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HomeMy WebLinkAbout2016-08-15 Packet - Joint UVSD CITY OF UKIAH UKIAH CITY COUNCIL Special Meeting CIVIC CENTER COUNCIL CHAMBERS 300 Seminary Avenue Ukiah, CA 95482 August 15, 2016 5:30 p.m. JOINT MEETING WITH THE UKIAH VALLEY SANITATION DISTRICT 1. ROLL CALL 2. PLEDGE OF ALLEGIANCE 3. PUBLIC EXPRESSION OF NON-AGENDIZED ITEMS The City Council welcomes input from the audience. If there is a matter of business on the agenda that you are interested in, you may address the Council when this matter is considered. If you wish to speak on a matter that is not on this agenda, you may do so at this time. In order for everyone to be heard, please limit your comments to three (3) minutes per person and not more than ten (10) minutes per subject. The Brown Act regulations do not allow action to be taken on audience comments in which the subject is not listed on the agenda. 4. NEW BUSINESS a. Comments, Discussion and Consideration of the Fiscal Year 2016-2017 Wastewater System Budget and Process. b. Possible Adoption of a Resolution Continuing the FY 2016-2017 Joint Wastewater System Budget Process. 5. ADJOURNMENT Please be advised that the City needs to be notified 24 hours in advance of a meeting if any specific accommodations or interpreter services are needed in order for you to attend. The City complies with ADA requirements and will attempt to reasonably accommodate individuals with disabilities upon request. Materials related to an item on this Agenda submitted to the City Council after distribution of the agenda packet are available for public inspection at the front counter at the Ukiah Civic Center, 300 Seminary Avenue, Ukiah, CA 95482, during normal business hours, Monday through Friday, 8:00 am to 5:00 pm I hereby certify under penalty of perjury under the laws of the State of California that the foregoing agenda was posted on the bulletin board at the main entrance of the City of Ukiah City Hall, located at 300 Seminary Avenue, Ukiah, California, not less than 24 hours prior to the meeting set forth on this agenda. Dated this 12th day of August,2016. Kristine Lawler, City Clerk i . , ITEM NO.: 4 a, b MEETING DATE: August 15, 2016 City of'Ukiah AGENDA SUMMARY REPORT SUBJECT: a) COMMENTS, DISCUSSION AND CONSIDERATION OF THE FISCAL YEAR 2016-2017 WASTEWATER SYSTEM BUDGET AND PROCESS; AND b) POSSIBLE ADOPTION OF A RESOLUTION CONTINUING THE FY 2016-2017 JOINT WASTEWATER SYSTEM BUDGET PROCESS Summary: The City Council will hold a Special Joint Session with the Ukiah Valley Sanitation District Board of Directors to discuss, comment and consider the Fiscal Year 2016-2017 Wastewater System Budget and process. Possible adoption of a continuing budget resolution may also be considered. Background: Per the participation agreement between the City of Ukiah (City) and the Ukiah Valley Sanitation District (UVSD) and the resolutions approved by each agency (Attachment 1) at the June 21, 2016, joint meeting, each agency has agreed to conduct another joint meeting in order to provide comments, discussion and consideration of the Fiscal Year 2016-2017 Wastewater System Budget. Discussion: The final draft of the Fiscal Year 2016-2017 Wastewater System Budget (Attachment 2) was delivered to UVSD staff on August 8, 2016. Previous drafts have been transmitted to and discussed with District staff since April 2016. In addition, the City Council and District Board held a joint session on May 23, 2016, to review the prior year's accomplishments and consider budget performance goals and objectives for Fiscal Year 2016-2017. The final draft of the budget incorporates all of the past work product. At this time, staff is recommending further discussion, comments and consideration of the final draft Wastewater System Budget, as well as the possible adoption of a continuing resolution (Attachment 3). FISCAL IMPACT: Budgeted New Appropriation Budget Previous Contract Amount in Source of Funds Account Number Amendment or Purchase Order 16-17 FY (Title& No.) Required No. N/A N/A N/A Yes ❑ No ® N/A RECOMMENDED ACTION(S): Comments, discussion and consideration of the Fiscal Year 2016-2017 Wastewater System Budget and process; provide any additional direction to staff; and possible adoption of a continuing budget resolution. ALTERNATIVES: N/A Citizens advised: N/A Requested by: Sage Sangiacomo, City Manager Prepared by: Jarod Thiele, Public Works Project Analyst Coordinated with: Sean White, Director of Water and Sewer Presenters: Sean White, Director of Water and Sewer and Jarod Thiele, Public Works Project Analyst Attachments: 1) City of Ukiah Resolution 2016-38; UVSD Resolution 2016-01 2) FY 2016-17 Draft Wastewater System Budget 3) Continuing Budget Resolution COUNCIL ACTION DATE: : U Approved ❑ Continued to ❑ Other RECORDS APPROVED: ❑Agreement: U Resolution: ❑ Ordinance: Note:Please write Agreement No.in upper right corner of agreement when drafted. e:.. Approved: w .. Sang!. •mo, City Manager ATTACHMENT 1 RESOLUTION No. 2016- 38 RESOLUTION OF THE CITY COUNCIL OF THE CITY OF UKIAH CONTINUING THE FY r._ 2016-2017 JOINT WASTEWATER SYSTEM BUDGET PROCESS UNTIL AFTER JULY 1, 2016 WHEREAS, at a special joint meeting on the 21ST day of June, 2016, the Ukiah Valley Sanitation District ("DISTRICT") Board of Directors and the Ukiah City Council reviewed the FY 2016-2017 Wastewater System Budget process and schedule; and WHEREAS, after review and discussion of the current process, the Board of Directors and the Ukiah City Council agreed the budget review process could not be completed by July 1, 2016 because additional time was needed for the development and receipt of the complete draft proposed budget and presentation; and WHEREAS, the opportunity for this presentation and review could not occur until after July 1, 2016;, and WHEREAS, operations of the Wastewater System need to continue until the budget is adopted by both the DISTRICT and the CITY OF UKIAH in joint session; and WHEREAS, the Board of Directors and the Ukiah City Council anticipate that the necessary information can and will be provided and reviewed as necessary to allow the budget to be considered by both the DISTRICT and the CITY OF UKIAH in joint session in not more than 45 days after July 1, 2016. NOW, THEREFORE, BE IT HEREBY RESOLVED as follows: 1. The Board of Directors and the Ukiah City Council shall meet in joint session after July 1, 2016, but not later than August 15th, 2016, to consider approval of the 2016-17 Wastewater System Budget. 2. Until the budget is approved by both the DISTRICT and the CITY OF UKIAH, ordinary operation and maintenance and emergency response may be provided by the CITY OF UKIAH for the WWTP and collection system in accordance with the 2015-16 Wastewater System Budget approved by the Ukiah City Council. 3. Ordinary care and maintenance does not include non-routine contracts and capital expenditures other than routine or emergency repairs or replacements. PASSED AND ADOPTED on June 21st, 2016, by the following Roll Call Vote: AYES: Councilmembers Crane, Mulheren, Doble, Brown, and Scalmanini NOES: None ABSTAIN: None ABSENT: None ATTEST: Liter - 1, f w iLAda Stephen G. Scalmanini, Mayor 114/ i' Ashley Cocco, Deputy City Clerk 1 U • H VALLEY SANITATION DISTRICT BO ' I OF D " ' ACTORS RESOLUTION No.2016-01 RESOLUTION OF THE UKIAH VALLEY SANITATION DIST' CT BO• ' OF D CTORS CONTINUING THE FY 2016-2017JOINT WASTEWATER SYSTEM B I GET PI"OCESS UNTIL AFTER JULY 1,2016 EREAS, at a special joint meeting on the 21st day of June,2016,the Ukiah Valley Sanitation District("DISTRICT") Board of Directors and the Ukiah City Council reviewed the FY 2016-2017 Wastewater System Budget process and schedule; and WHEREAS,after review and discussion of the current process,the Board of Directors and the Ukiah City Council agreed the budget review process could not be completed by July 1, 2016 because additional time was needed for the development and receipt of the complete draft proposed budget and presentation; and WHEREAS, the opportunity for this presentation and review could not occur until after July 1, 2016;and WHEREAS, operations of the Wastewater System need to continue until the budget is adopted by both the DISTRICT and the CITY OF UKIAH in joint session; WHEREAS, the Board of Directors and the Ukiah City Council anticipate that the necessary information can and will be provided and reviewed as necessary to allow the budget to be considered by both the DISTRICT and the CITY OF UKIAH in joint session in not more than 45 days after July 1, 2016; NOW,THEREFORE,BE IT HEREBY RESOLVED as follows: 1. The Board of Directors and the Ukiah City Council shall meet in joint session after July I, 2016, but not later than A gust 15`h, 2016,to consider approval of the 2016-17 Wastewater System Budget. 2. Until the budget is approved by both the DISTRICT and the CITY OF UKIAH,ordinary operation and maintenance and emergency response may be provided by the CITY OF UKIAH for the WWTP and collection system in accordance with the 2015-16 Wastewater System Budget approved by the Ukiah City Council. 3. Ordinary care and maintenance does not include non-routine contracts and capital expenditures other than routine or emergency repairs or replacements. The foregoing Resolution was introduced by Chair Ronco followed by a motion to adopt the Resolution from Director Page and seconded by Director Forrester. Motion carried this 21st day of June, 2016, by the following roll call vote: Ayes: Directors 'age, Forrester and Chair Ronco;Nays:None; Abstain: None ; Absent: McNerlin and Marshall. WHERE yPON,the Chair declared said Resolution ADOPTED and SO ORDERED for the DIST' T. 7 am Inco,Chair Uk't h Valley Sanitation District Attest: Frank McMichael, District Manager/Clerk ATTACHMENT 2 City of Ukiah WASTEWATER ENTERPRISE FUND BUDGET Fiscal Year 2016-17 84024420 Wastewater Administration 84024421 Operations & Maintenance 84024425 Wastewater Treatment BRIEF DEPARTMENT AND/OR DIVISION OVERVIEW: The Wastewater Departments is comprised of three divisions: Administration, Collection and Treatment. The Administration division is responsible for all compliance, permitting, funding oversight, budgeting and assists the other divisions with technical assistance. The Collection division is closely coordinated with the Water Distribution Division of the Water Department as the same team of employees maintains and improves both systems. The Treatment Division is responsible for the operation and maintenance of the Wastewater Treatment Plant(WWTP) and all discharges from the WWTP. The wastewater system is run by approximately 23 full and part time employees. MAJOR ACCOMPLISHMENTS FOR FY 2015-16: • North State Sewer Main Replacement Project was completed. • Implemented a Toxicity Identification Evaluation (TIE) and reduced problem constituents. • Passed all Chronic and Acute Toxicity testing resulting in a savings of at least$50,000. • In calendar year 2015, treated 980,000,000 gallons of effluent. • Successfully procured a barscreen for the influent pump station (IPS). PERFORMANCE GOALS AND OBJECTIVES FOR FY 2016-17: Administration: • Complete Rate Study. • Initiate City/District analysis and a possible master plan for addressing the Inflow and Infiltration (I and I) into the collection system. • Begin negotiating renewal of the Discharge Permit(NPDES)with the North Coast Regional Water Quality Control Board (NCRWQCB). • Prepare a report to establish a programmatic approach to replacing sewer mains. Collection: • Add telemetry to the Ford/Orchard, el Dorado and Vichy Springs Lift Stations. • Replace sewer mains on Lucy and Observatory. • Replace sewer main on Myron Place. • Install a sewer main and lift station near the Ackerman Creek Bridge on North State Street. • Purchase flow meters to support data gathering and monitoring of inflow and infiltration. Treatment: • Install an Ammonia and Nitrate analyzer to assist in the identification of areas in the plant where production of these constituents is high. • Installation of the bar screen to reduce the risk of damage to the IPS Pumps. • Consider options for repair or replacement of the Belt Filter Press (BFP)which dewaters the sludge. 1 The BFP drums/rollers are worn and failing. • Improve reliability of SCADA system at the Treatment Plant to reduce plant shutdowns. PROCESS GOALS FOR THE DISTRICT/CITY WORKING GROUP: It is the policy and viewpoint of the City and UVSD that all data and information kept or generated regarding the operations, maintenance, management and administration of the entire sewer system (WWTP, trunk sewer and collection system) shall be readily and completely available to the City and the District. Based on this policy, the proposed goals for FY 16-17 are: • Joint Board/City Council Meetings: Set a routine joint meeting schedule. • Complete Customer List: Develop shared administrative access to the customer list(City and District)for the total sewer system. • Historical Information - ESSUs: Compile all historical information kept by the City and District that supports the ESSU summary reports to date. • Monthly Financial Reports: Develop and reformat monthly financial reports (revenue and expenditures)for the complete system. • Delinquency Accounts: Resolve the delinquency accounts process including customer notifications and accounting. • WWTP Inflow- Outflow Reports: Generate monthly reports showing daily WWTP inflow and outflow including discharge to the river and other relevant data. • Collection System Work Reports: Generate system work progress/activity reports and develop a routine reporting process and format. • Regular Staff Meetings: Have regular meetings (at least monthly) about all projects and activities within the overall system. • Resolution of Accounts: Review customer accounts for assignment between District and City, and establish an audit process to maintain proper billing. • Master Meters: Initiate discussions regarding the two agency's approaches to billing regarding master meters. • ESSU Methodology: Initiate discussions regarding ESSU methodology and allocation. FUTURE ITEMS FOR CONSIDERATION: • Review and develop policy regarding credits of ESSU for redeveloped property with prior system and/or allocations. 2 Estimated Difference from Estimated Actual Actual Actual Actual Budget Year-End Budget Year-End 2016 FY 2012 FY 2013 FY 2014 FY 2015 2016 2016 FY 2017 $ Wastewater Revenues: City/District Operations 840 Charges for Services: Residential-City $ 2,412,663 $ 2,676,813 $ 2,848,913 $ 2,941,467 $ 2,905,846 $ 2,894,200 $ 2,794,153 $ (100,047) -3% Commercial-City 1,213,955 1,321,462 1,372,468 1,473,658 1,439,174 1,311,300 1,363,576 52,276 4% Multi Family-City 492,357 520,681 571,264 560,528 570,800 569,100 565,751 (3,349) -1% Other Fees 390 - 30 160 - - - - 0% Other Revenues: Investment Income 24,235 38,116 67,109 27,720 67,109 45,000 30,000 (15,000) -33% Other 68,561 7,500 21,267 6,632 4,472 25,343 6,662 (18,681) -74% Total Revenues City/District Operations 840 4,212,161 4,564,572 4,881,051 5,010,166 4,987,401 4,844,943 4,760,142 (84,801) -2% Transfers In from Other Funds 840 UVSD Charges for Operations from 940 2,770,136 2,266,440 1,515,512 1,789,891 2,393,448 1,992,373 2,328,160 335,787 17% Total Revenues and Other Sources Fund 840 6,982,298 6,831,012 6,396,562 6,800,057 7,380,849 6,837,316 7,088,302 250,986 4% Debt Service 841 Interest 57,734 15,678 5,630 18,372 - 15,100 15,005 (95) -1% Transfers In from Other Funds[2] 841 UVSD Charges for Debt Service from 940 2,005,507 2,485,486 2,478,879 2,478,177 2,482,068 2,594,978 2,595,984 1,006 0% Total Revenues and Other Sources Fund 841 2,063,241 2,501,164 2,484,509 2,496,549 2,482,068 2,610,078 2,610,989 911 0% Rate Stabilization 842 Interest 26,453 13,835 - 18,600 16,000 0% Total Revenues Fund 842 - - 26,453 13,835 - 18,600 16,000 (2,600) -14% Connection Fee 843 Interest 3,027 1,677 - 2,600 2,600 Miscellaneous Revenues - 700 - - - Connection Fee 24,424 13,185 - 87,700 50,000 Total Revenues Fund 843 - - 27,451 15,562 - 90,300 52,600 (37,700) -42% Capital Projects 844 Interest 21,147 9,010 - 10,900 5,000 Miscellaneous Revenues - - - 30 - Total Revenues Fund 844 21,147 9,010 - 10,930 5,000 (5,930) -54% Transfers In from Other Funds[2] 844 In from Fund 220 Equipment Reserve - - 200,000 - - 844 In from Fund 607 Prop 84 Rd2 - - 400,000 - - 844 In from Fund 607 Prop 84 Drought - - 1,690,191 - - 844 In From Fund 251 Special Projects Reserve - - - - 15,000 Total Transfers Fund 844 - - 2,290,191 - 15,000 15,000 100% Total Revenues and Other Sources Fund 844 - - 21,147 9,010 2,290,191 10,930 20,000 9,070 83% Total Wastewater Operating Revenues 8 Other Sources $ 9,045,538 $ 9,332,176 $ 8,956,122 $ 9,335,012 $12,153,108 $ 9,567,224 $ 9,787,890 220,667 2% Wastewater Expenses by Department Wastewater Operations Fund 840 Wastewater Litigation[1] - - - 40,151 100,000 - - - 0% Wastewater Administration 466,760 874,291 882,559 769,468 1,377,105 1,250,038 1,619,994 369,956 30% Wastewater Operations&Maintenance 550,339 720,922 563,585 626,420 572,516 521,195 615,277 94,082 18% Wastewater Treatment 2,263,463 2,942,006 1,814,602 1,689,814 2,749,869 2,401,003 2,589,215 188,212 8% Fines&Penalties 42,000 - - - 100,000 24,000 80,000 56,000 233% Depreciation 1,914,112 1,892,642 1,877,905 1,877,915 - - - Total Wastewater Operating Expenses 5,236,673 6,429,861 5,138,651 5,003,768 4,899,490 4,196,236 4,904,486 708,250 17% Capital Improvements and Equipment Funds 840&844 Equipment Fund 840 - - - - 450,000 498,243 350,000 Other Fund 844 - - 57,054 (329,161) 425,000 304,068 340,000 Infrastructure Fund 844 - - 23,891 414,574 2,749,891 632,738 659,700 Total Capital Improvements&Equipment - - 80,945 85,414 3,624,891 1,435,050 1,349,700 (85,350) -6% Debt Service fund 841 4,887,405 4,879,122 4,796,502 4,834,039 4,866,800 4,866,800 4,869,600 2,800 0% Transfers to Other Funds Transfer to Recycled Water Fund 830 474,000 86,000 Transfer to Other Funds 1,492,237 3 Total Transfers[2] $ - $ 1,492,237 $ - $ - $ - $ 474,000 $ 86,000 (388,000) 100% Total Wastewater Operating and Other Uses 10,124,078 12,801,221 10,016,098 9,923,221 13,391,181 10,972,086 11,209,786 237,700 2% Total Net Surplus{Deficit) $ (1,078,540) $ (3,469,044) $ (1,059,976),$ (588,209) $ (1,238,473) $ (1,404,862) $ (1,421,896) (17,034), 1% Beginning Net Position 27,839,499 28,599,108 - 27,259,566 25,854,704 Adjustments 1,819,585 (751,333) - Ending Net Position 28,599,108 27,259,566 (1,238,073) 25,854,704 24,432,808 Allocation of Net Position Investment in Fixed Assets 13,703,497 14,658,376 - 15,764,608 16,617,608 Deferred Liabilities (1,105,622) (3,608,641) - (3,608,641) (3,608,641) Encumberances Reserved 1,002,855 967,842 - - - Rate Stabilization Fund 842 2,873,257 2,887,092 - 2,905,692 2,921,692 Reserved for Capital Projects Fund 843 306,986 349,549 439,871 492,471 Reserved for Capital Projects Fund 844 6,054,721 5,889,007 - 4,781,502 4,271,802 Working Capital 5,763,414 6,116,341 - 5,571,672 3,737,876 Total Net Position 28,599,108 27,259,566 - 25,854,704 24,432,808 [1]Litigation and Detachment costs funded as special projects in Fund 844 4 Estimated Actual Actual ACTUAL Actual Budget Year-End Budget Account Number FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 2016 FY 2017 ORG OBJ DESCRIPTION 84000000 42421 WASTE DISCHARGE PERMIT (840) - (1,593) - (1,593) (559) (1,000) 84000000 42422 GREASE TRAP PERMIT FEES CITY (400) - (100) - (100) (16) (100) 84000000 43190 STATE OTHER (36,497) - - - - - - 84000000 44170 PLAN CHECK FEES (6,799) - (730) (570) (700) (3,500) (3,000) 84000000 44621 SEWER 1 RESIDENCE(CITY) (1,623,637) (1,793,339) (1,976,694) (1,998,975) (1,975,713) (2,018,000) (1,896,684) 84000000 44622 SEWER 2 RESIDENCE(CITY) (167,417) (186,057) (185,485) (182,792) (186,905) (184,000) (179,428) 84000000 44623 SEWER 3 RESIDENCE(CITY) (34,749) (39,467) (37,837) (39,740) (38,236) (40,400) (39,001) 84000000 44624 SEWER 4 RESIDENCE(CITY) (102,721) (116,366) (112,166) (114,695) (112,459) (116,700) (110,209) 84000000 44625 SEWER RESIDENTIAL/UNIT(CITY (484,140) (541,584) (536,730) (605,263) (592,533) (535,100) (568,831) 84000000 44626 SEWER COMMERCIAL(CITY) (212,251) (218,521) (275,527) (259,140) (245,693) (277,900) (250,606) 84000000 44627 SEWER COMM LOW PER UNIT CITY (612,529) (667,679) (685,291) (754,556) (747,305) (579,900) (672,574) 84000000 44628 SEWER COMM MODERATE/UNIT CIT (84,471) (91,649) (93,485) (124,715) (120,036) (122,700) (124,837) 84000000 44629 SEWER COMM MEDIUM/UNIT CITY (58,162) (57,203) (47,900) (54,142) (52,831) (54,600) (50,717) 84000000 44630 SEWER COMM HIGH/UNIT CITY (246,541) (286,410) (270,264) (281,106) (273,309) (276,200) (264,842) 84000000 44631 SEWER APARTMENTS CITY (403,179) (413,581) (464,453) (453,303) (464,664) (450,800) (455,370) 84000000 44632 SEW LAT INSPECTION FEE-CITY (1,100) (1,000) (1,550) (2,000) (2,079) (2,500) (2,162) 84000000 44633 SEWER MOBILE HOMES CITY (89,179) (107,100) (106,810) (107,225) (106,136) (118,300) (110,381) 84000000 44640 SERVICE FEES (390) - (30) (160) - - - 84000000 44732 SEW LAT INSPECTION FEE-UVSD (450) (400) (300) (295) - (360) (400) 84000000 44830 REIMBURSABLE JOBS (20,166) (6,100) 324 - - (11,008) - 84000000 46110 INTEREST ON INVESTMENTS (24,235) (38,116) (67,109) (27,720) (67,109) (45,000) (30,000) 84000000 46116 MISCELLANEOUS INCOME (2,308) - (1,000) - - - 84000000 48110 MISCELLANEOUS RECEIPTS - - (16,318) (3,767) (7,400) - Total Wastewater Revenue (4,212,161) (4,564,572) (4,881,051) (5,010,166) (4,987,401) (4,844,943) (4,760,142) Transfers In From Other Funds 84000000 44734 UVSD CHARGES FOR OPERATIONS FROM 940 (2,770,136) (2,266,440) (1,515,512) (1,789,891) (2,393,448) (1,992,373) (2,328,160) Total Transfers In (2,770,136) (2,266,440) (1,515,512) (1,789,891) (2,393,448) (1,992,373) (2,328,160) 84000000 Total Wastewater Revenue&Other Sources (6,982,297) (6,831,012) (6,396,562) (6,800,056) (7,380,849) (6,837,316) (7,088,302) WASTEWATER LITIGATION 84014000 52140 LITIGATION EXPENSES - - - 40,151 100,000 - 84014000 52100 CONTRACT SERVICES DETACHMENT EIR 84014000 Total Wastewater Litigation[1] - - - 40,151 100,000 - - [1]Not included in allocation costs to UVSD and shifted to Capital WASTEWATER EXPENSES 84024420 51110 REGULAR SALARIES&WAGES 129,180 189,015 158,850 153,614 234,340 188,794 186,456 84024420 51120 NON-REGULAR SALARIES&WAGES - - - 3,076 - 1,409 - 84024420 51130 OVERTIME SALARIES&WAGES 11 - 807 1,964 1,500 1,500 1,500 84024420 51140 STAND-BY-SALARIES&WAGES - - - - - - - 84024420 51150 ACCRUED SALARIES&BENEFITS 10,277 - (4,547) (294) - - - 84024420 51210 RETIREMENT(PERS) 30,396 48,672 40,610 43,173 67,816 56,042 58,136 84024420 51220 INSURANCE 21,744 38,343 14,418 12,735 16,200 18,308 21,684 84024420 51230 WORKERS COMP 5,805 9,932 9,538 7,241 10,317 8,760 9,975 84024420 51240 MEDICARE 1,945 2,745 2,283 2,291 3,529 3,036 2,978 84024420 51250 UNEMPLOYMENT 1,409 1,890 1,744 1,724 2,445 2,101 2,065 84024420 51260 FICA 20 0 - - - - - 84024420 51290 CELL PHONE STIPEND - - 686 743 695 425 461 84024420 52100 CONTRACTED SERVICES 106,914 400,265 33,961 7,949 220,000 150,000 95,000 84024420 52XXX PLANNING STUDIES - - - - - - 275,000 84024420 52120 LABOR CHARGES FROM OTHER DEPTS - 157 - - - - - 84024420 52180 SECURITY SERVICES 344 351 - - - - - 84024420 54100 SUPPLIES 3,082 7,000 4,677 4,746 6,000 6,000 6,000 84024420 54101 POSTAGE 334 1,000 250 146 500 400 500 84024420 55100 TELEPHONE 1,974 2,270 519 710 600 600 600 84024420 55210 UTILITIES - - - - - - - 84024420 56120 EQUIPMENT MAINTENANCE&REPAIR - 400 - 101 300 300 300 84024420 56210 FUEL&FLUIDS - 100 - - 300 300 300 84024420 56300 BUILDING MAINTENANCE&REPAIR - - - - - - - 84024420 57100 CONFERENCE&TRAINING 1,097 2,500 3,555 3,368 4,000 4,000 6,000 84024420 57300 MEMBERSHIPS&SUBSCRIPTIONS 432 1,660 1,941 1,172 2,000 1,500 8,000 84024420 59100 PROPERTY TAXES PAID - - - - - - - 84024420 59101 FEES - - 239 - 300 300 300 84024420 59400 OTHER EXPENSES 29,478 11,000 19,059 20,684 16,000 16,000 20,000 5 Estimated Actual Actual ACTUAL Actual Budget Year-End Budget Account Number FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 2016 FY 2017 ORG OBJ DESCRIPTION 84024420 61100 GENERAL GOVERNMENT ALLOCATION - - 209,802 - - - - 84024420 61200 PURCHASING ALLOCATION - - 23,877 40,827 38,273 38,273 26,043 84024420 61300 BILLING&COLLECTION ALLOCATION - - 130,345 103,964 185,434 185,434 320,669 84024420 61410 RENT ALLOCATION - - 901 901 - - - 84024420 61420 BUILDING MAINTENANCE ALLOCATION - - 3,093 3,054 3,417 3,417 3,708 84024420 61422 IT ALLOCATION - - - - 52,404 52,404 63,139 84024420 61425 UTILITIES ALLOCATION - - 685 685 680 680 653 84024420 61430 CORPORATION YARD ALLOCATION - - - - 10,829 10,829 12,217 84024420 61500 INSURANCE ALLOCATION - - 60,094 2,668 223,201 223,201 243,125 84024420 61700 DISPATCH ALLOCATION 10,000 10,000 10,000 10,000 10,000 10,000 14,597 84024420 62100 ADMINISTRATIVE SERVICES ALLOCATION[2] 112,320 146,991 155,172 342,227 266,025 266,025 240,588 84024420 94301 TRANSFERS TO RESERVES - - - - - - - 84024420 94700 FINES&PENALTIES - - - - - - - 84024420 95220 TRANSFER TO FIXED ASSET FUND - - - - - - - 84024420 95251 TRANSFTER TO SPECIAL PROJECTS - - - - - - - 84024420 Total 466,760 874,291 882,559 769,468 1,377,105 1,250,038 1,619,994 OPERATIONS&MAINTENANCE EXPENSES 84024421 51110 REGULAR SALARIES&WAGES 224,268 272,943 219,181 241,702 241,021 219,813 239,915 84024421 51120 NON-REGULAR SALARIES&WAGES 10,229 10,575 11,737 8,850 6,750 - 6,750 84024421 51130 OVERTIME SALARIES&WAGES 8,200 6,053 7,359 10,550 9,500 9,500 9,500 84024421 51140 STAND-BY SALARIES&WAGES 11,651 20,153 11,580 11,915 12,500 10,082 10,000 84024421 51150 ACCRUED SALARIES&WAGES - - - - - - - 84024421 51210 RETIREMENT(PERS) 53,080 73,620 57,494 67,336 71,368 65,596 70,917 84024421 51220 INSURANCE 53,214 67,359 49,365 55,885 55,727 50,306 57,386 84024421 51230 WORKERS COMP 9,930 16,261 16,169 13,883 12,818 11,449 14,755 84024421 51240 MEDICARE 3,730 4,491 3,419 4,146 4,380 4,151 4,399 84024421 51250 UNEMPLOYMENT 2,632 3,036 2,929 3,301 3,045 2,883 3,062 84024421 51260 FICA 635 656 734 549 419 - 419 84024421 51290 CELL PHONE STIPEND - - 836 1,509 1,302 1,529 1,236 84024421 52100 CONTRACTED SERVICES 12,158 20,000 4,195 7,629 23,000 23,000 20,000 84024421 52180 SECURITY SERVICES - - 344 344 350 300 350 84024421 54100 SUPPLIES 55,662 55,000 67,807 79,960 36,000 30,000 80,000 84024421 54101 POSTAGE - - - - 100 50 100 84024421 54102 SMALL TOOLS 4,984 5,150 3,639 4,259 7,500 7,500 7,500 84024421 55100 TELEPHONE 1,132 758 2,396 2,404 2,400 2,400 2,400 84024421 55210 UTILITIES 2,027 1,900 1,887 1,875 1,900 1,900 1,900 84024421 56110 CITY GARAGE-PARTS 1,164 1,194 1,186 1,186 4,591 4,591 5,611 84024421 56111 CITY GARAGE-LABOR 31,073 31,876 31,669 31,669 16,945 16,945 26,777 84024421 56120 EQUIPMENT MAINTENANCE&REPAIR 7,636 16,000 3,087 5,874 9,900 9,900 10,000 84024421 56130 EXTERNAL SERVICES 29,041 29,091 21,486 21,112 10,000 15,000 10,000 84024421 56210 FUEL&FLUIDS 23,173 21,850 13,055 15,704 18,000 16,000 18,000 84024421 56410 EQUIPMENT RENTAL-PRIVATE - - - - - 1,000 1,800 84024421 57100 CONFERENCE&TRAINING 1,427 3,700 380 1,933 3,700 3,000 3,700 84024421 57300 MEMBERSHIPS&SUBSCRIPTIONS - 264 125 279 800 800 800 84024421 58510 REIMBRSABLE JOBS - 30,000 7,396 - 10,000 5,000 1,000 84024421 59100 PROPERTY TAXES PAID - 3,042 - - - - - 84024421 59101 FEES 3,293 - 4,929 5,059 8,500 8,500 7,000 84024421 59400 OTHER EXPENSES - 750 - - - - - 84024421 61410 RENT ALLOCATION - - 4,312 4,312 - - - 84024421 61422 IT ALLOCATION - - - - - - 84024421 61425 ALLOCATED UTILITIES - - - - - - - 84024421 61430 CORP YARD ALLOCATION - 25,200 14,889 23,194 - - - 84024421 61500 INSURANCE ALLOCATION - - - - - - - 84024421 61700 DISPATCH ALLOCATION - - - - - - - 84024421 Total 550,339 720,922 563,585 626,420 572,516 521,195 615,277 WASTEWATER TREATMENT EXPENSES 84024425 51110 REGULAR SALARIES&WAGES 466,014 572,490 516,202 500,147 519,261 491,653 640,017 84024425 51120 NON-REGULAR SALARIES&WAGES - 28,000 - 1,592 15,000 25,164 - 84024425 51130 OVERTIME SALARIES&WAGES 24,439 39,996 19,883 19,206 23,000 28,047 28,000 84024425 51140 STAND-BY SALARIES&WAGES 20,963 23,332 21,681 21,472 22,500 19,434 20,000 84024425 51210 RETIREMENT(PERS) 107,776 149,653 131,988 139,318 156,474 135,461 206,808 84024425 51220 INSURANCE 100,162 123,626 97,606 92,736 91,073 99,071 140,578 84024425 51230 WORKERS COMP 21,530 34,850 34,875 26,663 26,237 26,171 37,864 84024425 51240 MEDICARE 7,299 9,626 7,751 8,359 8,996 8,630 11,325 84024425 51250 UNEMPLOYMENT 5,226 6,240 6,378 6,355 6,207 6,636 7,812 6 Estimated Actual Actual ACTUAL Actual Budget Year-End Budget Account Number FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 2016 FY 2017 ORG OBJ DESCRIPTION 84024425 51260 FICA - 1,736 - 99 930 195 - 84024425 51280 OVERTIME/CALLOUT MEALS - - - - - - - 84024425 52100 CONTRACTED SERVICES 314,694 605,945 234,549 211,326 617,500 400,000 678,500 84024425 52180 SECURITY SERVICES 1,443 1,780 736 766 1,200 1,200 1,200 84024425 54100 SUPPLIES 29,421 34,000 35,634 42,340 35,000 30,000 35,000 84024425 54102 SMALL TOOLS 1,550 2,500 1,840 1,748 2,000 2,000 2,000 84024425 55100 TELEPHONE 3,772 5,100 3,798 4,076 4,000 4,000 4,000 84024425 55200 PG&E 8,341 10,000 7,212 8,275 9,000 8,500 9,000 84024425 55210 UTILITIES 314,541 360,000 285,333 299,491 300,000 275,000 300,000 84024425 56110 CITY GARAGE-PARTS 98 380 85 85 1,221 1,221 1,257 84024425 56111 CITY GARAGE-LABOR 2,603 10,149 2,262 2,262 8,267 8,267 9,854 84024425 56120 EQUIPMENT MAINTENANCE&REPAIR 196,920 213,860 241,937 95,616 200,000 150,000 200,000 84024425 56130 EXTERNAL SERVICES 6,101 3,500 3,167 3,395 3,500 3,500 3,500 84024425 56210 FUEL&FLUIDS 4,087 16,000 3,072 10,434 8,000 7,500 8,000 84024425 56300 BUILDING MAINTENANCE&REPAIR 1,795 4,700 1,492 2,037 3,000 2,500 3,000 84024425 56504 FACILITY MAINTENANCE&REPAIR 86 1,000 283 530 500 400 500 84024425 57100 CONFERENCE&TRAINING 5,141 8,950 9,678 3,774 9,000 8,000 11,000 84024425 57300 MEMBERSHIPS&SUBSCRIPTIONS 3,131 2,900 3,218 2,663 3,500 3,000 3,500 84024425 58201 WATER PURCHASES - 700 961 262 1,000 950 1,000 84024425 58202 WATER TREATMENT PLANT CHEMICAL 164,429 220,000 78,191 130,918 190,000 175,000 190,000 84024425 59100 PROPERTY TAXES PAID - 25,000 9,772 9,855 10,000 11,000 10,500 84024425 59101 FEES 25,907 - 21,315 19,571 20,000 15,000 25,000 84024425 61422 IT ALLOCATION - - - - - - - 84024425 70102 STATE LOAN INTEREST - - - 13,208 13,208 - 84024425 70202 STATE LOAN PRINCIPAL[3] 425,993 425,993 33,703 24,444 440,295 440,295 - 84024425 Total 2,263,463 2,942,006 1,814,602 1,689,814 2,749,869 2,401,003 2,589,215 [2]Loan paid off in FY 2016 DEPRECIATION AND FINES&PENATIES 84024421 94700 FINES&PENALTIES - - - - 50,000 - 30,000 84024422 94400 DEPRECIATION* 1,914,112 1,892,642 1,877,905 1,877,915 - - - 84024425 94700 FINES&PENALTIES 42,000 - - - 50,000 24,000 50,000 840244xx Total Depreciation and Fines&Penalties 1,956,112 1,892,642 1,877,905 1,877,915 100,000 24,000 80,000 *Not included in cost allocation to UVSD Total Wastewater Operating Treatment Expenses 5,236,673 6,429,861 5,138,651 5,003,768 4,899,490 4,196,236 4,904,486 TRANSFERS 84024421 95220 TRANSFER TO FIXED ASSET FUND* - - 68,000 - - - - 84024421 95841 TRANSFER TO SEWER BOND DEBT SERVICE* - 1,492,237 2,381,669 2,380,933 - 84024421 95830 TRANSFER TO RECYCLED WATER FUND* 86,000 84024421 95844 TRANSFER TO CITY SEWER CAPITAL* - - - - 250,000 258,243 470,000 84024421 95844 TRANSFER TO UVSD SEWER CAPITAL* - - - - - - - 84024425 95841 TRANSFER TO SEWER BOND DEBT SERVICE* - - - - 2,380,665 2,380,665 2,272,776 840244xx Total [4] Transfers - 1,492,237 2,449,669 2,380,933 2,630,665 2,638,908 2,828,776 WASTEWATER CAPITAL EQUIPMENT AND REPLACEMENT 84024421 MACHINERY&EQUIPMENT 5,412 84024421 15056 Air Compressor 15,000 10,792 84024421 15061 Sewer Nozzles for 2 vactors 20,000 8,175 84024425 MACHINERY&EQUIPMENT 207,791 84024425 15058 Replace Dodge PU at WWTP 30,000 26,073 84024422 15053 Replace AWWT Feed Pump Motors 90,000 90,000 84024422 15054 Clorine Mixer 40,000 40,000 84024422 15055 Manhole Replacement 15,000 15,000 84024422 Online Ammonia&Nitrate Analyzer 50,000 84024422 15057 Vactor Replacement(50%Water) 200,000 200,000 84024422 15059 Replace Dodge Service Truck 30,000 30,000 84024422 15060 Replace Hose on 2 Vactors(50%Water) 10,000 10,000 84024422 Vac-Trailer for WWTP 70,000 84024422 Replace 2006 Prius 30,000 7 Estimated Actual Actual ACTUAL Actual Budget Year-End Budget Account Number FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 2016 FY 2017 ORG OBJ DESCRIPTION 84024422 Replace%Ton Dodge at WWTP 45,000 84024422 Replace Ford Ranger 10,000 Equipment and Replacement 450,000 498,243 350,000 Total Wastewater Treatment Expenses and other Uses 5,236,673 7,922,098 7,588,320 7,384,702 7,980,155 7,333,387 8,083,262 Total Net Surplus(Deficit) (1,024,513) (3,357,526) (2,707,269) (2,374,536) (2,992,754) (2,488,444) (3,323,120) 8 Operations and Maintenance Allocation Based on Annual ESSU Allocations FY 2017 Estimated Cost Distribution [1] Account Number Budget Year-End Budget UVSD City ORG OBJ DESCRIPTION FY 2016 FY 2016 FY 2017 47.47% 52.53% WASTEWATER EXPENSES 84024420 51110 REGULAR SALARIES&WAGES 234,340 188,794 186,456 88,511 97,945 84024420 51120 NON-REGULAR SALARIES&WAGES - 1,409 - - - 84024420 51130 OVERTIME SALARIES&WAGES 1,500 1,500 1,500 712 788 84024420 51140 STAND-BY-SALARIES&WAGES - - - - - 84024420 51150 ACCRUED SALARIES&BENEFITS - - - - - 84024420 51210 RETIREMENT(PERS) 67,816 56,042 58,136 27,597 30,539 84024420 51220 INSURANCE 16,200 18,308 21,684 10,293 11,391 84024420 51230 WORKERS COMP 10,317 8,760 9,975 4,735 5,240 84024420 51240 MEDICARE 3,529 3,036 2,978 1,414 1,564 84024420 51250 UNEMPLOYMENT 2,445 2,101 2,065 980 1,085 84024420 51260 FICA - - - - - 84024420 51290 CELL PHONE STIPEND 695 425 461 219 242 84024420 52100 CONTRACTED SERVICES 220,000 150,000 95,000 45,097 49,904 84024420 52XXX PLANNING STUDIES - - 275,000 130,543 144,458 84024420 52120 LABOR CHARGES FROM OTHER DEPTS - - - - - 84024420 52180 SECURITY SERVICES - - - - - 84024420 54100 SUPPLIES 6,000 6,000 6,000 2,848 3,152 84024420 54101 POSTAGE 500 400 500 237 263 84024420 55100 TELEPHONE 600 600 600 285 315 84024420 55210 UTILITIES - - - - - 84024420 56120 EQUIPMENT MAINTENANCE&REPAIR 300 300 300 142 158 84024420 56210 FUEL&FLUIDS 300 300 300 142 158 84024420 56300 BUILDING MAINTENANCE&REPAIR - - - - - 84024420 57100 CONFERENCE&TRAINING 4,000 4,000 6,000 2,848 3,152 84024420 57300 MEMBERSHIPS&SUBSCRIPTIONS 2,000 1,500 8,000 3,798 4,202 84024420 59100 PROPERTY TAXES PAID - - - - - 84024420 59101 FEES 300 300 300 142 158 84024420 59400 OTHER EXPENSES 16,000 16,000 20,000 9,494 10,506 84024420 61100 GENERAL GOVERNMENT ALLOCATION - - - - - 84024420 61200 PURCHASING ALLOCATION 38,273 38,273 26,043 12,363 13,680 84024420 61300 BILLING&COLLECTION ALLOCATION 185,434 185,434 320,669 152,222 168,447 84024420 61410 RENT ALLOCATION - - - - - 84024420 61420 BUILDING MAINTENANCE ALLOCATION 3,417 3,417 3,708 1,760 1,948 84024420 61422 IT ALLOCATION 52,404 52,404 63,139 29,972 33,167 84024420 61425 UTILITIES ALLOCATION 680 680 653 310 343 84024420 61430 CORPORATION YARD ALLOCATION 10,829 10,829 12,217 5,799 6,418 84024420 61500 INSURANCE ALLOCATION 223,201 223,201 243,125 115,411 127,714 84024420 61700 DISPATCH 10,000 10,000 14,597 6,929 7,668 84024420 62100 ADMINISTRATIVE SERVICES ALLOCATION 266,025 266,025 240,588 114,207 126,381 84024420 94301 TRANSFERS TO RESERVES - - - - - 84024420 94700 FINES&PENALTIES - - - - - 84024420 95220 TRANSFER TO FIXED ASSET FUND - - - - - 84024420 95251 TRANSFTER TO SPECIAL PROJECTS - - - - - 84024420 Total 1,377,105 1,250,038 1,619,994 769,011 850,983 OPERATIONS&MAINTENANCE EXPENSES 84024421 51110 REGULAR SALARIES&WAGES 241,021 219,813 239,915 113,888 126,027 84024421 51120 NON-REGULAR SALARIES&WAGES 6,750 - 6,750 3,204 3,546 84024421 51130 OVERTIME SALARIES&WAGES 9,500 9,500 9,500 4,510 4,990 84024421 51140 STAND-BY SALARIES&WAGES 12,500 10,082 10,000 4,747 5,253 84024421 51150 ACCRUED SALARIES&WAGES - - - - - 84024421 51210 RETIREMENT(PERS) 71,368 65,596 70,917 33,664 37,253 84024421 51220 INSURANCE 55,727 50,306 57,386 27,241 30,145 84024421 51230 WORKERS COMP 12,818 11,449 14,755 7,004 7,751 84024421 51240 MEDICARE 4,380 4,151 4,399 2,088 2,311 84024421 51250 UNEMPLOYMENT 3,045 2,883 3,062 1,454 1,608 84024421 51260 FICA 419 - 419 199 220 84024421 51290 CELL PHONE STIPEND 1,302 1,529 1,236 587 649 84024421 52100 CONTRACTED SERVICES 23,000 23,000 20,000 9,494 10,506 84024421 52180 SECURITY SERVICES 350 300 350 166 184 84024421 54100 SUPPLIES 36,000 30,000 80,000 37,976 42,024 9 FY 2017 Estimated Cost Distribution [1] Account Number Budget Year-End Budget UVSD City ORG OBJ DESCRIPTION FY 2016 FY 2016 FY 2017 47.47% 52.53% 84024421 54101 POSTAGE 100 50 100 47 53 84024421 54102 SMALL TOOLS 7,500 7,500 7,500 3,560 3,940 84024421 55100 TELEPHONE 2,400 2,400 2,400 1,139 1,261 84024421 55210 UTILITIES 1,900 1,900 1,900 902 998 84024421 56110 CITY GARAGE-PARTS 4,591 4,591 5,611 2,664 2,947 84024421 56111 CITY GARAGE-LABOR 16,945 16,945 26,777 12,711 14,066 84024421 56120 EQUIPMENT MAINTENANCE&REPAIR 9,900 9,900 10,000 4,747 5,253 84024421 56130 EXTERNAL SERVICES 10,000 15,000 10,000 4,747 5,253 84024421 56210 FUEL&FLUIDS 18,000 16,000 18,000 8,545 9,455 84024421 