Weekly Discount, 40% Monthly Discount. (1) If concrete is sampled and delivered to SHN lab by outside contractor, add $5.00/ea. for processing and curingper ASTM C-31. G:\FORMS\Corffee Schedules\FEESCH-2017rable.doc SHN 2017 Fee Schedule Reimbursables, Continued Field Testing and Equipment, Continued: Roto -hammer $ 50.00/day*+ Skidmore -Wilhelm Bolt Tension Calibration $ 50.00/day Soil/ Gas Purge Pumps $ 30.00/day*+ Soil Gas Probes $200.00/day*+ Torque Wrench (0 to 250 ft lbs) $ 25.00/day Torque Wrench (250 to 1,000 ft lbs) $ 50.00/day Turbidity Meter $ 26.00/day*+ Ultrasonic Test Device $ 20.00/hour plus operator Vapor Extraction System $500.00/day*+ Water Level Data Logger $ 60.00/day*+ Water Level Meter $ 33.00/day*+ Well Point $ 50.00/da Survey Equipment: GPS Station $300.00/day* Level $ 25.00/day- Resource GPS $ 150.00/day* Robotic Total Station $ 200.00/day Total Station $ 7.50/hour Total Station w/ Data Collector $100.00/ day Toughbook $150.00/day* Trimble GeoXT GPS Unit $150.00/da * Laboratory Tests: Asphalt Briquette Compaction $ 50.00/ea.(1) Asphalt Bulk Specific Gravity $ 30.00/ea. Asphalt Content by Nuclear Method $ 75.00/test Asphalt Content Gauge Calibration $200.00/ea. Asphalt Extraction (% Bitumen) On Request Asphalt (Hveem) Mix Design On Request Brass Tube (Liner) $ 5.00/ea. Cleanness Value (CT 227) $ 75.00/ea. Compaction Curves (ASTM D 1557 or Caltrans CT216): 4 -inch Mold $200.00/ea. 6 -inch Mold $200.00/ea. Check Point $ 75.00/ea. Concrete Compressive Strength (CT 521 or ASTM C39) $ 25.00/ea.(2) Concrete Linear Shrinkage (3 Bars) $200.00 Concrete Moisture $ 25.00/test (floor test) Consolidation Test $300.00/ea. Direct Shear, per point: (ASTM D3080) Consolidated -Drained (CD) $145.00/point Unconsolidated -Undrained (UU) (Modified ASTM) $115.00/point Consolidated -Undrained (CU) (Modified ASTM) $130.00/point Additional cycles (each) $ 65.00/ea. Dis osable Concrete Molds $ 2.00/ea. * 1/2 Day Minimum Charge. + 25% Weekly Discount, 40% Monthly Discount. (1) If asphalt is delivered to SHN lab unmixed, add $75.00/ea. for processing and mixing per Caltrans CT304. (2) If concrete is sampled and delivered to SHN lab by outside contractor, add $5.00/ea. for processing and curing per ASTM C-31. G:\FORMS\Corp\Fee Schedules\FEESCH-2017Table.doc SHN 2017 Fee Schedule Reimbursables, Continued Laboratory Tests, Continued: Durability Index $ 75.00/ea. Expansion Index $175.00/test Fireproofing Density $ 50.00/ea. Grout Compressive Strength $ 40.00/ea. LA Rattler (abrasion resistance) $200.00/test Liquid Limit $100.00/ea. Masonry Block Compressive Strength $ 65.00/ea. Masonry Block Linear Shrinkage , $ 85.00/ea. Masonry Block Prism Compressive Strength $125.00/ea. Masonry Core Shear Test $ 50.00/core Moisture Content $ 20.00/ea. Moisture -Density Test $ 30.00/ea. Particle Size Analysis (ASTM 422) $115.00/ea. Percent Crushed Particles $125.00/ea. Percent Entrained Air In Concrete $ 10.00/ea. Percent Organics $ 50.00/ea. Plastic Limit $ 50.00/ea. Plasticity Index $150.00/ea. R -Value $300.00/ ea. Rice Specific Gravity of Asphalt (ASTM D2041) $ 75.00/ea. Sand Equivalent $ 50.00/ea. Sawing Rocks and Concrete Cores $ 30.00/unit Sieve Analysis --Coarse $ 50.00/ea. Sieve Analysis --Fine $ 60.00/ea Sieve Analysis --Passing 200 $ 45.00/ea. Specific Gravity, Rock $ 45.00/ea. Stabilometer of Premixed AC $ 75.00/ea. Sulfate Soundness $ 80.00/cycle Swell Test $ 55.00/point Triaxial Compression Unconsolidated Undrained (TXUU) (ASTM D2850) $115.00/point Consolidated Undrained (TXCU) (ASTM D4767) $385.00/point Consolidated Drained (TXCD) (ACOE) $500.00/point Consolidated Undrained (TXCU-3 stage) (ASTM D4767) $810.00/test Consolidated Drained (TXCD-3 stage) (ALOE) $860.00/test USDA Bulk Density Test $ 30.00/ea. USDA Textural Suitability Test $ 60.00/ea. Unconfined Compression $ 65.00/ea. Unit Weight of Lightweight Concrete $ 50.00/unit Notes: All samples of soil or rock from physical testing are discarded 30 days after submission of final report unless prior arrangements are made. Samples of soil or rock submitted for testing for hazardous substances will be returned to the Client, who is responsible for proper disposal. This fee schedule is subject to review and adjustment, as required. Certain services may require prevailing wages or overtime at premium pay to SHN employees. In such circumstances, fees will be adjusted to reflect increased labor costs. G:\FORMS\Corp\Fee Schedules\FEESCH-2017Table.doc SHN 2017 Fee Schedule 4 City of Uriah August 17, 2017 ADDENDUM NO. I Subject: TESTING SERVICES FOR NORTH STATE STREET INTERSECTION- LOW GAP AND BRUSH STREET To all Prospective Consultants: Attached herewith is ADDENDUM NO.1 for the subject project. 1) Increase the quantity of COMPACTION TESTING to 42 total 2) Add GEOTECHNICAL INSPECTION and APPROVE footing Excavations prior to placement of forms and rebar. See attached Plans for Profile and Detail 20 and Detail 21 (2 sheets) The proposal due date for this project will still be: AUGUST 29, 2017 AT 2:00pm. IF YOU SUBMIT A PROPOSAL, ACKNOWLEDGMENT OF THIS ADDENDUM MUST BE SHOWN ON THIS ADDENDUM. IN ADDITION THIS SIGNED ACKNOWLEDGEMENT MUST BE SUBMITTED WITH THE PROPOSAL. This Addendum is being sent to you in order that this office may be assured all consultants have received same. It should be noted it is the responsibility of the consultant to notify all prospective sub consultants of any and all changes. Sincerely, 0a Jar d L. Thiele Public Works Management Analyst ACKNOWLEDGEMENT I hereby acknowledge that I have received this Addendum No. 1 and have reviewed and considered it before submitttinq my proposal. Signed: ° '' �'`' Date:_ August 29, 2017 300 Seminary Avenue - Ukiah - CA - 95482-5400 Phone: (707)463-6200 • Fax: (707)463-6204-www.cityoftMah.com