56410 EQUIPMENT RENTAL-PRIVATE - 1,000 1,800 854 946 84024421 57100 CONFERENCE&TRAINING 3,700 3,000 3,700 1,756 1,944 84024421 57300 MEMBERSHIPS&SUBSCRIPTIONS 800 800 800 380 420 84024421 58510 REIMBRSABLE JOBS 10,000 5,000 1,000 475 525 84024421 59100 PROPERTY TAXES PAID - - - - - 84024421 59101 FEES 8,500 8,500 7,000 3,323 3,677 84024421 59400 OTHER EXPENSES - - - - - 84024421 61410 RENT ALLOCATION - - - - - 84024421 61422 IT ALLOCATION - - - - - 84024421 61425 ALLOCATED UTILITIES - - - - - 84024421 61430 CORP YARD ALLOCATION - - - - - 84024421 61500 INSURANCE ALLOCATION - - - - - 84024421 61700 DISPATCH - - - - - 84024421 Total 572,516 521,195 615,277 292,072 323,205 WASTEWATER TREATMENT EXPENSES 84024425 51110 REGULAR SALARIES&WAGES 519,261 491,653 640,017 303,816 336,201 84024425 51120 NON-REGULAR SALARIES&WAGES 15,000 25,164 - - - 84024425 51130 OVERTIME SALARIES&WAGES 23,000 28,047 28,000 13,292 14,708 84024425 51140 STAND-BY SALARIES&WAGES 22,500 19,434 20,000 9,494 10,506 84024425 51210 RETIREMENT(PERS) 156,474 135,461 206,808 98,172 108,636 84024425 51220 INSURANCE 91,073 99,071 140,578 66,732 73,846 84024425 51230 WORKERS COMP 26,237 26,171 37,864 17,974 19,890 84024425 51240 MEDICARE 8,996 8,630 11,325 5,376 5,949 84024425 51250 UNEMPLOYMENT 6,207 6,636 7,812 3,708 4,104 84024425 51260 FICA 930 195 - - - 84024425 51280 OVERTIME/CALLOUT MEALS - - - - - 84024425 52100 CONTRACTED SERVICES 617,500 400,000 678,500 322,084 356,416 84024425 52180 SECURITY SERVICES 1,200 1,200 1,200 570 630 84024425 54100 SUPPLIES 35,000 30,000 35,000 16,615 18,386 84024425 54102 SMALL TOOLS 2,000 2,000 2,000 949 1,051 84024425 55100 TELEPHONE 4,000 4,000 4,000 1,899 2,101 84024425 55200 PG&E 9,000 8,500 9,000 4,272 4,728 84024425 55210 UTILITIES 300,000 275,000 300,000 142,410 157,590 84024425 56110 CITY GARAGE-PARTS 1,221 1,221 1,257 597 660 84024425 56111 CITY GARAGE-LABOR 8,267 8,267 9,854 4,678 5,176 84024425 56120 EQUIPMENT MAINTENANCE&REPAIR 200,000 150,000 200,000 94,940 105,060 84024425 56130 EXTERNAL SERVICES 3,500 3,500 3,500 1,661 1,839 84024425 56210 FUEL&FLUIDS 8,000 7,500 8,000 3,798 4,202 84024425 56300 BUILDING MAINTENANCE&REPAIR 3,000 2,500 3,000 1,424 1,576 84024425 56504 FACILITY MAINTENANCE&REPAIR 500 400 500 237 263 84024425 57100 CONFERENCE&TRAINING 9,000 8,000 11,000 5,222 5,778 84024425 57300 MEMBERSHIPS&SUBSCRIPTIONS 3,500 3,000 3,500 1,661 1,839 84024425 58201 WATER PURCHASES 1,000 950 1,000 475 525 84024425 58202 WATER TREATMENT PLANT CHEMICAL 190,000 175,000 190,000 90,193 99,807 84024425 59100 PROPERTY TAXES PAID 10,000 11,000 10,500 4,984 5,516 84024425 59101 FEES 20,000 15,000 25,000 11,868 13,133 84024425 61422 IT ALLOCATION - - - - - 84024425 70102 STATE LOAN INTEREST* 13,208 13,208 - - - 84024425 70202 STATE LOAN PRINCIPAL* 440,295 440,295 - - - 84024425 Total 2,749,869 2,401,003 2,589,215 1,229,100 1,360,115 *State Loan paid off in FY 2016 OTHER USES 84024421 94700 FINES&PENALTIES 50,000 - 30,000 14,241 15,759 84024425 94700 FINES&PENALTIES 50,000 24,000 50,000 23,735 26,265 Total Other Uses 100,000 24,000 80,000 37,976 42,024 10 FY 2017 Estimated Cost Distribution [1] Account Number Budget Year-End Budget UVSD City ORG OBJ DESCRIPTION FY 2016 FY 2016 FY 2017 47.47% 52.53% Total Wastewater Treatment Operating Expenses 4,799,490 4,196,236 4,904,486 2,328,160 2,576,326 UVSD Allocation of Costs 2,278,798 1,992,373 City Allocation of Costs 2,520,692 2,203,863 Debt Service Allocation Based on Annual ESSU and Capacity Allocations under Amendment # 2 to Participation Agreement Debt Service -2006A Bonds Under the recital in Amendment#2 to the Participation Agreement the allocation of costs between Capacity(33.33%)and Rehab/Upgrade(66.67%)was based on the preliminary design estimates by Brown&Caldwell. Under section 2.1 of the amendment,the allocation of Capacity costs is set at 35%to the City and 65%to UVSD which reflected the projected number of new service connections(ESSU)for the City(840)and UVSD(1,560)to 2020. The section further provides for an annual review of the percentage allocation based on the previous 12 months actual connections and updated projections of likely connections over the next 1,3 and 5 years.Based on this annual review the City and UVSD may adjust the allocation.(The allocation has not been adjusted). Under section 2.2 of the amendment,the allocation of Upgrade/Rehabilitation costs is to be set annually on the ratios of City and UVSD ESSUs as of March 31st of each year for the succeeding fiscal year operations(Section 1 of Participation Agreement). For FY 16-17,the allocation percentage of ESSU on April 1,2016 was set at 52.53%for the City and 47.47%for the UVSD. Allocation Based on Financing and Participation Agreements[2] Account Number Budget Year-End Budget UVSD City ORG OBJ DESCRIPTION FY 2016 2016 FY 2017 53.31% 46.69% 84124426 52500 TRUSTEE FEES 8,300 8,300 8,300 4,425 3,875 84124426 70102 BOND INTEREST PAYMENTS 2,928,500 2,928,500 2,851,300 1,520,028 1,331,272 84124426 70202 BOND PRINCIPAL PAYMENTS 1,930,000 1,930,000 2,010,000 1,071,531 938,469 Total Wastewater Debt Service 4,866,800 4,866,800 4,869,600 2,595,984 2,273,616 UVSD Allocation of Costs 2,481,581 2,594,978 City Allocation of Costs 2,384,732 2,271,822 Total Wastewater Operations and Debt Service Allocated Expenses 9,666,290 9,063,036 9,774,086 4,924,143 4,849,943 UVSD Allocation of Costs 4,760,379 4,587,351 City Allocation of Costs 4,905,424 4,475,685 [1]Current and Historical Operations allocation percentage based on annual ESSU calculation UVSD City FY 2012 100% 47.50% 52.50% FY 2013 100% 47.50% 52.50% FY 2014 100% 47.39% 52.61% FY 2015 100% 47.40% 52.60% FY 2016 100% 47.48% 52.52% 11 FY 2017 Estimated Cost Distribution [1] Account Number Budget Year-End Budget UVSD City ORG OBJ DESCRIPTION FY 2016 FY 2016 FY 2017 47.47% 52.53% ESSU as of April 1,2016 applied to FY 2017 12,006.71 5,700.07 6,306.64 FY 2017 100% 47.47% 52.53% [2]Below is a summary of the allocation of Debt Service Costs based on the Financing and Participation Agreements and Amendment#2 to the Participation Agreement. The Combined Percentage allocation is to be applied to the annual debt service payments and trustee fees. Use of Bond Proceeds 2006 A Wastewater Revenue Bonds Total Added Capacity Rehabilitation and Upgrades 100% 33.33% 66.66% Principal 75,060,000 25,020,000 50,040,000 Interest 66,853,856 22,284,619 44,569,237 Total 141,913,856 47,304,619 94,609,237 Capacity Allocation-Based on projected use of added capacity Total UVSD City in Participation Agreement 100% 65.00% 35.00% Principal 25,020,000 16,263,000 8,757,000 Interest 22,284,619 14,485,002 7,799,617 Total 47,304,619 30,748,002 16,556,617 Rehabilitation and Upgrades-Based on annual ESSU Total UVSD City Allocation percent 100% 47.47% 52.53% Principal 50,040,000 23,753,988 26,286,012 Interest 44,569,237 21,157,017 23,412,220 Total 94,609,237 44,911,005 49,698,232 Combined Debt Service Obligation of Capacity and Total UVSD City Rehabilitation/Upgrades 100% 53.31% 46.69% Principal 75,060,000 40,016,988 35,043,012 Interest 66,853,856 35,642,019 31,211,837 Total 141,913,856 75,659,007 66,254,849 Current and Historical Debt Service allocation percentage based Financing and Participation Agreement UVSD City FY 2012 100% 50.99% 49.00% FY 2013 100% 50.99% 49.00% FY 2014 100% 50.99% 49.00% FY 2015 100% 50.99% 49.00% FY 2016 100% 53.32% 46.68% FY 2017 100% 53.31% 46.69% 12 Estimated Actual Actual ACTUAL Actual Budget Year-End Budget Account Number FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 2016 FY 2017 ORG OBJ DESCRIPTION WASTEWATER BOND DEBT SERVICE FUND 841 REVENUES AND OTHER SOURCES 84100000 46110 INTEREST ON INVESTMENTS (57,734) (15,674) (5,624) (18,363) (15,093) (15,000) 84100000 46113 INTEREST FROM TRUSTEE - (4) (6) (9) (7) (5) 84100000 46116 MISCELLANEOUS INCOME Total Revenues (57,734) (15,678) (5,630) (18,372) - (15,100) (15,005) Transfers In From Other Funds 84100000 91840 Transfer In From City/Dist 840 (1,926,859) (2,388,016) (2,381,669) (2,380,933) (2,384,732) (2,271,822) (2,273,616) 84100000 91940 Transfer In From Sanitation District 940 (2,005,507) (2,485,486) (2,478,879) (2,478,177) (2,482,068) (2,594,978) (2,595,984) Total Transfers In From Other Funds (3,932,366) (4,873,502) (4,860,548) (4,859,110) (4,866,800) (4,866,800) (4,869,600) Total Revenues and Other Sources (3,990,100) (4,889,180) (4,866,178) (4,877,482) (4,866,800) (4,881,900) (4,884,605) WASTEWATER DEBT SERVICE EXPENSES 84124426 52500 TRUSTEE FEES 12,236 8,820 1,800 8,470 8,300 8,300 8,300 84124426 70102 BOND INTEREST PAYMENTS 3,215,169 3,150,302 3,014,702 2,975,569 2,928,500 2,928,500 2,851,300 84124426 70202 BOND PRINCIPAL PAYMENTS 1,660,000 1,720,000 1,780,000 1,850,000 1,930,000 1,930,000 2,010,000 84124426 Total 4,887,405 4,879,122 4,796,502 4,834,039 4,866,800 4,866,800 4,869,600 Total Net Surplus(Deficit) (897,305) 10,058 69,676 43,443 - 15,100 15,005 WASTEWATER CITY RATE STABILIZATION FUND 842 REVENUES AND OTHER SOURCES 84200000 46110 INTEREST ON INVESTMENTS (26,453) (13,835) (18,600) (16,000) 84200000 46116 MISCELLANEOUS INCOME Total Revenues (26,453) (13,835) - (18,600) (16,000) Total Revenues and Other Sources (26,453) (13,835) - (18,600) (16,000) WASTEWATER RATE STABILIZATION EXPENSES AND OTHER USES 84024420 61100 GENERAL GOVERNMENT ALLOCATION 3,977 84200000 Total 3,977 - - - - Total Net Surplus(Deficit) 22,476 13,835 - 18,600 16,000 WASTEWATER CONNECTION FEE FUND 843 REVENUES AND OTHER SOURCES 84300000 46110 INTEREST ON INVESTMENTS (3,027) (1,677) (2,600) (2,600) 84300000 46116 MISCELLANEOUS INCOME - (700) - 84300000 44640 CONNECTION FEES (24,424) (13,185) (87,700) (50,000) Total Revenues (27,451) (15,562) - (90,300) (52,600) Total Revenues and Other Sources (27,451) (15,562) - (90,300) (52,600) WASTEWATER CONNECTION FEE EXPENSES AND OTHER USES 84024420 61100 GENERAL GOVERNMENT ALLOCATION 450 84200000 Total 450 - - - - Total Net Surplus(Deficit) 27,001 15,562 - 90,300 52,600 WASTEWATER CAPITAL PROJECTS FUND 844 REVENUES AND OTHER SOURCES 84400000 46110 INTEREST ON INVESTMENTS (21,147) (9,010) (10,900) (5,000) 84400000 46116 MISCELLANEOUS INCOME (30) Total Revenues (21,147) (9,010) - (10,930) (5,000) Transfers In From Other Funds Transfer In from Fund 220 Equipment Reserve (200,000) Transfer In from Fund 607 Prop 84 Rd2 (400,000) Transfer In from Fund 607 Prop 84 Drought (1,690,191) Transfer In from Fund 251 Special Projects Reserve (15,000) Transfer In from Fund 840 (250,000) (258,243) (470,000) Total Transfers In From Other Funds - - (2,540,191) (258,243) (485,000) 13 Estimated Actual Actual ACTUAL Actual Budget Year-End Budget Account Number FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 2016 FY 2017 ORG OBJ DESCRIPTION Total Revenues and Other Sources (21,147) (9,010) (2,540,191) (269,173) (490,000) WASTEWATER CAPITAL PROJECT EXPENSES AND OTHER USES Capital Improvements and Equipment 84424422 59405 GAAP EXPENDITURE OFFSET (411,564) - - 84424422 52100 CONTRACTED SERVICES 57,054 1,298 84424422 52100 CONTRACTED SERVICES 81,106 51,099 84424422 52100 15051 Asset Management Software System 15,000 84424422 52100 15067 UVSD Litigation 300,000 248,618 200,000 84424422 52100 15068 UVSD Detachment EIR 125,000 4,351 125,000 Other Related 57,054 (329,161) 425,000 304,068 340,000 84424422 80230 INFRASTRUCTURE 548 35 84424422 80230 INFRASTRUCTURE 15,857 54,610 25,558 84424422 80230 15004 Recycled Water Grant Project Prop 84 359,417 84424422 80230 15062 Recycled Water Phase 1&2 2,090,191 84424422 80230 15099 N.State Street Sewer 595,120 84424422 80235 15065 System Maintenance 8,034 64,700 12,026 64,700 84424422 80230 15063 Main replacements-Luce and Observatory 400,000 400,000 84424422 80230 15064 Inflow/infiltration 150,000 150,000 84424422 80230 15066 Emergency/contingency 45,000 45,000 Infrastructure 23,891 414,574 2,749,891 632,738 659,700 84400000 Total 80,945 85,414 3,174,891 936,807 999,700 Transfers Out To Other Funds Transfer out to Recycle Water Fund 830 474,000 Total Transfers Out - - - 474,000 - 84400000 Total Capital Improvement Fund Uses 80,945 85,414 3,174,891 1,410,807 999,700 Total Net Surplus(Deficit) (59,798) (76,404) (634,700) (1,141,634) (509,700) 14 Wastewater Enterprise Fund Expenses $7,000,000 $6,429,861 $6,000,000 438,651 $5 003 768 $4,904,486 $5000,000 / $4,000,000 ,Z,ZOWastewater Enterpvise $3,000,000 Total $2,000,000 $1.,000,000 ',:'(: ',&'d: 'C Y,, ''kdr,,e'U li',,1/1,,,,11, ','1'',, Actua FY Actual FY Actual FY Actua FY Estimated Budg'et FY 2012 2013 20,14 2015 Year-End FY0:17 2016 4/211 15 BUDGET DETAIL WASTEWATER ADMINISTRATION FISCAL YEAR 2016-17 DEPARTMENT ACCOUNT NO.84024420 REQUEST 51110 Salaries, Regular $ 186,456 0.18 Director of Public Works/City Engineer(0.10 Engineering,0.05 Corp Yard,0.10 Streets, 0.25 Landfill, 0.17 Water Admin.,0.05 Garage,0.05 Storm Water,0.05 Recycled Water) Director of Water&Sewer Utilities(0.40 Water Admin., .020 Recycled Water) 0.40 Deputy Public Works Director(0.10 Engineering,0.05 Corp Yard,0.08 Streets,0.35 0.15 Landfill,0.05 Garage,0.15 Water Admin.,0.07 Storm Water) Senior Civil Engineer(0.10 Engineering,0.10 Landfill,0.35 Water Admin.,0.10 Storm 0.35 Water) RECLASS Public Works Management Analyst(0.05 Engineering,0.20 Landfill,0.25 Water Admin., 0.25 0.05 Garage,0.20 Recycled Water) NEW Engineering Analyst(0.10 Engineering,0.20 Landfill,0.20 Water Admin.,0.10 Recycled 0.20 Water,0.20 Electric Admin.) Administrative Secretary/Human Resources Assistant(0.45 Human Resources,0.15 0.15 Landfill,0.15 Water Admin.,0.10 Garage) Development Permit Coordinator(0.20 Engineering,0.30 Building Inspection,0.05 0.15 Planning,0.15 Water Admin.,0.15 Electric Admin.) Total FTE 1.83 51130 Salaries,Overtime $ 1,500 Employee Benefits $ 95,299 51210 Retirement(PERS) $58,136 51220 Group Insurance $21,684 51230 Workers Compensations Insurance $ 9,975 51240 Medicare $ 2,978 51250 Unemployment Insurance $ 2,065 51290 Cell Phone Stipend $ 461 52100 Contract Services $ 95,000 Engineering Consultant Services. $75,000 Russian River Watershed Association. $20,000 52XXX Planning Studies $ 275,000 Sewer system management plan updates. $25,000 Sewer master plan. $100,000 Current and future ESSU capacity study. $150,000 54100 Supplies $ 6,000 Miscellaneous Office and Computer Supplies, Safety and Training Materials, Public Educational Brochures(Grease Disposal). 54101 Postage $ 500 Miscellaneous Department Mailings, Postage Allocation. 55100 Telephone $ 600 Land line and Fax. 56120 Equipment Maintenance and Repair $ 300 Maintenance and Repairs for Copy/Fax Machine, Printers, Plotter, GPS Equipment. 56210 Fuel&Fluids $ 300 Fuel and Fluids for Vehicles 16 57100 Conference and Training $ 6,000 Water Environment Federation and California Water Environment Association Conferences, Safety Training,Water Reuse Conference. 57300 Memberships and Subscriptions $ 8,000 Underground Service Alert Fee, Notary Fee,XC2 Fog Program Maintenance,Water Reuse Association. 59101 Fees $ 300 Document Recording Fees and other miscellaneous fees. 59400 Other Expenses $ 20,000 Bad Debt 61200 Purchasing Allocation $ 26,043 Charge for Purchasing functions. 61300 Billing and Collection Allocation $ 320,669 Charge for Billing and Collection functions. 61420 Building Maintenance Allocation $ 3,708 Share of maintenance for Civic Center facility. 61422 IT Allocation $ 63,139 Share of Information Technology services. 61425 Utilities Allocation $ 653 Share of Civic Center Utilities. 61430 Corporation Yard Allocation $ 12,217 61500 Insurance Allocation $ 243,125 Share of the Citywide costs of liability and property insurance. 61700 Dispatch $ 14,597 Share of Dispatch services. 62100 Administrative Services Allocation $ 240,588 Annual allocation for general government services. City Council $ 10,586 City Clerk $ 19,639 City Manager $ 35,893 Administrative Support $ 6,824 Miscellaneous General Government $ 10,589 Accounting $ 60,053 City Attorney $ 12,788 Treasurer $43,972 Human Resources/Risk Management $40,244 DEPARTMENT TOTAL 84024420 $ 1,619,994 17 BUDGET DETAIL OPERATIONS&MAINTENANCE FISCAL YEAR 2016-17 ACCOUNT NO.84024421 DEPARTMENT REQUEST 51110 Salaries,Regular $ 239,915 Water,Sewer&Streets Supervisor(0.25 Landfill,0.25 Water,0.15 Streets,0.10 0.25 Storm Water) Water&Sewer Lead Worker(0.48 Water) 0.52 Water&Sewer Attendant II(4)(2.20 Water) 1.80 Water&Sewer Attendant I(3)(1.65 Water) 1.35 Water&Sewer Service Attendant(0.80 Water) 0.20 Senior Water Treatment Plant Operator Mechanic(0.99 Water) 0.01 Water Treatment Plant Operator Mechanic(3)(2.97 Water) 0.03 Total FTE 4.16 51120 Non-Regular Salaries $ 6,750 Seasonal Water&Sewer Attendant(1,000 hour)(0.26 Water) 0.22 Total FTE 0.22 51130 Salaries,Overtime $ 9,500 51140 Stand-by Salaries&Wages $ 10,000 Employee Benefits $ 152,174 51210 Retirement(PERS) $70,917 51220 Group Insurance $57,386 51230 Workers Compensation Insurance $ 14,755 51240 Medicare $ 4,399 51250 Unemployment Insurance $ 3,062 51260 FICA $ 419 51290 Cell Phone Stipend $ 1,236 52100 Contract Services $ 20,000 Emergency Sewer System Repairs. 52180 Security Services $ 350 Burglar Alarm Fees 54100 Supplies $ 80,000 Repair Materials(gravel,pipe,blacktop,etc.),Safety Supplies,Office and Computer Supplies. 54101 Postage $ 100 54102 Small Tools $ 7,500 Miscellaneous Maintenance Tools,Televideo Inspection Tools,and Sewer Cleaning Tools. 55100 Telephone $ 2,400 Land line and Fax. 55210 Utilities $ 1,900 Electricity for three lift stations. 56110 City Garage Parts $ 5,611 Annual allocation for City Garage parts for vehicles and equipment. 56111 City Garage Labor $ 26,777 Annual allocation for City Garage labor for vehicles and equipment. 18 56120 Equipment Maintenance and Repair $ 10,000 Lift Station Parts/Service,Camera Truck Repairs. 56130 External Services $ 10,000 Outside Labor and Parts. 56210 Fuels and Fluids $ 18,000 Fuel and Fluids for Vehicles. 56410 Equipment Rental-Private $ 1,800 57100 Conference and Training $ 3,700 Pumper and Cleaner Environmental Expo, Required Safety Training,WEFTEC Conference,CWEA Certifications. 57300 Memberships and Subscriptions $ 800 CWEA Memberships. 58510 Reimbursable Jobs $ 1,000 59101 Fees $ 7,000 SWRCB Sewer System Fee and DOT Testing and Physicals. 94700 Fines&Penalties $ 30,000 DEPARTMENT TOTAL 84024421 $ 645,277 19 BUDGET DETAIL WASTEWATER TREATMENT FISCAL YEAR 2016-17 ACCOUNT NO.84024425 DEPARTMENT REQUEST 51110 Salaries, Regular $ 640,017 Wastewater Treatment Plant Supervisor 1.00 NEW Lead Wastewater Treatment Plant Operator 1.00 Senior Wastewater Treatment Plant Operator Mechanic 1.00 Senior Wastewater Treatment Plant Operator(2) 2.00 Wastewater Treatment Plant Operator(3) 3.00 Environment Laboratory Technician III (0.03 Water) 0.97 NEW Environment Laboratory Technician I (0.03 Water) 0.97 Total FTE 9.94 51130 Salaries, Overtime $ 28,000 51140 Salaries Stand-by $ 20,000 Employee Benefits $ 404,387 51210 Retirement(PERS) $ 206,808 51220 Group Insurance $ 140,578 51230 Workers Compensation Insurance $ 37,864 51240 Medicare $ 11,325 51250 Unemployment Insurance $ 7,812 51260 FICA $ - 52100 Contract Services $ 398,500 Miscellaneous Contractual Services(crane service,fence repairs,fiber optic cable repair, etc.) $ 15,000 Laboratory Testing Services Including Bio-Solids Testing $ 65,000 Perc Pond Levee Maintenance Repair $ 20,000 Scarify Percolation Ponds $ 20,000 Biosolids Disposal $ 90,000 Pest Control Services $ 5,500 SCADA System Annual Maintenance System Contract $ 20,000 Janitorial Services $ 8,000 Storage Analysis $ 100,000 Barscreen Installation $ 55,000 52XXX Compliance Studies $ 185,000 Study to Identify Potential Sources of Priority Pollutants(NPDES Permit requirement) $ 15,000 2016 NPDES required studies $ 70,000 2016 NPDES engineering services-permit renewal $ 100,000 52180 Security Services $ 1,200 Burglar Alarm Services. 54100 Supplies $ 35,000 Laboratory Testing Supplies, Training Materials, Safety Supplies, Miscellaneous Office and Computer Supplies. 54102 Small Tools $ 2,000 20 Replacement of Shop Tools. 55100 Telephone $ 4,000 Telephone Charges. 55200 PG&E(Natural Gas) $ 9,000 Boiler Fuel for Digester Heater. 55210 Utilities $ 300,000 Electricity Costs for Waste Water Treatment Plant. 56110 City Garage Parts $ 1,257 Annual allocation for City Garage parts for vehicles and equipment. 56111 City Garage Labor $ 9,854 Annual allocation for City Garage labor for vehicles and equipment. 56120 Equipment Maintenance and Repair $ 200,000 General Maintenance and Repair Parts, Pump/Motor Parts, Plumbing and Electrical Supplies, Lab Testing Equipment and Repair. 56130 External Services 3,500 Outside Vendor Labor and Parts. 56210 Fuel and Fluids $ 8,000 Fuel for Emergency Generator and Vehicles. 56300 Building Maintenance $ 3,000 Maintenance of Buildings at Waste Water Treatment Plant. 56504 Facility Maintenance and Repair $ 500 General Maintenance, sheds, gravel. 57100 Conference and Training $ 11,000 Safety Training, Electrical System Operator Training,Valve Operation Training, Programmable Logic Control (PLC)Training, California Water Environment Association (CWEA)and Water Environment Federation (WEF)Conferences. 57300 Memberships and Subscriptions $ 3,500 California Water Environment Association (CWEA)dues. 58201 Water Purchases $ 1,000 Water from Willow County Water District. 58202 Water Treatment Plant Chemicals $ 190,000 Chemicals Used in Wastewater Treatment Process. 59100 Property Taxes paid $ 10,500 Property Taxes for North Pond and 3495 Taylor Drive. 59101 Fees $ 25,000 Annual State Environmental Laboratory Accreditation Fee,Annual State Storm Water Pollution Prevention Plan (SWPPP), Mendocino County HazMat Permit Fee, Mendocino County Air Quality Permit, SW RCB Discharge Fee. 21 70102 Bond Interest Payments $ - 70202 Bond Principal Payments $ - 94700 Fines&Penalties $ 50,000 95841 Transfer to Sewer Bond Debt $ - DEPARTMENT TOTAL 84024425 $ 2,544,215 22 /��/p�rt�llIDm�e�nnninm�i iui��Ill�u nry�� ~ City of Ukiah ,,„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„,, COST ALLOCATION PLAN Fiscal Year 2016-2017 TABLE OF CONTENTS INTRODUCTION Overview Purpose of the Plan 1 Indirect Cost Allocation Strategies 1 Determining Direct and Indirect Costs 2 Allocating Indirect Costs 3 Uses of the Cost Allocation Plan 4 Plan Preparation 5 Summary 5 INDIRECT COST ALLOCATIONS Summary Schedules Summary of Direct and Indirect Costs (Table 1) 6 Basis of Indirect Cost Allocations (Table 2) 7 Summary of Indirect Cost Allocations 7 Indirect Cost Allocations by Program City Council (Table 4.0) 8 City Clerk (Table 4.1) 9 City Manager (Table 4.2) 10 Administrative Support(Table 4.3) 11 Miscellaneous General Government(Table 4.4) 12 Finance- Accounting (Table 4.5) 13 City Attorney(Table 4.6) 14 Human Resources/Risk Management(Table 4.7) 15 Treasury Management(Table 4.8) 16 Internal Service Fund Allocations Insurance (Table 5.0-5.1) 17 Building Maintenance & Corporation Yard (Tables 5.2-5.3) 19 Garage (Table 5.4) 22 Dispatch(Table 5.5) 23 Purchasing (Table 5.6) 24 Billing & Collections (Table 5.7) 25 Information Technology (Table 5.8) 26 INTRODUCTION OVERVIEW Purpose of the Plan The purpose of the City's Cost Allocation Plan is to identify the total costs of providing specific City services. Why is a separate cost accounting analysis required to do this? Because in almost all organizations—whether in the private or the public sector—the cost of producing goods or delivering services can be classified into two basic categories: direct and indirect costs. "Direct costs"by their nature are usually easy to identify and relate to a specific service. However, this is not the case for"indirect costs." As such, if we want to know the "total cost" of providing a specific service, then we need to develop an approach—a plan—for reasonably allocating indirect costs to direct cost programs. What Are Direct and Indirect Costs? Direct costs are those that can be specifically identified with a particular cost objective, such as street maintenance,police protection and water service. Indirect costs are not readily identifiable with a direct operating program, but rather, are incurred for a joint purpose that benefits more than one cost objective. Common examples of indirect costs include accounting,purchasing, legal services,personnel administration and building maintenance. Although indirect costs are generally not readily identifiable with direct cost programs, their cost should be included if we want to know the total cost of delivering specific services. Budgeting and Accounting for Indirect Costs. Theoretically, all indirect costs could be directly charged to specific cost objectives; however,practical difficulties generally preclude such an approach for organizational and accounting reasons. As such, almost all organizations separately budget and account for direct and indirect costs at some level depending on their financial reporting needs and the complexity of their operations. Distributing Indirect Costs. In order to determine the total cost of delivering specific services, some methodology for determining and distributing indirect costs must be developed, and that is the purpose of cost allocation plans: to identify indirect costs and to allocate them to benefiting direct cost programs in a logical, consistent and reasonable manner. Plan Goal:Reasonable Allocation of Costs. It is important to stress that the goal of the Cost Allocation Plan is a reasonable allocation of indirect costs, not a"perfect" one. By their very nature, indirect costs are difficult to link with direct costs. As such, in developing an allocation approach, it is important to keep this goal in mind balancing the cost and of effort of complicated allocation methods with the likely benefits from the end results. Indirect Cost Allocation Strategies There are several ways of allocating indirect costs, including: Internal Service Funds. Many cities allocate costs through formal internal service funds for services like printing, information technology, fleet maintenance and insurance. Typically with this approach, the internal service fund provides services to the organization and charges back for departments based on their actual - 1 - INTRODUCTION usage of the service and standard per unit billing rates, like a private company would(except the goal is to break even rather than earn a profit). In this case, for the operating programs, indirect costs become direct costs, like they would if they contracted-out for the service. While this approach can result in added accounting costs to develop internal billing rates and track actual usage, it has the advantage of encouraging more efficient use of internal services by allocating costs based on actual usage, setting aside funds for long-term capital replacement needs (or in the case of insurance, adequate reserves) and helping measure performance. City Internal Service Funds As shown in the side bar, the City uses seven internal • Insurance service funds to allocate organization-wide support costs. • Building Maintenance & Corporation Yard Payroll Allocations. Some organizations allocate • Garage percentages of key support staff to selected funds through • Dispatch direct payroll allocations, such as 15% of the City • Purchasing Manager to the Water Fund or 20% of the Public Works • Billing & Collections Director to the Wastewater Fund, with direct cost • Information Technology distributions of non-staffing costs via accounts payable where possible. While this practice is not uncommon, it has some conceptual drawbacks, such as the basis for the percentage allocations. One of the advantages of cost allocation plans is that the basis for the allocation is clear. Even where internal service funds are used, cost allocation plans are still often needed in allocating indirect costs to the internal service funds (so their costs reflect the full cost of providing services to the organization) and in allocating other indirect costs not typically recovered through internal service funds, such as city manager, city attorney, city clerk, human resources and accounting. Cost Allocation Plan. Cost allocation Plans provide a clear, consistent and reasonable basis for allocating indirect costs. Combination of the Three. Some agencies use a combination of these three approaches. In the City's case, it uses a combination of internal services funds and a cost allocation plan in distributing indirect costs. Determining Direct and Indirect Costs The first step in preparing the City's Cost Allocation Plan is determining direct and indirect costs. Program costs that primarily provide service to the public are identified as direct costs, whereas the cost of programs that primarily provide services to the organization are identified as indirect costs. In accordance with generally accepted accounting principles, only operating costs are considered in preparing the Cost Allocation Plan. As such, capital outlay, debt service, interfund transfers and"pass-through" costs are excluded from the calculations. - 2 - INTRODUCTION ALLOCATING INDIRECT COSTS For general purposes, the City-wide indirect cost rate can be used as the basis for allocating indirect costs. The indirect cost rate is simply the ratio between indirect and direct costs, which can be easily computed for the City as a whole once the direct and indirect cost base has been determined. Citywide Indirect Cost Rate Provided in Table 1 (page 6) is a summary of direct and indirect costs for the City of Ukiah based on the Fiscal Year 2015/2016 Operating Actual along with the resulting citywide indirect cost rate. By applying the overall indirect cost rate to any specific direct cost program, the total cost of the program can be determined. For example, with an overall indirect cost rate of 18% the total cost for a direct program of$100,000 in Ukiah would be $118,000 with this approach. (Note: Adjustments are made for capital outlay, debt service, interfund transfers and pass-through costs). Bases of Allocation This method of cost allocation assumes that all indirect costs are incurred proportionately to the direct cost of the program. However, this may not be a reasonable assumption in all cases, as the benefit received from certain types of support service programs may be more closely related to another indicator of activity than cost. For example, if a program service is primarily delivered through contract and does not have any City staffing directly associated with it, distributing human resources costs to it may result in an inequitable allocation of costs. Because of this, the City's Cost Allocation Plan establishes separate bases of allocation for each major indirect cost category. With this approach, indirect costs can be allocated to each direct cost program in a fair, convenient, and most importantly, consistent manner. Provided in Table 2 on page 7 is a summary of the primary methods of allocation used in distributing indirect costs to direct cost programs. Some of these costs lend themselves to an easily justified, rational approach of distribution. For example, human resources costs are related to the number of employees serviced. Other costs may not be as intuitive; however, the allocation bases are consistent with generally accepted accounting principles and recognize the concept that the cost of developing the information necessary to perform the cost allocations should not exceed the benefits likely to be gained. Where there is not otherwise a clear relationship to another allocation base (like authorized staffing or assigned space), allocating costs based on operating budget is the common industry practice, and as such, this approach is used by the City. - 3 - INTRODUCTION Indirect Cost Allocations A summary of the indirect cost allocations (Administrative Services) is provided in Table 3.0 (page 7 ), followed by the detailed allocations for each specific indirect cost program for Administrative Services on Tables 4.0 through 4.8 (pages 8 to 16) and internal service fund allocations on Tables 5.0 to 5.9 (pages 17 to 26). Simple Method of Allocating Costs In performing the cost allocations, all indirect costs have been allocated only to direct cost programs rather than using a more complex sequential allocation system. Although there are some conceptual difficulties with this approach, the difference in the end result is insignificant, but the cost of preparation, review and audit is significantly reduced. For example, the cost of the City Manager program is allocated solely to direct cost programs based on their operating budget. However, as the City Manager program also benefits other indirect cost programs such as Human Resources and Finance, the cost allocations could appear to be distorted since no allocations are made to them. Under a more sophisticated system, the cost of the City Manager program would be allocated to the other indirect costs programs and iterative allocations then made to direct cost programs until all indirect costs are distributed. However, this process is extremely time consuming (and places far more reliance on the underlying significance of the allocation bases than may be appropriate) and results in the same basic cost allocations as the simpler method since all indirect costs are allocated in the final product. Again, as noted above, the plan's goal is a reasonable allocation of indirect costs, not a"perfect" one. USES OF THE COST ALLOCATION PLAN By identifying total program costs, the Cost Allocation Plan can be used as an analytical tool in many financial decision-making situations, including: • Reimbursement Transfers. The Cost Allocation Plan identifies the costs incurred by the General Fund in providing administrative support services to the City's other funds such as enterprise operations and special revenue funds. For example, although the City's administrative, legal services, human resources and accounting funds are budgeted and accounted for in the General Fund, these programs provide support services to other City funds. The Cost Allocation Plan provides a clear methodology for determining this level of support in reimbursing these costs. • General Fund User Charges. Similar to ensuring that enterprise fund revenues fully recover their costs, the Cost Allocation Plan can also be used in determining appropriate user fees for General Fund services, such as planning applications, building permits and recreation activities, in ensuring that the full cost of services are considered in setting rates. • Labor Rates. Along with accounting for salary, benefits and paid leave (such as vacation, sick and holidays), "full cost"hourly labor rates can be developed that appropriately include indirect costs. - 4- INTRODUCTION • Contracting-Out for Services. By identifying total costs, the cost allocation plan can also be helpful in analyzing the costs of contracting for services versus performing services in-house. • Grant Administration. Under federal cost accounting policies, it is permissible to include indirect costs in accounting for grant programs. By establishing indirect cost rates, the cost allocation plan can be used in recovering the total costs (direct and indirect) associated with implementing grant programs. PLAN PREPARATION In a true cost accounting system, indirect costs would be computed and allocated on an ongoing basis throughout the fiscal year based on actual costs. However, frequent updating in municipal finance would not serve any specific purpose—such as unit price control in a manufacturing company—but it would consume significant accounting resources. As such, the City's Cost Allocation Plan is prepared annually based on the budget adopted by the Council. This approach works well when significant variances are not expected between budget and actual. However, where large variances are possible, then at the end of the fiscal year, a"true-up" should be calculated based on actual costs. Any variances (either over or under the Cost Allocation Plan amounts) can then be applied to the following year's Cost Allocation Plan. After two years, the City will assess whether there were any significant variances between budget and actual, and move to a"true-up" approach if that proves to be the case. SUMMARY The Cost Allocation Plan helps make determining total program costs possible by establishing a reasonable methodology for identifying and allocating indirect costs to direct cost programs. Because of this, the Cost Allocation Plan can be a valuable analytical tool in a number of situations, including establishing fees designed for full cost recovery, reimbursing support service costs provided by the General Fund to other funds and recovering indirect costs associated with grant programs. Table 1 on the following page is a summary of all indirect and direct costs in this plan. Indirect costs represent only 18% of all costs. - 5 - Summary Schedules General Fund General Fund City Council 137,759 Business, Economic, Grant& Housing 197,957 City Clerk 256,611 Community Outreach 27,450 City Manager 468,992 Parks 1,180,633 Administrative Support 89,167 Recreation Administration(includes all activities) 1,012,255 Misc. General Government 138,352 Community Development & Planning 499,104 Accounting 784,662 Building Inspection 307,671 City Attorney 167,087 Engineering(includes Landfill/Solid Waste) 786,133 Treasury Management 91,454 Traffic Signal Operations 28,590 Human Resources/Risk Mgmt. 496,408 Streets 826,476 Storm Water 198,268 Internal Service Funds Animal Control 78,500 Insurance Liability 640,203 Police Patrol 7,067,428 Garage 488,561 Police Major Crimes 173,964 Purchasing 261,722 Community Service Officers(includes Code Enf.&SLESF) 569,033 Billing &Collections 1,294,756 Fire 3,044,849 Dispatch 729,843 Enterprise Funds Building Maintenance 567,656 Parking District 146,298 Corporation Yard 79,592 Golf 74,226 Information Technology 854,627 Conference Center 367,860 Total Interest Costs 7,547,452 Airport 903,307 Electric 15,548,448 Street Lighting 409,271 Public Benefits 428,620 Water 3,078,246 Wastewater 5,104,486 Recycled Water 85,084 Special Revenue Funds Successor Agency 3,921 Alex Rorabaugh Recreation Center 110,562 Downtown Business Improvement 17,054 Museum 437,926 Visit Ukiah 85,537 Total Direct Costs 42,799,157 Indirect costs divided by direct costs 18% - 6 - Summary Schedules Under Generally accepted accounting principles, capital outlay, debt service and interfund transfers and pass-through payments are usually excluded in calculating indirect cost rates; accordingly, only operating costs (less transfers) are considered in the City's cost allocation plan. Tabto 2 l:>asis of indire(t Cost Alio(otion5 a a a City Council Operating Budget City Clerk Operating Budget City Manager Operating Budget Administrative Support Operating Budget Miscellaneous General Government Operating Budget Finance -Accounting Operating Budget City Attorney Operating Budget Treasury Mangement Fund Balance - Interest Distribution Human Resources/Risk Management Full-Time Equivelant Staffing Insurance Liability Claims History/Claims Paid/Property Value Garage Previous Year Actual Parts/Labor Purchasing Operating Contractual Services &Supplies Billing&Collections Billable Revenues Dispatch Dispatch Services Building Maintenance Assigned Space Corporation Yard Assigned Space Information Technology Full-Time Equivelant Staffing /obi( ,"t.0 Yimmary of indirr r t (ost.Allocations for Administrotivr .Gtr rm.( m w 25/ City Council 18,630 33,385 83,549 2,194 137,759 City Clerk 35,461 61,936 154,897 4,316 256,611 City Manager 64,809 113,197 283,096 7,889 468,992 Administrative Support 12,322 21,522 53,824 1,500 89,167 Miscellaneous General Government 19,119 33,393 83,513 2,327 138,352 Finance -Accounting 108,432 189,388 473,643 13,199 784,662 City Attorney 23,090 40,329 100,858 2,811 167,087 Treasury Mangement 8,190 - 83,264 - 91,454 Human Resources/Risk Management 151,890 164,222 165,744 14,552 496,408 Total Indirect Costs for Central Services 441,942 657,373 1,482,389 48,788 2,630,492 Total Direct Costs 5,064,537 10,933,774 26,145,846 655,000 42,799,157 Total Costs 5,506,479 11,591,147 27,628,235 703,788 45,429,649 Indirect Cost Rate 8.73% 6.01% 5.67% 7.45% 6.15% - 7 - Indirect Cost Allocations by Program a r Istratl� r�ls - lty Cru cI Istrl utlr� Dept. Distribution Basis/Bases Percent Budget FY 2016/2017 Total Operating Actual FY 2014/2015 100.00% $ 137,7591 Total 100.00% 1315/59 o111111111111 mmommommommon 1����� � ,��f���1/llll ��1 lf � llllllll � � � � , l/iio/%m�m�/ai�i�i��o�rr 10017100 Business, Economic,Grant&Housing 208,1'/5 0.63% 871 10018000 Community Outreach/Public Information Services 33,312 0.10% 144 GF 18,387 13.35% 10022100 Parks 1,0/5,110 3.27% 4,500 Successor Agency 244 0.18% 10022810 Recreation Administration(includes all Recreation Activities) 599,960 2.63% 3,628 Police 24,369 17.69% 10023100 Planning&Community Development 432,913 1.32% 1,812 Fire 9,016 6.54% 10023320 Building Inspection 240,869 0.73% 1,008 Parking Enf. 494 0.36% 10024210 Engineering(includes Landfill/Solid Waste) 493,28/ 1.41% 1,939 Golf 171 0.12% 10024214 Traffic Signal Operations 23,219 0.07% 97 Conf.Center 1,256 0.91% 10024220 Streets 1,04 5,503 3.19% 4,388 Airport 5,346 3.88% 10024224 Storm Water 0.00% - Electric 53,070 38.52% 10020217 Animal Control 5'7,5100 0.27% 366 Street Lighting 976 0.71% 10520210 Police Patrol 5,(00/,935 15.21% 20,959 Public Benefit 2,190 1.59% 10520224 Police Major Crimes 1/9,5/0 0.55% 752 Water 9,459 6.87% 10520218 Community Services Officers (Includes SLESF) 104/,'/34 1.66% 2,292 Wastewater 10,586 7.68% 10521210 Fire 2,154,260 6.54% 9,016 ARRC 363 0.26% ',<;,., � Downtown Bus. Imp 0.05%73 64020213 Parking Enforcement 118,0100 0.36% 494 Museum 1,430 1.04% 72022400 Golf 40,808 0.12% 171 Visit Ukiah 328 0.24% 73022600 Conference Center 300,05/ 0.91% 1,256 Total 137,759 100.00% 77725200 Airport 1,3'/7,3101 3.88% 5,346 80026110 Electric Overhead 833,22/ 2.53% 3,487 80026120 Electric Underground 52`1,40/ 2.51% 3,454 80026130 Electric Substation 13,43,43'/5 0.51% 698 80026200 Electric Testing&Calibrating 1/3,93'/ 0.53% 732 80026300 Electric Generation 8,541,3'/3 25.95% 35,747 80026330 Electric Hydro Plant 35,904 0.11% 150 80026400 Electric Administration 59,1,01103 2.62% 3,604 80026430 Electric Interdepartmental Charges 1,241,902 3.77% 5,198 80526610 Street Lighting 1733,31/ 0.71% 976 80626500 Public Benefit 523,3'/3 1.59% 2,190 82024410 Water Administration 549,3'/9 1.67% 2,299 82024411 Water Production Operations&Management 989,4319 3.01% 4,142 82024412 Water Meter Reading 95,969 0.29% 400 82024414 Water Distribution Operations&Maintenance 625,36t, 1.90% 2,618 84024420 Wastewater Administration 3415,142 0.81% 1,110 84024421 Wastewater Operations&Maintenance 598,914 1.82% 2,507 84024425 Wastewater Treatment 1,69,5,3/0 5.06% 6,970 ,,lol/oa a , ,/oiai/a/i/Oo/a0iii,/, if iia0i0 10017200 Successor Agency 58,201 0.18% 244 31122870 Alex Rorabaugh Recreation Center(ARRC) 89,'/84 0.26% 363 31217100 Downtown Business Improvement 154/0 0.05%0.05% 73 69122700 Museum 311,9'/9 1.04% 1,430 75017110 Visit Ukiah /8,3'/9 0.24% 328 Total Operating Budget Used for Distribution 32,916,001 100.00% $ 137,759 - 8 - Indirect Cost Allocations by Program Table 4i. Administrative Services - City Clerk Distribution Dept. Distribution Basis/Bases Percent Budget FY 2016/2017 Total Operating Actual FY 2014/2015 100.00% $ 256,611 Total 100.00% 296,611 or� h11111 Acibal111111M8111118111)epaOmentl111111111111111111111111111001111111111111111111111 ININIINI IN INNI ��llllllllllllllllllllllllllllllllllllllNINNI N 1' 11 i 1 i/iiira//iJiii iii iiilii 10017100 Business, Economic,Grant&Housing 1123,'/'/3 0.98% 2,514 10018000 Community Outreach/Public Information Services 34,312 0.10% 266 GF 35,009 13.64% 10022100 Parks 1,0/5,110 3.25% 8,347 Successor Agency 452 0.18% 10022810 Recreation Administration(includes all Recreation Activities) 8913,960 2.62% 6,731 Police 45,210 17.62% 10023100 Planning&Community Development 432,913 1.31% 3,361 Fire 16,726 6.52% 10023320 Building Inspection 240,869 0.73% 1,870 Parking Enf. 917 0.36% 10024210 Engineering(includes Landfill/Solid Waste) 493,28/ 1.40% 3,597 Golf 317 0.12% 10024214 Traffic Signal Operations 23,219 0.07% 180 Conf.Center 2,330 0.91% 10024220 Streets 1,048,503 03 3.17% 8,141 Airport 9,919 3.87% 10024224 Storm Water 0.00% - Electric 98,457 38.37% 10020217 Animal Control 33/,1)10 0.26% 680 Street Lighting 1,812 0.71% 10520210 Police Patrol 5,001/938 15.15% 38,883 Public Benefit 3,960 1.54% 10520224 Police Major Crimes 1'/13,1'/CI 0.54% 1,394 Water 17,548 6.84% 10520218 Community Services Officers (Includes SLESF) 94/,'/34 1.66% 4,253 Wastewater 19,639 7.65% 10521210 Fire 2,154,260 6.52% 16,726 ARRC 674 0.26% / iii alma iioalio/a/ Downtown Bus. Imp 0.05%136 64020213 Parking Enforcement 118,010 0.36% 917 Museum 2,653 1.03% 72022400 Golf 40,808 0.12% 317 Visit Ukiah 854 0.33% 73022600 Conference Center 303/,3/9/ 0.91% 2,330 Total 256,611 100.00% 77725200 Airport 1,2/1/41i1 3.87% 9,919 80026110 Electric Overhead 833,22'/ 2.52% 6,469 80026120 Electric Underground 825,40 2.50% 6,409 80026130 Electric Substation 13,43,13'/3 0.50% 1,294 80026200 Electric Testing&Calibrating 1/4,94/ 0.53% 1,358 80026300 Electric Generation 8,941,133 25.84% 66,319 80026330 Electric Hydro Plant 35,904 0.11% 279 80026400 Electric Administration 89,1,093 2.61% 6,685 80026430 Electric Interdepartmental Charges 1,241,902 3.76% 9,643 80526610 Street Lighting 1/33,311 0.71% 1,812 80626500 Public Benefit 1210,3/00 1.54% 3,960 82024410 Water Administration 1249,3/9 1.66% 4,266 82024411 Water Production Operations&Management 9895319 2.99% 7,684 82024412 Water Meter Reading 95,669 0.29% 743 82024414 Water Distribution Operations&Maintenance 625,469 1.89% 4,856 84024420 Wastewater Administration 295,142 0.80% 2,059 84024421 Wastewater Operations&Maintenance 198,914 1.81% 4,650 84024425 Wastewater Treatment 1,695,3/0 5.04% 12,930 7o////a a/o�aa�///a// )1((iaad0/0/0 10017200 Successor Agency 58,201 0.18% 452 31122870 Alex Rorabaugh Recreation Center(ARRC) 89,'/94 0.26% 674 31217100 Downtown Business Improvement 11/4/0 0.05% 136 69122700 Museum 311,43'/3 1.03% 2,653 75017110 Visit Ukiah 110,000 0.33% 854 Total Operating Budget Used for Distribution 33,050,041 100.00% $ 256,611 - 9 - Indirect Cost Allocations by Program Table 4.2 Administrative Services - City Manager Distribution Dept. Distribution Basis/Bases Percent Budget FY 2016/2017 Total Operating Actual FY 2014/2015 100.00% $ 468,9921 Total 100.00% 408„99/1 11 » l11 � �ll��lll0/lllllllllllllllll�llllll/ lllllllllllllllllli ii/iiira//iJi ii iii iiilii / , 10017100 Business, Economic,Grant&Housing 023,',/3 0.98% 4,594 10018000 Community Outreach/Public Information Services 34,312 0.10% 487 GF 63,984 13.64% 10022100 Parks 1,0/5,110 3.25% 15,256 Successor Agency 826 0.18% 10022810 Recreation Administration(includes all Recreation Activities) 896,960 2.62% 12,302 Police 82,628 17.62% 10023100 Planning&Community Development 430:,913 1.31% 6,143 Fire 30,570 6.52% 10023320 Building Inspection 240,869 0.73% 3,418 Parking Enf. 1,675 0.36% 10024210 Engineering(includes Landfill/Solid Waste) 493,28f 1.40% 6,574 Golf 579 0.12% 10024214 Traffic Signal Operations 23,219 0.07% 329 Conf.Center 4,258 0.91% 10024220 Streets 1,048,513 3.17% 14,879 Airport 18,127 3.87% 10024224 Storm Water 0.00% - Electric 179,943 38.37% 10020217 Animal Control 885180 0.26% 1,242 Street Lighting 3,311 0.71% 10520210 Police Patrol 5,008938 15.15% 71,064 Public Benefit 7,237 1.54% 10520224 Police Major Crimes 1'/9,5TO 0.54% 2,548 Water 32,072 6.84% 10520218 Community Services Officers (Includes SLESF) 948,834 1.66% 7,773 Wastewater 35,893 7.65% 10521210 Fire 2,154,260 6.52% 30,570 ARRC 1,231 0.26% oiiaiaiiiaaraooiiooarrmoaii Downtown Bus. Imp 0.05%248 64020213 Parking Enforcement 118,090 0.36% 1,675 Museum 4,849 1.03% 72022400 Golf 40,808 0.12% 579 Visit Ukiah 1,561 0.33% 73022600 Conference Center 300,09/ 0.91% 4,258 Total 468,992 100.00% 77725200 Airport 1,21"8491 3.87% 18,127 80026110 Electric Overhead 833,22'/ 2.52% 11,824 80026120 Electric Underground 825,40/ 2.50% 11,713 80026130 Electric Substation 1913,13'/5 0.50% 2,365 80026200 Electric Testing&Calibrating 1'/4,94/ 0.53% 2,483 80026300 Electric Generation 8,941,565 25.84% 121,208 80026330 Electric Hydro Plant 35,904 0.11% 509 80026400 Electric Administration 001,093 2.61% 12,219 80026430 Electric Interdepartmental Charges 1,241,902 3.76% 17,623 80526610 Street Lighting 233,311 0.71% 3,311 80626500 Public Benefit 1910,000 1.54% 7,237 82024410 Water Administration '-4#,3'/G 1.66% 7,796 82024411 Water Production Operations&Management 9895319 2.99% 14,043 82024412 Water Meter Reading 05,669 0.29% 1,358 82024414 Water Distribution Operations&Maintenance 625,469 1.89% 8,876 84024420 Wastewater Administration 205,142 0.80% 3,762 84024421 Wastewater Operations&Maintenance 998,914 1.81% 8,499 84024425 Wastewater io�oorrraa�oriiaii iaiamao Treatment 1,695,3 TO 5.04% 23,632 oair%iooioaoao7(,,irraaooaoii ,,,,,ririai 10017200 Successor Agency 58,201 0.18% 826 31122870 Alex Rorabaugh Recreation Center(ARRC) 8G,'784 0.26% 1,231 31217100 Downtown Business Improvement 1'8i'/0 0.05% 248 69122700 Museum 34'1,13'/6 1.03% 4,849 75017110 Visit Ukiah 110,000 0.33% 1,561 Total Operating Budget Used for Distribution 33,050,041 100.00% $ 468,992 - 10- Indirect Cost Allocations by Program Table 43 r istrativa Services -Administrative Support Distribution Dept. Distribution Basis/Bases Percent Budget FY 2016/2017 Total Operating Actual FY 2014/2015 100.00% $ 89,1671 Total 100.00% $ 84,16 I" or� ININIINI IN INNI ��llllllllllllllllllllllllllllllllllllllNINNI N 1' 11 ia ii/iiira//iJiii iii iiilii 10017100 Business, Economic,Grant&Housing 1123,'/13 0.98% 874 10018000 Community Outreach/Public Information Services 34,312 0.10% 93 GF 12,165 13.64% 10022100 Parks 1,0/5,110 3.25% 2,901 Successor Agency 157 0.18% 10022810 Recreation Administration(includes all Recreation Activities) 31143,960 2.62% 2,339 Police 15,710 17.62% 10023100 Planning&Community Development 432,913 1.31% 1,168 Fire 5,812 6.52% 10023320 Building Inspection 240,869 0.73% 650 Parking Enf. 318 0.36% 10024210 Engineering(includes Landfill/Solid Waste) 193,28/ 1.40% 1,250 Golf 110 0.12% 10024214 Traffic Signal Operations 23,219 0.07% 63 Conf.Center 810 0.91% 10024220 Streets 1,048,503 03 3.17% 2,829 Airport 3,446 3.87% 10024224 Storm Water 0.00% - Electric 34,212 38.37% 10020217 Animal Control 83,110 0.26% 236 Street Lighting 629 0.71% 10520210 Police Patrol 5,00,9938 15.15% 13,511 Public Benefit 1,376 1.54% 10520224 Police Major Crimes 1/9,530 0.54% 484 Water 6,098 6.84% 10520218 Community Services Officers (Includes SLESF) 94/,'/34 1.66% 1,478 Wastewater 6,824 7.65% 10521210 Fire 2,154,260 6.52% 5,812 ARRC 234 0.26% /ii°aiioi/oo//oao/fialmaaid alio/a/ Downtown Bus. Imp 0.05%47 64020213 Parking Enforcement 118,010 0.36% 318 Museum 922 1.03% 72022400 Golf 40,808 0.12% 110 Visit Ukiah 297 0.33% 73022600 Conference Center 300,69/ 0.91% 810 Total 89,167 100.00% 77725200 Airport 1,21"(',4111 3.87% 3,446 80026110 Electric Overhead 833,22'/ 2.52% 2,248 80026120 Electric Underground 825,40/it3'/ 2.50% 2,227 80026130 Electric Substation 1943,4333 0.50% 450 80026200 Electric Testing&Calibrating 1'/4,94/ 0.53% 472 80026300 Electric Generation 8,941,133 25.84% 23,045 80026330 Electric Hydro Plant 35,904 0.11% 97 80026400 Electric Administration 3431,093 2.61% 2,323 80026430 Electric Interdepartmental Charges 1,241,902 3.76% 3,351 80526610 Street Lighting 233,311 0.71% 629 80626500 Public Benefit 1210,000 1.54% 1,376 82024410 Water Administration 1im11#,3343 1.66% 1,482 82024411 Water Production Operations&Management 1895319 2.99% 2,670 82024412 Water Meter Reading 01,43043 0.29% 258 82024414 Water Distribution Operations&Maintenance 625,469 1043 1.89% 1,687 84024420 Wastewater Administration 2435,112 0.80% 715 84024421 Wastewater Operations&Maintenance 198,914 1.81% 1,616 84024425 Wastewater Treatment 1,0435,330 5.04% 4,493 7o////a a/o�aa�///a// )1((iaad0/0/0 10017200 Successor Agency 58,201 0.18% 157 31122870 Alex Rorabaugh Recreation Center(ARRC) 043,'/4}1 0.26% 234 31217100 Downtown Business Improvement 1,9430 0.05% 47 69122700 Museum 311,43343 1.03% 922 75017110 Visit Ukiah 110,000 0.33% 297 Total Operating Budget Used for Distribution 33,050,041 100.00% $ 89,167 - 11 - Indirect Cost Allocations by Program Table ®4 Administrative Services - Miscellaneous General Government Distribution Dept. Distribution Basis/Bases Percent Budget FY 2016/2017 Total Operating Actual FY 2014/2015 100.00% $ 138,3521 Total 100.00% $ 138,352 ThtaIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII 11 foroorop11111111111111,1,1,1,1,1,1,1,11,Totamm llJ , ���� � f� ���� (//ll��///��///ll � /////lllll������////%////%lllll//// � M ',,/riaJ i i fiJ%••illi• / 10017100 Business, Economic, Grant&Housing 3t?:3,'/'!��x 1 0.98% 1,355 10018000 Community Outreach/Public Information Services 31,312 0.10% 144 GF 18,875 13.64% 10022100 Parks 1,0/3,110 3.25% 4,501 Successor Agency 244 0.18% 10022810 Recreation Administration(includes all Recreation Activities) 8698960 2.62% 3,629 Police 24,375 17.62% 10023100 Planning&Community Development 432,31:3 1.31% 1,812 Fire 9,018 6.52% 10023320 Building Inspection 230,33E 0.73% 1,008 Parking Enf. 494 0.36% 10024210 Engineering(includes Landfill/Solid Waste) 1433,28/ 1.40% 1,939 Golf 171 0.12% 10024214 Traffic Signal Operations 23,219 0.07% 97 Conf.Center 1,256 0.91% 10024220 Streets 1,048,3133 3.17% 4,389 Airport 5,348 3.87% 10024224 Storm Water 0.00% - Electric 53,083 38.37% 10020217 Animal Control 8/590 0.26% 366 Street Lighting 977 0.71% 10520210 Police Patrol 9,00/938 15.15% 20,964 Public Benefit 2,135 1.54% 10520224 Police Major Crimes 1'13,3'/3 0.54% 752 Water 9,461 6.84% 10520218 Community Services Officers(Includes SLESF) 53/,'/33 1.66% 2,293 Wastewater 10,589 7.65% 10521210 Fire 2,154,233 6.52% 9,018 ARRC 363 0.26% iaiirmouiiiaiaoaiioioiioi Downtown Bus. Im 73 0.05/o r�,r�,,rrrJJrlr,�,r1/ /// P 64020213 Parking Enforcement 118,090 0.36% 494 Museum 1,430 1.03% 72022400 Golf 40,808 0.12% 171 Visit Ukiah 460 0.33% 73022600 Conference Center 300,09 0.91% 1,256 Total 138,352 100.00% 77725200 Airport 1,2'/'/,491 3.87% 5,348 80026110 Electric Overhead 333,22'1 2.52% 3,488 80026120 Electric Underground 825,40/ 2.50% 3,455 80026130 Electric Substation 169,9 0.50% 698 80026200 Electric Testing&Calibrating 1'91,34'/ 0.53% 732 80026300 Electric Generation 8,541,565 25.84% 35,756 80026330 Electric Hydro Plant 35,904 0.11% 150 80026400 Electric Administration 861,093 2.61% 3,604 80026430 Electric Interdepartmental Charges 1,241,902 3.76% 5,199 80526610 Street Lighting 233,314 0.71% 977 80626500 Public Benefit 510,000 1.54% 2,135 82024410 Water Administration 539,3'/43 1.66% 2,300 82024411 Water Production Operations&Management 989,916 2.99% 4,143 82024412 Water Meter Reading 95,969 0.29% 400 82024414 Water Distribution Operations&Maintenance 925,4343 1.89% 2,618 84024420 Wastewater Administration 255,142 0.80% 1,110 84024421 Wastewater Operations&Maintenance 598,914 1.81% 2,507 84024425 Wastewater Treatment 1,5;435,3'/3 5.04% 6,971 /a0aio/a11r/(i i/ilii/iaan/ai/a0a/io0/i//OaDrra//a/rr0/i1,ire/lar/, ,,rJrrrrirrrrrr �� �iir�rr�;� � / ril J/%��riiririiii���r��fiJii��r���i�i��r��iiJi/���r�r�%ri��liirii�ir���rir�/J/i�i�ii�i �r�rrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrrr 10017200 Successor Agency 53,201 0.18% 244 31122870 Alex Rorabaugh Recreation Center(ARRC) 898/84 0.26% 363 31217100 Downtown Business Improvement 1'94/0 0.05% 73 69122700 Museum 341,5;'/43 1.03% 1,430 75017110 Visit Ukiah 110,000 0.33% 460 Total Operating Budget Used for Distribution 33,050,041 100.00% $ 138,352 - 12- Indirect Cost Allocations by Program Table 43 AdministrativeServices -Accounting Distribution Dept. Distribution Basis/Bases Percent Budget FY 2016/2017 Total Operating Actual FY 2014/2015 100.00% $ 784,6621 Total 100.00% /784,6611 IIIIIIMMACEY � ��������//ll�������///ll��������///l////llll �����lllllllllllllllllllllllllllllllllllllllllll��llllllllllllllllllllllllll��llll1 � I � ; aiiaJiiii%iii j 10017100 Business, Economic,Grant&Housing 323,877 0.98% 7,687 10018000 Community Outreach/Public Information Services 34,312 0.10% 815 GF 107,050 13.64% 10022100 Parks 1,085,110 3.25% 25,525 Successor Agency 1,382 0.18% 10022810 Recreation Administration(includes all Recreation Activities) 666,660 2.62% 20,583 Police 138,243 17.62% 10023100 Planning&Community Development 636,613 1.31% 10,278 Fire 51,146 6.52% 10023320 Building Inspection 240,869 0.73% 5,719 Parking Enf. 2,803 0.36% 10024210 Engineering(includes Landfill/Solid Waste) 16.3,288 1.40% 10,999 Golf 969 0.12% 10024214 Traffic Signal Operations ,23,216 0.07% 551 Conf.Center 7,124 0.91% 10024220 Streets 1,048,503 3.17% 24,893 Airport 30,329 3.87% 10024224 Storm Water 0.00% - Electric 301,060 38.37% 10020217 Animal Control 6/,550 0.26% 2,079 Street Lighting 5,539 0.71% 10520210 Police Patrol 8,068,638 15.15% 118,897 Public Benefit 12,108 1.54% 10520224 Police Major Crimes 189,580 0.54% 4,263 Water 53,659 6.84% 10520218 Community Services Officers (Includes SLESF) 5848,834 1.66% 13,004 Wastewater 60,053 7.65% 10521210 Fire 18,151,26 6.52% 51,146 ARRC 2,060 0.26% i/5/77 raiiiraoaiioaooii Downtown Bus. Imp415 0.05% r�,r�,,rrrJrr,J�J,rrlr, // 64020213 Parking Enforcement 118,050 0.36% 2,803 Museum 8,112 1.03% 72022400 Golf 40,868 0.12% 969 Visit Ukiah 2,612 0.33% 73022600 Conference Center 300,058 0.91% 7,124 Total 784,662 100.00% 77725200 Airport 1,288,8581 3.87% 30,329 80026110 Electric Overhead 833,2,28 2.52% 19,782 80026120 Electric Underground 8,255 808 2.50% 19,597 80026130 Electric Substation 166,675 0.50% 3,957 80026200 Electric Testing&Calibrating 176,66/ 0.53% 4,154 80026300 Electric Generation 8,1841,565 25.84% 202,791 80026330 Electric Hydro Plant 355664 0.11% 852 80026400 Electric Administration 861,053 2.61% 20,443 80026430 Electric Interdepartmental Charges 1,661,902 3.76% 29,485 80526610 Street Lighting 233,318 0.71% 5,539 80626500 Public Benefit 510,000 1.54% 12,108 82024410 Water Administration 546,376 1.66% 13,043 82024411 Water Production Operations&Management /166,616 2.99% 23,495 82024412 Water Meter Reading 9586166 0.29% 2,271 82024414 Water Distribution Operations&Maintenance 625,866 1.89% 14,850 84024420 Wastewater Administration 265,142 0.80% 6,295 84024421 Wastewater Operations&Maintenance 518,618 1.81% 14,219 84024425 Wastewater Treatment 1,665,3/0 5.04% 39,539 rr//�//rrrrirri�iorrrrrlrJrrrrrrrr�r/rrrrrrJrrirrr�rrrr%rrrr��rrr�/rJJ�rrrrrrJir�r/�rrirJrrirrr�rrrr�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r�r 10017200 Successor Agency 58,201 0.18% 1,382 31122870 Alex Rorabaugh Recreation Center(ARRC) 66,884 0.26% 2,060 31217100 Downtown Business Improvement 1/,870 0.05% 415 69122700 Museum 3/1,676 1.03% 8,112 75017110 Visit Ukiah 110,000 0.33% 2,612 Total Operating Budget Used for Distribution 33,050,041 100.00% $ 784,662 - 13 - Indirect Cost Allocations by Program Table 4.6 Administrative Services - City Attorney Distribution Dept. Distribution Basis/Bases Percent Budget FY 2016/2017 Total Operating Actual FY 2014/2015 100.00% $ 167,0871 Total 100.00% "fly/,08/ aorIIII hIlill 4111111111111111111111111 ININIINI IN INNI ��llllllllllllllllllllllllllllllllllllllNINNI N 1' 11 i 1 f f ,� ii/iiira//iJiii iii iiilii 10017100 Business, Economic,Grant&Housing 323,/35 0.98% 1,637 10018000 Community Outreach/Public Information Services 34,312 0.10% 173 GF 22,795 13.64% 10022100 Parks 1,13/5,110 3.25% 5,435 Successor Agency 294 0.18% 10022810 Recreation Administration(includes all Recreation Activities) 8913,960 2.62% 4,383 Police 29,438 17.62% 10023100 Planning&Community Development 432,913 1.31% 2,189 Fire 10,891 6.52% 10023320 Building Inspection 1/111,869 0.73% 1,218 Parking Enf. 597 0.36% 10024210 Engineering(includes Landfill/Solid Waste) 493,28/ 1.40% 2,342 Golf 206 0.12% 10024214 Traffic Signal Operations 23,219 0.07% 117 Conf.Center 1,517 0.91% 10024220 Streets 1,048,503 03 3.17% 5,301 Airport 6,458 3.87% 10024224 Storm Water 0.00% - Electric 64,108 38.37% 10020217 Animal Control 83,110 0.26% 443 Street Lighting 1,180 0.71% 10520210 Police Patrol 5,00,9938 15.15% 25,318 Public Benefit 2,578 1.54% 10520224 Police Major Crimes 1'/9,5'30 0.54% 908 Water 11,426 6.84% 10520218 Community Services Officers (Includes SLESF) 94/,'/34 1.66% 2,769 Wastewater 12,788 7.65% 10521210 Fire 2,154,260 6.52% 10,891 ARRC 439 0.26% / iii alma iioalio/a/ Downtown Bus. Imp 0.05%88 64020213 Parking Enforcement 118,010 0.36% 597 Museum 1,727 1.03% 72022400 Golf 40,808 0.12% 206 Visit Ukiah 556 0.33% 73022600 Conference Center 300,09/ 0.91% 1,517 Total 167,087 100.00% 77725200 Airport 1,3'/"r341'i1 3.87% 6,458 80026110 Electric Overhead 833,22'/ 2.52% 4,212 80026120 Electric Underground 825,40/ 2.50% 4,173 80026130 Electric Substation 1943,43/3 0.50% 843 80026200 Electric Testing&Calibrating 1'/4,94/ 0.53% 884 80026300 Electric Generation 8,941,133 25.84% 43,183 80026330 Electric Hydro Plant 35,904 0.11% 182 80026400 Electric Administration 89,1,093 2.61% 4,353 80026430 Electric Interdepartmental Charges 1,241,902 3.76% 6,279 80526610 Street Lighting 1/33,311 0.71% 1,180 80626500 Public Benefit 1210,1100 1.54% 2,578 82024410 Water Administration 1im11#,3'//i 1.66% 2,777 82024411 Water Production Operations&Management 1895319 2.99% 5,003 82024412 Water Meter Reading /11,669 0.29% 484 82024414 Water Distribution Operations&Maintenance 625,469 1.89% 3,162 84024420 Wastewater Administration 295,142 0.80% 1,340 84024421 Wastewater Operations&Maintenance 198,914 1.81% 3,028 84024425 Wastewater Treatment 1,69 ,330 5.04% 8,419 7o////a a/o�aa�///a// )1((iaad0/0/0 10017200 Successor Agency 58,201 0.18% 294 31122870 Alex Rorabaugh Recreation Center(ARRC) /S/3,'/94 0.26% 439 31217100 Downtown Business Improvement 1,9430 0.05% 88 69122700 Museum 311,3/3 1.03% 1,727 75017110 Visit Ukiah 110,000 0.33% 556 Total Operating Budget Used for Distribution 33,050,041 100.00% $ 167,087 - 14- Indirect Cost Allocations by Program Table 43 inistrativ Services - Human Resources/Risk ManagementDistribution Dept. Distribution Basis/Bases Percent Budget FY 2016/2017 Number of Full Time Equivalent Employees(FTEs)FY 100.00% $ 496,408 2014/2015 Total 100.00% $ 496,469 /AVII/iiiiiiii/iI% hip „y kILMIT�������/������������/��/////���1�����/////////////�������/////////////////////lllll//////ll%f ���f111111111111111111111111111111111111111111111�l 1 Il, iiiiriiii/iiiioiiir//riiiri iJ%iiri%ilii / j 10010000 City Council 1.90 1.21% 6,024 GF 151,890 30.60% 10015100 City Treasurer 13.38 0.24% 1,205 Police 128,873 25.96% 10011100 City Clerk 1.66 0.64% 3,170 Fire 35,349 7.12% 10012100 City Manager 1."6 1.00% 4,946 Golf 1,427 0.29% 10012200 Administrative Support t3.(6 0.32% 1,585 Airport 13,442 2.71% 10013400 Accounting 6.66 4.34% 21,558 Conf. Center 8,592 1.73% 10017100 Business, Economic, Grant&Housing 9.66 1.53% 7,609 Electric 54,656 11.01% 10022100 Parks 11.'1" 7.12% 35,349 Street Lighting 3,646 0.73% 10022810 Recreation Administration(includes all Recreation Activities 4.40) 7.61 4.99% 24,760 Water 40,009 8.06% 10023100 Planning&Community Development 6.66 2.20% 10,906 Wastewater 43,972 8.86% 10023320 Building Inspection 9.66 1.32% 6,531 ARRC 729 0.15% 10024210 Engineering(includes Landfill/Solid Waste 1.40) 9.(6 1.63% 8,116 Museum 12,237 2.47% 10024220 Streets 6.3" 4.06% 20,132 Visit Ukiah 1,585 0.32% 10024214 Storm Water 0.00% - Total 496,408 100.00% 10520210 Police Patrol 36.6" 21.62% 107,315 10520224 Police Major Crimes 1.66 0.64% 3,170 10520218 Community Services Officers (Includes SLESF 1.00) „'-i.66 3.70% 18,388 10521210 Fire 11.'1" 7.12% 35,349 .riaiaoaiiaivrriioaoiaaai oio amairii nvo /err;rrall , ,,%! rlri ///,r /% 72022400 Golf 6.41'1 0.29% 1,427 73022600 Conference Center 9.'71 1.73% 8,592 77725200 Airport 4.24 2.71% 13,442 80026110 Electric Overhead ir.20 3.32% 16,486 80026120 Electric Underground 6.'16 3.93% 19,529 80026200 Electric Testing&Calibrating 1.46 0.89% 4,438 80026130 Electric Substation 1.'76 1.09% 5,390 80026330 Electric Hydro Plant t1.'7` 0.48% 2,378 80026400 Electric Administration 9.6:3 1.30% 6,436 80526610 Street Lighting 1.'1" 0.73% 3,646 82024410 Water Administration 9.6:3 1.30% 6,436 82024411 Water Production Operations&Management 4.99 3.19% 15,820 82024414 Water Distribution Operations&Maintenance „''i.66 3.58% 17,754 84024420 Wastewater Administration 7 9 1.90% 9,448 84024421 Wastewater Operations&Maintenance 4.41 2.82% 13,981 84024425 Wastewater Treatment 6.46 4.14% 20,544 ry miaoaa ii ri rr///1/"J:'/ ''''" s aoii iri ri milli arimiraa oaoiiai ri 31122870 Alex Rorabaugh Recreation Center(ARRC) 13.23 0.15% 729 69122700 Museum 3.66 2.47% 12,237 75017110 Visit Ukiah t1.`6 0.32% 1,585 Total FTE's for Distribution 156.58 100.00% $ 496,408 - 15 - Indirect Cost Allocations by Program Table 4.8 Administrative Services 1111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111111 Dept. Distribution Basis/Bases Percent Budget FY 2016/2017 Fund Balance FY 2014/2015 100.00% $ 91,4541 Total 100.00% $ 1,5.54ilatance pa rano romm.......Tiptal. o o 0 0 0 m 10000000 General Fund ;/ '/4441 5 8.96% 8,190 � r r r� r r r � r r ri r i i r 1 � 64020213 Parking Enforcement 8/ '162 0.21% 191 73022600 Conference Center 10 948 0.03% 24 77725200 Airport 168 311 0.40% 368 80026400 Electric Administration 11 608 ;/'/5 27.76% 25,391 80526610 Street Lighting 416 810 1.00% 912 80626500 Public Benefit 0.00% - 82024410 Water Administration / 3/66/l: 17.64% 16,135 84024420 Wastewater Administration (includes Fund 940) 15 ;/55 '/55 44.00% 40,244 Total Fund Balance for Distribution 41,811,464 100.00% $ 91,454 - 16- Internal Service Fund Allocations Table SM Liability Insurance Premium/Claims Deductible Distribution Dept. Distribution Basis/Bases Percent Budget FY 2016/2017 Total Operating Actual FY 2014/2015&Last 3 Years Claims 100% $ 384,386 Paid/Made Total 100% $ 3841386 E 1111 E 111111111,, EE NEE HEN WhELE11111111111111 .m .m,mil m,,m-milmilillilimmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm, mm-mmm 1 ,...mm.mm-,mm-,11.,..mmm'.""""'''.1.. '1'.".mmmmmmmmmmmmmmmmmm-,mmmmmmmm,mifirmm.:r.m, 'ahl ,"""";';;1 dimmill',7,77,mil,,'.,,-11,,, '''V'1 ,,.y.-..,.,1"';',„ III II II 1 I Ili II 1111 X11 11111 II 10111 11111111 1 i 1 III 111111 III 11110 II III 0111 1 111111111 II 111111 EH 1111 III 1101 0 11110 III 10017100 Business,Economic,Grant&Housing - 0.00% - - 0.00% - 2118,171; 0.63% 809 809 10018000 Community Outreach/Public Information Services - 0.00% - - 0.00% - 343312 0.10% 133 133 10022100 Parks 958 0.28% 400 2 5.48% 7,000 1,071';..1111 3.27% 4,180 11,580 10022810 Recreation Administration(includes all Recreation Activities) - 0.00% - - 0.00% - 8fIEI,9EII17 2.63% 3,371 3,371 10023100 Planning&Community Development - 0.00% - - 0.00% - 4323913 1.32% 1,683 1,683 10023320 Building Inspection - 0.00% - - 0.00% - 24O,1E19 0.73% 937 937 10024210 Engineering(includes LandfilVSolid Waste) - 0.00% - - 0.00% - 4E13,283 1.41% 1,801 1,801 10024214 Traffic Signal Operations - 0.00% - - 0.00% - 23,219 0.07% 90 90 10024220 Streets 12,481 3.67% 4,700 7 19.18% 24,600 1,04&..503 3.19% 4,077 33,377 10024224 Storm Drain - 0.00% - - 0.00% - 0.00% - - 10020217 Animal Control - 0.00% - - 0.00% - 87,550 0.27% 340 340 10520210 Police Patrol 82,498 24.26% 31,100 10 27.40% 35,100 3,011/03H 15.21% 19,472 85,672 10520224 Police Major Crimes - 0.00% - - 0.00% - 1N,":,711 0.55% 698 698 10520218 Community Services Officers(Includes SLESF) - 0.00% - - 0.00% - 1';47,734 1.66% 2,130 2,130 10521210 Fire 8,699 2.56% 3,300 1 2.74% 3,500 2,15,1 3EI111 6.54% 8,376 15,176 nmoiaooioior r�ia�ir�iaoZm�i��ioi r 64020213 Parking Enforcement - 0.00% - - 0.00% - 118,11:111 0.36% 459 459 72022400 Golf - 0.00% - - 0.00% - 4030P 0.12% 159 159 73022600 Conference Center 36,000 10.59% 13,600 1 2.74% 3,500 31111,1157 0.91% 1,167 18,267 77725200 Airport - 0.00% - - 0.00% - 1,277.41';1 3.88% 4,967 4,967 80026110 Electric Overhead - 0.00% - - 0.00% - 833,227 2.53% 3,240 3,240 80026120 Electric Underground - 0.00% - - 0.00% - 821';,407 2.51% 3,209 3,209 80026130 Electric Substation - 0.00% - - 0.00% - 1E1(I,E175 0.51% 648 648 80026200 Electric Testing&Calibrating - 0.00% - - 0.00% - 174,947 0.53% 680 680 80026300 Electric Generation - 0.00% - - 0.00% - S,1'141.37::1 25.95% 33,211 33,211 80026330 Electric Hydro Plant - 0.00% - - 0.00% - ,.33904 0.11% 140 140 80026400 Electric Administration 4,131 1.21% 1,600 2 5.48% 7,000 8611,11:13 2.62% 3,348 11,948 80026430 Electric Interdepartmental Charges - 0.00% - - 0.00% - 1,241 002 3.77% 4,829 4,829 80526610 Street Lighting - 0.00% - - 0.00% - 233,314 0.71% 907 907 80626500 Public Benefit - 0.00% - - 0.00% - 52,3„1/3 1.59% 2,035 2,035 82024410 Water Administration 5,557 1.63% 2,100 3 6.85% 8,800 1';44),3/61 1.67% 2,136 13,036 82024411 Water Production Operations&Management - 0.00% - - 0.00% - 4)1;9,11111 3.01% 3,848 3,848 82024412 Water Meter Reading - 0.00% - - 0.00% - 05,6E311 0.29% 372 372 82024414 Water Distribution Operations&Maintenance - 0.00% - - 0.00% - Pi2Y134EE1 1.90% 2,432 2,432 84024420 Wastewater Administration 189,778 55.80% 71,500 11 30.14% 38,600 2E6,142 0.81% 1,031 111,131 84024421 Wastewater Operations&Maintenance - 0.00% - - 0.00% - 1';98,914 1.82% 2,329 2,329 84024425 Wastewater Treatment 'or0.00% - 0.00% - V1 1,EE6.10 5.06% 6,475 6,475 ali.n:a1vw (rw/0000r7// 10017200 Successor Agency - 0.00% - - 0.00% - 58,201 0.18% 226 226 31122870 Alex Rorabaugh Recreation Center(ARRC) - 0.00% - - 0.00% - 3E3384 0.26% 337 337 31217100 Downtown Business Improvement - 0.00% - - 0.00% - 1'7,4711 0.05% 68 68 69122700 Museum - 0.00% - - 0.00% - 341,61761 1.04% 1,329 1,329 75017110 Visit Ukiah - 0.00% - - 0.00% - 7&,3711 0.24% 305 305 Total Operating Budget Used for Distribution 340,102 100.00% 128,300 37 100.00% 128,100 32,916,001 100.00% 127,986 384,386 - 17- Internal Service Fund Allocations Table 5.1 Property, Earthquake & Flood, and tat Premium istri uti Ilh or 1///////////////////////////////////De° //////////////////////%%%%// a: °��, o ,'„; ; V/%%1 // / / / / GF 21,045 10012400 Misc. General Government 11,960,097 10,041 6,195 7.12% $ 16,236 Police 3,315 �r ::117)) imnuiiim„oooaJ maioaa,oaoiivaoavai oin�i,o iirrr o Fire 5,883 72022400 Golf 2,163,800 884 1,097 0.87% $ 1,980 Garage 207 77725200 Airport 7,193,960 962 3,646 2.02% $ 4,608 Building Maintenance 9,172 80026400 Electric 16,094,560 13,025 7,546 9.02% $ 20,571 Corp Yard 4,183 82024410 Water 22,012,239 19,080 11,157 13.26% $ 30,237 Golf 1,980 84024420 Wastewater 98,105,437 70,083 50,337 52.81% $ 120,420 Airport 5,736 1rro�a„oaimnu n�oa,maioma��oa0000ia ar0000aoaioii r r i rr r i o iii o Electric 26,466 20822500 Building Maintenance 6,301,058 5,429 3,194 3.78% $ 8,622 Water 33,468 20824300 i Cor p yard,oo!varia,�aa„ 3,560,550 2,378 1,805 1.83% $ 4,183 Wastewater 123,190 „aamnaoroaoao ARRC 3,337 31122870 Alex Rorabaugh Recreation Center 6,583,000 - 3,337 1.46% $ 3,337 Museum 17,834 69122700 Museum 12,918,168 11,286 6,548 7.82% $ 17,834 Total 255,817 Total Property&DIC Premium 186,892,869 133,166 94,861 100.00% 228,027 Distribution is based on property valuation hhh, idtes% /%°�1 r��1�� 1x1111 10024210 Engineering 37,532 0.48% 133 10024220 Streets 1,005,983 12.79% 3,554 10022100 Parks 318,018 4.04% 1,123 10520210 Police 938,534 11.93% 3,315 10521210 Fire 1,665,563 21.17% 5,883 Vf�ariiaoaianu n,oi,,aiair�aoimaaiaoioai anoa000ao�oa mai a i rr r iii ra 20324100 Garage 58,496 0.74% 207 20822500 Building Maintenance 155,660 1.98% 550 �rmaioaa,oaoaimnuiiioavai m„000ami, ro rrrrrrroiirrrro 77725200 Airport 319,271 4.06% 1,128 80026400 Electric 1,669,064 21.22% 5,896 82024410 WTP 77,874 0.99% 275 82024410 Water 837,034 10.64% 2,957 84024420 Wastewater 684,846 8.71% 2,419 84024420 WWTP 99,348 1.26% 351 Total Auto Insurance Premium 7,867,223.0 100.00% 27,790 - 18- Internal Service Fund Allocations Table ter I Services ® Building MaintenanceDistribution Dept. Budget Building Distribution Basis/Bases Percent FY 2016/2017 Utilities FY Total (less Utilities) 2016/2017 Distribution Civic Center Square Footage 100.00% $ 482,6561 $ 85,00011$ 567,656 Total 100.00% 582„1156 85,000 56/,1156 Dept Bojlgetmmh 7, "vi IIIJ Ai � � 111 ///// // ///////////////////////////////////// l� < 1i 1 �i� � � J / tali/ /i� i 10010000 City Council 2,036..1z(1 10.00% 48,285 8,503 56,788 10011100 City Clerk 013.00 3.35% 16,167 2,847 19,014 10012100 City Manager .0,J.I 00 2.87% 13,862 2,441 16,303 10012200 Administrative Support 1.1(11.1.00 1.15% 5,557 979 6,536 10013400 Accounting 019 00 3.33% 16,090 2,834 18,924 10016100 Human Resources/Risk Management 1.161.6(1 1.49% 7,169 1,262 8,431 10022100 Parks 111".30 0.56% 2,694 475 3,169 10022810 Recreation Administration 1":/1:x.(1(1 2.75% 13,262 2,336 15,598 10023100 Planning&Community DeN,elopment 1:x08..10 2.15% 10,397 1,831 12,228 10023320 Building Inspection 11"1.1.:/(1 0.66% 3,168 558 3,726 10024210 Engineering 1:,k',1,:0 2.10% 10,138 1,785 11,923 10024220 Streets 11"(1.1(1 0.64% 3,112 548 3,660 10520210 Police Patrol 1,009 20 26.56% 128,215 22,580 150,795 10521210 Fire 9,090 1.10 34.45% 166,283 29,284 195,567 rfa9a9rrrial r,rrr rr���a rrrrirr, 9,l a �rtj A ,,„,„),,„/l„,�/a„/„i,„�f,,„ 20513300 Billing& Collection 1 (11.11".1:x(1 3.93% 18,978 3,342 22,321 rmaaaairiraoroavr ioiorta ri r , 80026400 Electric Administration 088.GO 2.65% 12,801 2,254 15,055 82024410 Water Administration 11:x1.1(1 0.57% 2,769 488 3,257 84024420 Wastewater Administration 202 10 0.77% 3,708 653 4,361 Total 26,385.60 100.00% 482,656 85,000 567,656 - 19- Internal Service Fund Allocations Table 53 Internal Services Distribution Distribution Basis/Bases Percent Dept. Budget FY 2016/2017 Corporation Yard Square Footage 100.00% $ 79,5921 Tota I 100.00% $ f ,5f2 ?!?* Depoomento $quare No:tag(' pe rit......Distelbutiort, 10024220 Streets ;, �, 20.36% 16,208 iii �ioaiia aoo aiiiaaiaiaiiaioiiaioiii .,, r r. 80026400 Electric Administration 414 3(11 00 47.57% 37,859 82024410 Water Administration 'Ai 40'e.00 16.72% 13,309 84024420 Wastewater Administration 34,3E1( 00 15.35% 12,217 Total Operating Budget Used for Distribution 158,225.00 100.00% 79,592 - 20- Internal Service Fund Allocations Table 5A Internal Services ® Garage Distribution ------------------------------------------------------------------------------------------- Dept. Distribution Basis/Bases Percent Budget FY 2016/2017 Garage Labor FY 2014/2015 100.00% $ 439,561 Garage Parts FY 2014/2015 [1] 100.00% $ 71,9981 Total 100.00% $ 511„581 Less Reimbursement from Third Parties [2] $ 23,000 Total Costs to be Allocated 100.00% $ 488„581 �/ iiiiii t NE ////f10l� ! /1014/2011118 P'e lute nummoh120114/201118 20114/261118[11111A0014,010011 r,f i % 10022100 Parks 278 9.07% 37,789 3,533 41,322 10024210 Engineering 14 0.46% 1,903 79 1,982 10024220 Streets 512 16.71% 69,597 20,169 89,766 10520210 Police 1,009 32.93% 137,155 16,645 153,800 10521210 Fire 323 10.54% 43,906 11,024 54,930 ii)/}ri/;.arr.i,iiilii aruarri)i iara�iii'71';io ai 20822500 Building Maintenance 65 2.12% 8,836 2,204 11,039 20824300 Corporation Yard 1 0.03% 136 - 136 �ara�aa�aa��ar�a��r����a��rrrrarrr�a��a�faa�aa�a��ra rri rri 77725200 Airport 44 1.44% 5,981 628 6,609 80026400 Electric 323 10.54% 43,906 5,339 49,245 82024411 Water Treatment Plan 55 1.79% 7,476 2,449 9,925 82024414 Water Operations&Maintenance 171 5.58% 23,244 3,059 26,303 84024421 Sewer Operations&Maintenance 197 6.43% 26,779 5,611 32,390 84024425 Sewer Treatment Plant Operations 73 2.37% 9,855 1,257 11,113 Total Operating Budget Used for Distribution 3,065 100.00% 416,563 71,998 488,561 [1]Direct charge of parts based on actual use in FY2014/2015 and charged to Department budgets [2]Less riembursement from 3rd parties-estimated$23,000 in FY 2016/2017 - 21 - Internal Service Fund Allocations Table 5.5 Internal Services - Dispatch Distribution Dispatch Distribution Basis/Bases Percent Budget FY 2016/2017 Dispatch Department Budget 100.00% $ 1,106,629 Less Costs and Funding from Ft Bragg Contract [1] (327,386) Less Non-Cash Depreciation Expense (49,400) Total Net Distribution to City Departments 65.95% Distribution by Percent of estimated call volume 96.00% $ 700,649 Distribution by flat baseline fee equal to 4%of net distribtuion cost 4.00% 29,194 Total to be Distributed 100.00% $ 729,843 ticrattedEbh r_ 1 10520210 Public Safety Police 28,490 84% 591,873 10521210 Public Safety Fire 3,166 9% 65,773 r i/2 //1 r it r r r r 80026400 Electric 2,070 6% 43,004 82024410 Water 50% 14,597 84024420 Sewer 50% 14,597 Total Operating Budget Used for Distribution 33,726 100% 100% 729,843 [1] Ukiah Police Department provides dispatch services to Fort Bragg Police Department through a contract for services. Projected Revenues FY 2016/17 is$327,386 - 22- Internal Service Fund Allocations Table nt rna Services r a in i tri tl n Distribution Basis/Bases Percent Dept. Budget Budget less Direct Total FY 2016/2017 Direct Costs Costs* Distribution Contractual Services& Supplies FY 2014/2015 100.00% $ 261,7221 $ 179,086 $82,6361 $ 261,722 Total 100.00% $ 2610/22 $ 1/9,086 $82,//3// $ 2610/22 grin Dell,rini 20/41201/5 percerit1111111111111111111111Directileosts Costs. chsttibutiort $„„„„„„„„,1179086 /%, oi%1 1;ii/ir' ir) 10010000 City Council 1,,($49 0.14% 251 - 251 10011100 City Clerk 21,9/3 0.64% 1,139 - 1,139 10012100 City Manager 10 28"3 0.32% 570 - 570 10012200 Administrative Support 21,020 0.61% 1,090 - 1,090 10012400 Miscellaneous General Government 143,141 4.14% 7,423 - 7,423 10013400 Accounting 22 01,11,1. 2.68% 4,805 - 4,805 10014000 City Attorney 11 314 0.33% 587 - 587 10015100 Treasurer $0 011:, 2.33% 4,181 - 4,181 10016100 Human Resources/Risk Management 1,,981 0.14% 258 - 258 10017100 Business, Economic, Grant and Housing Services 11:r 990 0.46% 829 - 829 10018000 Community Outreach/ Public Information Services 21:a 339 0.74% 1,317 - 1,317 10022100 Parks $0$89 2.35% 4,200 - 4,200 10022810 Recreation Administration[1] 223,1/0 6.48% 11,604 - 11,604 10023100 Planning& Community Development 1:r1 $01 1.50% 2,689 - 2,689 10023320 Building Inspection 11:r 9110 0.46% 828 - 828 10024210 Engineering 01,($32 1.79% 3,207 - 3,207 10024214 Storm Water[2] 0.00% - - - 10024220 Streets 21x2$92 7.32% 13,115 - 13,115 10520210 Police[3] 1i19,191 5.50% 9,842 - 9,842 10521210 Fire[4] 10,249 2.03% 3,643 - 3,643 rrrr i rr �rroaoorrroiavrairioaoi, it oriraraiaaiioao�r r rri r r r i it , avi ai 73022600 Conference 1191x/ 2.01% 3,602 - 3,602 77725200 Airport 211x12 0.68% 1,222 - 1,222 80026400 Electric[5] aS21s 11:rES 25.92% 46,421 78,504 124,926 82024410 Water 101a 1a1r/1 13.48% 24,143 2,066 26,209 84024420 Sewer[6] 102„11:r1:r 13.39% 23,977 2,066 26,043 oiiavioia oaririr1r3;1113119 amvoavarroaaoora oo aarraroiiiiroovii avraia rir r r r r r � r � rr i i ii i rr r r rr�,���,rrrrrrr�rf���rr,rr�rrrerr,�r��rr,�,�„��,�r, „�,�r,Jr,�,;rrf r,rr�rrir���,rrf�„r�rrr,�%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%%A 10017200 Successor Agency 2,:!$$$ 0.07% 124 - 124 31122870 Alex Rorabaugh Recreation Center(ARRC) 1:J x119 0.46% 821 - 821 31217100 Downtown District 11,410 0.51% 906 - 906 64020213 Parking District 111,031 3.22% 5,758 - 5,758 69122700 Museum 10 20.2 0.30% 533 - 533 Total Operating Budget Used for Distribution 3,453,370 100.00% 179,086 82,636 261,722 *Direct Costs: 1 FTE Buyer 95%Electric 2.5%Water,2.5%Sewer [1] includes aquatics and other recreation programs [2] new cost center in FY 15/16 [3]includes Volunteers,Major Crimes,&SLESF [4]reduced by$477,590 for fire District Contract [5]includes Street Lighting&Public Benefit,does not include power [6]reduced by$100,000 for Litigation Services — 23 — Internal Service Fund Allocations Table .7 Internal Services ® t'lit illi i tri i Dept. Budget Direct Total Distribution Basis/Bases Percent FY 2016/2017 Distribution FY Distribution 2016/2017 Billable Revenues FY 2014/2015 100.00% $ 978,138'1 $ 316,618 r$ 1,294,756 100.00% /8,138 316,618 61 1,294,,"/ 6 ��� 2' °1 l f // %fiii/iJi�i� 10012200 Administrati'e Support[1] 22 002.1zc°S Cl'a(1% 2,893 - 2,893 10520210 Public Safety Police 21, 102',,,,,,E3 Cl Cla°S% 803 - 803 iii ri it i oii/aooioaaooiiiii 72022400 Golf 2 221..P4 00',,a% 310 - 310 77725200 Airport 1,dS 1. zi" 1 04% 10,141 - 10,141 80026400 Electric 111 0,}10 112 10 41 q"% 469,243 188,128 657,371 82024410 Water 1,1,111 ;aFS.,.1 4 z 11 F;1f,}% 174,078 128,490 302,568 84024420 Sewer 1020:!.,040 02 ;]2 1"F„S% 320,669 - 320,669 26,345 r Total Operating Budget Used for Distribution 31,305,392 100.00% 978,138 316,618 1,321,101 Garbage is Removed from Distribution(flat amount)Sales x 3% *Based on historical time studies of 60%Electric 40%Water [1] includes Landfill - 24- Internal Service Fund Allocations Table 5.8 Internal Services - Information Technologies Distribution Distribution Basis/Bases Percent Dept. Budget Full Time Equivelant Employees(FTEs)FY 2014/2015 100.00% $ 854,627 Total 100.00% 854,62"1 itillimom m,/;„ ,/,/,), % i,/iii / 10010000 City Council 1..90 1.01% 8,649 10011100 City Clerk 1.010'1 0.53% 4,552 10012100 City Manager 1 6 0.83% 7,101 GF 229,476 26.9% 10012200 Administrative Support 2.:r01 0.27% 2,276 Police 185,046 21.7% 10013400 Accounting 4.4;0'1 3.62% 30,955 Fire 50,757 5.9% 10015100 City Treasurer 0 38 0.20% 1,730 Purchasing 9,332 1.1% 10016100 Human Resources/Risk Management 2.00 1.33% 11,380 Billing&Collection 44,429 5.2% 10017100 Business, Economic, Grant&Housing 2.401 1.28% 10,925 Garage 14,795 1.7% 10022100 Parks 11.'1'r 5.94% 50,757 Corp Yard 1,457 0.2% 10022810 Recreation Administration(includes all Recreation Activities 4.40) r'.ri'1 4.16% 35,553 Building Maint 21,759 2.5% 10023100 Planning&Community Development a.44 1.83% 15,660 Dispatch 40,970 4.8% 10023320 Building Inspection 2.011, 1.10% 9,377 Golf 2,048 0.2% 10024210 Engineering(includes Landfill/Solid Waste 140) 2 06 1.36% 11,654 Airport 19,301 2.3% 10024214 Storm Water[1] 0.00% - Electric 83,715 9.8% 10024220 Streets 6 30 3.38% 28,906 Water 57,449 6.7% 10520210 Police Patrol 33 80 18.03% 154,091 Wastewater 63,139 7.4% 10520218 Community Services Officers(Includes SLESF 1.00) 5.r;0'1 3.09% 26,403 Conf.Center 12,336 1.4% 10520224 Police Major Crimes 1.010'1 0.53% 4,552 ARRC 1,047 0.1% 10521210 Fire 11 '16 5.94% 50,757 Museum 17,571 2.1% a4iffmama0 airriaa9T6- 6 iooioa t aai � i i / Total 854,627 100.0% 20324100 Garage a.25 1.73% 14,795 20413500 Purchasing 2.00 1.09% 9,332 20513300 Billing&Collection (;.010'1 3.20% 27,313 20524412 Water Meter Reading 1.88 1.00% 8,558 20526430 Electric Meter Reading 1.88 1.00% 8,558 20620231 Dispatch Ukiah(Includes Dispatch Fort Bragg 3.00) 9.00 4.79% 40,970 20822500 Building Maintenance 4..'/8 2.55% 21,759 20824300 Corporation Yard 2.:5" 0.17% 1,457 72022400 Golf 2.40 0.24% 2,048 73022600 Conference Center 2.'/1 1.44% 12,336 77725200 Airport 4.24 2.26% 19,301 80026110 Electric Overhead 5.20 2.77% 23,671 80026120 Electric Underground 1.1f 3.28% 28,041 80026130 Electric Substation 1.'/01 0.91% 7,739 80026200 Electric Testing&Calibrating 1.401 0.75% 6,373 80026330 Electric Hydro Plant 0.'/6 0.40% 3,414 80026400 Electric Administration 2 0 1.08% 9,241 80526610 Street Lighting 1.'1'r 0.61% 5,235 82024410 Water Administration 2 0 1.08% 9,241 82024411 Water Production Operations&Management 4..9.9 2.66% 22,715 82024414 Water Distribution Operations&Maintenance :0.601 2.98% 25,492 84024420 Wastewater Administration 2..98 1.59% 13,566 84024421 Wastewater Operations&Maintenance 4.4'1 2.35% 20,075 84024425 Wastewater Treatment 0.48 3.45% 29,498 31122870 Alex Rorabaugh Recreation Center(ARRC) 0 23 0.12% 1,047 69122700 Museum 3 86 2.06% 17,571 Total FTE Used for Distribution 187.74 100.00% 854,627 [1]new cost center in FY 2015/16 - 25 - ATTACHMENT 3 RESOLUTION No. 2016- RESOLUTION OF THE CITY COUNCIL OF THE CITY OF UKIAH CONTINUING THE FY 2016- 2017 JOINT WASTEWATER SYSTEM BUDGET PROCESS UNTIL AFTER , 2016 WHEREAS, at a special joint meeting on the 21st day of June, 2016, the Ukiah Valley Sanitation District ("DISTRICT") Board of Directors and the Ukiah City Council reviewed the budget process and schedule and determined additional time beyond July 1, 2016, was needed to develop and approve the FY 2016-2017 Wastewater System Budget; and WHEREAS, the DISTRICT Board of Directors and the Ukiah City Council each passed continuing budget resolutions to allow for the ordinary operation and maintenance and emergency response to be provided by the CITY OF UKIAH for the Wastewater Treatment Plant (WWTP) and collection system in accordance with the 2015-16 Wastewater System Budget approved by the Ukiah City Council; and WHEREAS, at a special joint meeting on the 15th day of August, 2016, the DISTRICT Board of Directors and the Ukiah City Council reviewed the FY 2016-2017 Wastewater System Budget process and schedule; and WHEREAS, after review and discussion of the current process and progress, the Board of Directors and the Ukiah City Council agreed the budget review process could not be completed by August 15, 2016, because additional time was needed for the review of the proposed budget and presentation; and WHEREAS, the opportunity to complete this presentation and review could not occur until after August 15, 2016; and WHEREAS, operations of the Wastewater System need to continue until the budget is adopted by both the DISTRICT and the CITY OF UKIAH in joint session; and WHEREAS, the Board of Directors and the Ukiah City Council anticipate that the necessary information can and will be provided and reviewed as necessary to allow the budget to be considered by both the DISTRICT and the CITY OF UKIAH in joint session by , 2016. NOW, THEREFORE, BE IT HEREBY RESOLVED as follows: 1. The Board of Directors and the Ukiah City Council shall meet in joint session not later than 2016 to consider approval of the 2016-17 Wastewater System Budget. 2. Until the budget is approved by both the DISTRICT and the CITY OF UKIAH, ordinary operation and maintenance and emergency response shall be provided by the CITY OF UKIAH for the WWTP and collection system in accordance with the 2015-16 Wastewater System Budget approved by the Ukiah City Council. 3. Ordinary care and maintenance does not include non-routine contracts and capital expenditures other than routine or emergency repairs or replacements. PASSED AND ADOPTED on August 15, 2016, by the following Roll Call Vote: AYES: NOES: ABSTAIN: ABSENT: Stephen G. Scalmanini, Mayor ATTEST: Ashley Cocco, Deputy City Clerk 1 Correspondence Received - 8/15/16 UVSD Council Meeting RESOLUTION No. 2016- RESOLUTION OF THE CITY COUNCIL OF THE CITY OF UKIAH CONTINUING THE FY 2016- 2017 JOINT WASTEWATER SYSTEM BUDGET PROCESS UNTIL AFTER , 2016 WHEREAS, at a special joint meeting on the 21s' day of June, 2016, the Ukiah Valley Sanitation District ("DISTRICT") Board of Directors and the Ukiah City Council reviewed the budget process and schedule and determined additional time beyond July 1, 2016, was needed to develop and approve the FY 2016-2017 Wastewater System Budget; and WHEREAS, the DISTRICT Board of Directors and the Ukiah City Council each passed continuing budget resolutions to allow for the ordinary operation and maintenance and emergency response to be provided by the CITY OF UKIAH for the Wastewater Treatment Plant (WWTP) and collection system in accordance with the 2015-16 Wastewater System Budget approved by the Ukiah City Council; and WHEREAS, at a special joint meeting on the 15th day of August, 2016, the DISTRICT Board of Directors and the Ukiah City Council reviewed the FY 2016-2017 Wastewater System Budget process and schedule; and WHEREAS, after review and discussion of the current process and progress, the Board of Directors and the Ukiah City Council agreed the budget review process could not be completed by August 15, 2016, because additional time was needed for the review of the proposed budget and presentation; and WHEREAS, the opportunity to complete this presentation and review could not occur until after August 15, 2016; and WHEREAS, operations of the Wastewater System need to continue until the budget is adopted by both the DISTRICT and the CITY OF UKIAH in joint session; and WHEREAS, the Board of Directors and the Ukiah City Council anticipate that the necessary information can and will be provided and reviewed as necessary to allow the budget to be considered by both the DISTRICT and the CITY OF UKIAH in joint session by , 2016. NOW, THEREFORE, BE IT HEREBY RESOLVED as follows: 1. The Board of Directors and the Ukiah City Council shall meet in joint session not later than 2016 to consider approval of the 2016-17 Wastewater System Budget. 2. Until the budget is approved by both the DISTRICT and the CITY OF UKIAH, ordinary operation and maintenance and emergency response shall be provided by the CITY OF UKIAH for the WWTP and collection system in accordance with the 2015-16 Wastewater System Budget approved by the Ukiah City Council. 3. Ordinary care and maintenance does not include non-routine contracts and capital expenditures other than routine or emergency repairs or replacements. PASSED AND ADOPTED on August 15, 2016, by the following Roll Call Vote: AYES: NOES: ABSTAIN: ABSENT: Stephen G. Scalmanini, Mayor ATTEST: Ashley Cocco, Deputy City Clerk 1 Correspondence Received - 8/15/16 UVSD Council UKIAH VALLEY SANITATION DISTRICT BOARD OF DIRECTORS RESOLUTION No. 2016- RESOLUTION OF THE UKIAH VALLEY SANITATION DISTRICT BOARD OF DIRECTORS CONTINUING THE FY 2016-2017 JOINT WASTEWATER SYSTEM BUDGET PROCESS UNTIL AFTER , 2016 WHEREAS, at a special joint meeting on the 21s' day of June, 2016, the Ukiah Valley Sanitation District ("DISTRICT") Board of Directors and the Ukiah City Council reviewed the budget process and schedule and determined additional time beyond July 1, 2016, was needed to develop and approve the FY 2016-2017 Wastewater System Budget; and WHEREAS, the DISTRICT Board of Directors and the Ukiah City Council each passed continuing budget resolutions to allow for the ordinary operation and maintenance and emergency response to be provided by the CITY OF UKIAH for the Waste Water Treatment Plant (WWTP) and collection system in accordance with the 2015-16 Wastewater System Budget approved by the Ukiah City Council; and WHEREAS, at a special joint meeting on the 15th day of August, 2016, the DISTRICT Board of Directors and the Ukiah City Council reviewed the FY 2016-2017 Wastewater System Budget process and schedule; and WHEREAS, after review and discussion of the current process and progress, the Board of Directors and the Ukiah City Council agreed the budget review process could not be completed by August 15, 2016, because additional time was needed for the review of the proposed budget and presentation; and WHEREAS, the opportunity to complete this presentation and review could not occur until after August 15, 2016; and WHEREAS, operations of the Wastewater System need to continue until the budget is adopted by both the DISTRICT and the CITY OF UKIAH in joint session; and WHEREAS, the Board of Directors and the Ukiah City Council anticipate that the necessary information can and will be provided and reviewed as necessary to allow the budget to be considered by both the DISTRICT and the CITY OF UKIAH in joint session by , 2016. NOW, THEREFORE, BE IT HEREBY RESOLVED as follows: 1. The Board of Directors and the Ukiah City Council shall meet in joint session not later than 2016 to consider approval of the 2016-17 Wastewater System Budget. 2. Until the budget is approved by both the DISTRICT and the CITY OF UKIAH, ordinary operation and maintenance and emergency response shall be provided by the CITY OF UKIAH for the WWTP and collection system in accordance with the 2015-16 Wastewater System Budget approved by the Ukiah City Council. 3. Ordinary care and maintenance does not include non-routine contracts and capital expenditures other than routine or emergency repairs or replacements. The foregoing Resolution was introduced by Chair Ronco followed by a motion to adopt the Resolution from Director and seconded by Director . Motion carried this 15th day of August, 2016, by the following roll call vote: Ayes: Directors ; Nays: ; Abstain: ; Absent: WHEREUPON, the Chair declared said Resolution ADOPTED and SO ORDERED for the DISTRICT. James Ronco, Chair 1 Ukiah Valley Sanitation District Attest: Frank McMichael, District Manager/Clerk 2 Correspondence Received for Agenda Items 4a and 5a Okdr Ow, Items No. 4a& 5a UKIAH VALLEY SANITATION DISTRICT AGENDA SUMMARY REPORT SPECIAL MEETING OF MONDAY,AUGUST 15, 2016 JOINT MEETING WITH UKIAH VALLEY SANITATION DISTRICT AND CITY OF UKIAH On June 21, 2016 the District and the City via substantially similar Resolutions agreed to extend the FY 2016-2017 budget review process until after July 1, 2016 but no later than August 15, 2016. The draft final proposed budget was not received from the City until August 8, 2016. This late receipt of the proposed budget means that the District will not have time to proceed through its normal budget review process before the deadline of August 15, 2016 as provided in the joint Resolutions adopted June 2, 2016. The primary reason for today's Special Meeting is to extend the deadline again. Due to circumstances and issues before the District and District staff in the near future, it would be prudent that the extension time frame for the budget review process be extended after August 15, 2016 and before December 31, 2016. However, it would be my hope and effort to complete the District's budget review process for the Board so that a joint meeting could be scheduled well before the December 31, 2016 deadline. While I have verbally communicated to City Manager Sangiacomo the time timeframe that I am recommending to the Board for extension of the budget review process and the reasons for it, at the time of writing this ASR, I am uncertain if that will be the recommendation that he will provide to the City Council. Extending the timeframe for the budget review process is the only action item(Item 5a) on the District's agenda. Item 4a is indicated as a non-action item which would therefore allow only comments and discussion regarding the budget process but no discussion or action regarding the FY 16-17 Budget for the simple reason that because of the late receipt of the proposed budget neither staff or the Board have had an opportunity to review the proposed budget before this meeting. The City's agenda allows for Comments, Discussion and Consideration of the Fiscal Year 2016-2017 Wastewater System Budget and Process. This way of phrasing the agenda item would allow the Council to take action on the proposed FY 16-17 Budget. 1 In a phone conversation on Friday August 12,2016 with the City Manager, I made objection to this phrasing as the purpose of this joint meeting was to extend the budget review process,not "consider" the Budget. City Manager Sangiacomo urged me to put this phrasing into the District's agenda. I declined,because if I had, this would have allowed the City to later claim that the joint meeting was for the purpose of review and approval of the just recently received proposed budget. Give recent actions of the City, I viewed this form of phrasing to be highly problematic to the District's interests. It would be my hope that the City would not review the budget or budget items during the joint meeting time. The Council is certainly free to discuss the Budget among themselves after the joint meeting time with the District. If the Council agrees to the budget review timeframe extension (after August 15, 2016 but before December 31, 2016)then the District Board can leave the meeting as the purpose of the meeting for the District has been met and the Council can continue as it will. If the City Council proceeds to review the budget or budget items during the joint meeting time frame,because of the phrasing of the District's agenda,Board members cannot participate in any way.Hopefully, they will not do so. On August 11, 2016 I received a letter from City Manager Sangiacomo which made statements I believe are inaccurate. This letter was received just before the District's Special Meeting on August 11, 2016. I in turn provided the City Manager's letter to the Board. The Board, in turn, requested that Chair Ronco provide a reply. I have included Chair Ronco's reply letter with this agenda packet and am attaching it by reference to this ASR. At the joint meeting on June 21, 2016 the two agencies provided substantially similar Resolutions for consideration and possible adoption. Our ASRs were also substantially similar. Since then certain circumstances have occurred that I believe precludes a "substantially similar resolution". City Manger Sangiacomo did create a proposed Resolution and urged me to use his creation as a template for the District's Resolution. I declined to do so and have created a separate District Resolution. Thus, the only possible similarity between the Resolutions will be the agreement for the extension dates for the budget review process. Frank McMichael- District Manger/Clerk 2 Correspondence Received for 8/15/16 UVSD/City Joint Meeting UKIAH VALLEY SANITATION DISTRICT BOARD OF DIRECTORS RESOLUTION 2016-03 RESOLUTION OF THE UKIAH VALLEY SANITATION DISTRICT BOARD OF DIRECTORS CONTINUING THE FY 2016-2017 JOINT WASTEWATER SYSTEM BUDGET PROCESS UNTIL AFTER AUGUST 15, 2016. WHEREAS,Ukiah Valley Sanitation District and the City of Ukiah have a contractual relationship known as a Participation Agreement that provides that the City shall provide certain services to the District; and WHEREAS, the Participation Agreement has been amended twice by agreement of the two agencies; and WHEREAS, among the services the City is to provide via this contract are maintenance of the District's collection system, billing of District customers, collection of revenues from the billing process, accounting of the revenues and expenses, administration and management of the entire sewer system and development of an annual budget for the entire sewer system; and WHEREAS, Amendment No. 1 indicates: "The City shall prepare a proposed budget for the sewer system which must receive approval from both the City Council and the Ukiah Valley Sanitation District Board of Directors."; and WHEREAS, the City and the District are required by the Participation Agreement(Amendment No. 1) to meet "at least once a year,prior to the commencement of the fiscal year(July 1-June 30) for, among other purposes, approval of the annual budget for the sewer system operations."; and WHEREAS, the District Board has a fiduciary duty to District ratepayers to fully understand the proposed annual budget before providing approval; and WHEREAS, in order to properly conduct its fiduciary duty, the Board has developed a budget review process to ensure that proposed budget is sufficiently understood before providing approval; and WHEREAS, the District's budget review process includes the following: Review by District staff; follow-up with City staff with questions and requests for additional information as needed; review of the proposed budget and recommendation by the Board's Finance Committee; a District Board Workshop for the full Board so that the Board may understand the proposed budget and determine any concerns that it may have about the proposed budget; and finally a joint meeting with the City Council for review and possible approval of the proposed budget; and WHEREAS, in order to perform its fiduciary duty the District Board must receive the final proposed budget from the City before the beginning of the fiscal year; and WHEREAS, a reasonable interpretation of the above requirements as provided in Amendment No. 1 is that the City must present the final proposed budget to the District Board in sufficient time that a proper review by the District Board can occur prior to any joint meeting for approval; and WHEREAS, the District budget review process has been utilized in prior fiscal year's budget review processes and City staff was well aware of the District's budget review process; and WHEREAS, in prior fiscal years, the then City Finance Director agreed that the District should receive the draft final proposed budget by mid-April so that the District would have necessary time to conduct its review process; and WHEREAS, for the FY 15-16 fiscal year the City reviewed a proposed budget that was not presented to the District until after the beginning of the fiscal year; and WHEREAS, in August of 2015 the City Council in opposition to the contractual requirements of Amendment No. 1 unilaterally adopted the FY 15-16 sewer system budget that had not been presented to the District Board; and WHEREAS, in other recent fiscal years the City did not provide a final proposed budget before the beginning of the fiscal years; and WHEREAS, the City's failure to perform to the requirements of the Participation Agreement represents a breach of the contract by the City; and WHEREAS, for Fiscal Year 2016-17 the City indicated to the District Board that they would not be able to provide a final draft proposed budget to the District Board before the beginning of the fiscal year; and WHEREAS, the City requested that the District Board agree to extend the budget development, review and approval process until after July 1, 2016; and WHEREAS, at a joint meeting held on June 21, 2016 the District Board adopted Resolution 2016—01 continuing the FY 2016-2017 wastewater system budget process until after July 1, 2016; and WHEREAS, the City Council adopted a substantially similar resolution; and WHEREAS,both Resolutions resolved that: "The Board of Directors and the Ukiah City Council shall meet in joint session after July 1, 2016 but not later than August 15th, 2016 to consider approval of the 2016-2017 Wastewater System Budget"; and WHEREAS, the date of August 15, 2016 was chosen by the City Manager as providing sufficient time to finish development of the Budget by mid-July which would allow time for the District Board to conduct its budget review process; and WHEREAS, for the FY 16-17 budget process in several meetings with City staff, District staff re-articulated and re-emphasized the need to follow the District budget review process as described above; and WHEREAS,by mid-July a draft proposed budget had not been received by the District; and WHEREAS, on July 26, 2016 District Manager McMichael sent an email to Director Sean White indicating concern about the non-receipt of a final proposed budget and indicating the problematic ability complete the District's budget review process so as to meet the August 15, 2016 deadline as provided in the adopted Resolutions; and WHEREAS, the District did not receive a final proposed budget from the City until August 8, 2016, one week before closure of the extension period provided in the joint Resolutions; and WHEREAS, the District received the final proposed budget by email from Mr. Sean White who indicated the need for extending the dates in the previous adopted Resolutions; and WHEREAS, the City Manager sent a letter dated August 11, 2016 to the District Manager making several statements about the budget review process that the District disputes; and WHEREAS in a letter dated August 12, 2016 (incorporated into this Resolution by reference) the Chair of the District sent a response letter to the City Manager's letter. The Chair's letter provided statements about the budget process,provided certain limited observations about the proposed budget and disputed certain statements made in the City Manager's August 1 lthletter to the District Manager; and WHEREAS,while the District Board believes that the City's delay in providing the draft proposed budget until August 8, 2016 represents a failure to perform, the District is willing to agree to extend the review and approval period because this would be the best decision for the ratepayers and the continued operation of the wastewater treatment until the FY 16-17 Budget is finalized. And WHEREAS, the Board believes that the extension period should be of sufficient time to allow complete cooperative discussion and review between the District Board and the City as well as to allow for the completion of other District commitments. NOW THEREFORE, BE IT HEREBY RESOLVED as follows: 1. The Board of Directors and the Ukiah City Council shall meet in joint session after August 15, 2016 but not later than December 31, 2016 to consider approval of the FY 16-17 Wastewater System Budget. 2. Recognizing that operations of the sewer system must continue while the CITY and the District complete the FY 16-17 budget review process, the DISTRICT accepts Item 3 below for the limited purpose of being able to proceed with budget deliberations. This acceptance does not in any way indicate acceptance of the City's unilateral approval of the FY 15-16 Wastewater System Budget or parts therein. 3. Until the Budget is approved by the DISTRICT and CITY OF UKIAH, ordinary operation and maintenance and emergency response may be provided by the CITY OF UKIAH for the WWTP and collection system in accordance with the 2015-2016 Wastewater System Budget unilaterally approved by the City Council. 4. Ordinary care and maintenance does not include non-routine contracts and capital expenditures other than routine or emergency repairs or replacements. The forgoing Resolution was introduced by Chair Ronco followed by a motion to adopt the Resolution from Director and seconded by Director . Motion carried this 15th day of Augusts, 2016 by the following roll call vote: Ayes: Directors - - - ;Nays: ; Abstain: ; Absent: . WHEREUPON, the Chair declared the Resolution ADOPTED AND SO ORDERED for the DISTRICT. James Ronco, Chair Ukiah Valley Sanitation District Attest: Frank McMichael, District Manager/Clerk Correspondence Received for Agenda Item 4a&b UKIAH VALLEY SANITATION DISTRICT FRANK MCMICHAEL 151 Laws Avenue WEB SITE Ukiah, California 95482 District Manager/Clerk www.uvsd.org TELEPHONE AND FAX: (707)462-4429 EMAIL ADDRESS:DNION V.SD.012(; Sage Sangiacomo City Manager City of Ukiah 300 Seminary Ave. Ukiah, Ca 95482 August 12, 2016 Dear Mr. Sangiacomo, This letter is in response to your letter of August 11, 2016 to District Manager McMichael. As Mr. McMichael received your letter just prior to our special meeting at 5:30, he brought your letter to the Board for their awareness. The Board requested that I provide a response for the purpose of correcting the erroneous statements or implications contained in your letter. Specifically the following statements in your letter are of issue: "The final draft of the Fiscal Year 2016-2017 Budget was delivered to District staff on August 8, 2016. Previous drafts have been transmitted to and discussed with District staff since April 2016. In addition, the City Council and the District Board held a joint session on May 23, 2016 to review past year's accomplishments and consider budget performance goals and objectives for Fiscal Year 2016-17. The final draft for the budget incorporates all of this past work product." District Manager McMichael states that while bits and pieces of the proposed budget were provided during the initial staff meetings, they were not complete. For several of those meetings some pages had budget columns with no numbers assigned to the columns. For other meetings, numbers or percentages that were in earlier pieces of the budget had been changed. Mr. McMichael received the above described bits and pieces of the City's proposed budget at the time of the meetings, thus not giving him an opportunity to review them in advance. He clearly articulated to you in those meeting and later in a Working Group meeting that he would not submit the proposed budget to the District's review process until such time that he had a final draft of the proposed budget. As a reminder, our Participation Agreement indicates it is the City's responsibility to provide a draft proposed budget. A budget is not bits and pieces. At our Working Group meeting on June 21,2016 attended by you, Councilmember Doble, myself and District Manager McMichael, Mr. McMichael once again clearly informed you that until he received a final draft proposed budget he would not submit the budget to the District's review process. He described that process to you again as being staff review of the final draft document, follow up with City staff as necessary, review by the Finance Committee and review by the Board at a budget workshop. I was present and witnessed his statements reaffirming to you the District's review process. Of necessity this review process is a fairly lengthy process that could not be accomplished in a week. Because we had received no communication from your offices, On July 26, 2016 Mr. McMichael sent an email to Mr. Sean White indicating concern about the non-receipt of the final draft proposed budget. Mr. McMichael's emj1 stated the following: Also, regarding receipt of a final draft proposed budget: Given that the District has not received a final draft from the City, it is highly unlikely that an agenda item for a Board Workshop for the August meeting will occur. As previously indicated to the City, the District has a review process that must occur before a budget Workshop can be conducted with the Board. The review process includes review by staff,follow-up with the City for questions or additional info, Finance Committee review and then a Workshop with the Board at a regular meeting. There is no way this can occur in the next two weeks, even if received today. BOARD OF DIRECTORS ROBERT PAGE JAMES RONCO KENNETH MARSHALL VICE-CHAIR CHAIR DIRECTOR TRAVIS FORRESTER THERESA MCNERLIN DIRECTOR DIRECTOR Later that day, Mr. White replied indicating: "I share your frustration. We had our budget hearings yesterday at 100 and I didn't get a draft of my budget until 1100. I am supposed to get a copy of the wastewater budget today. I am scheduled to review it with Tim and Jarod at 100. I will keep you posted on how it goes." Clearly, Mr. White also thought that a full and complete draft final proposed budget was needed. When the two agencies met for adopting the continuing resolutions,the date of August 15, 2016 that was included in the Resolution was your choice of dates. You indicated that you anticipated that final proposed budget would be completed by mid-July, which would give the District time to go through its review process. With that understanding, the District agreed to the August 15, 2016 date. Getting delivery of the final proposed budget on August 8, 2016,one week before the deadline in the Resolutions, is a failure to perform by the City, not the District's. You have been repeatedly advised of the budget review process the District endeavors to follow(not dissimilar to the one used by most cities and counties) therefore. I do not believe that you or the City Council have the right to take issue with the District regarding completing the budget review by the August 15, 2016 deadline. Regarding the narrative in the beginning of the budget before the numbers portion of the budget is provided, it is worthwhile to have various goals and objective spelled out in clear language, as has been done. This is good. However, not all of the proposed goals and objectives will necessarily be agreed to by the Board. One Example: One of the goals indicated for Administration is to complete a Rate Study. Mr. McMichael informs me that when this was discussed at the staff level, he indicated to you that while the City may believe that a Rate Study was needed for their customers, he could not recommend such a joint study to the Board and would not until: (1) Full complete and clear information as to the District's monthly and annual revenues and the revenue fund balance was obtained from the City and; (2)A clear record of the historical to present accounting of ESSUs was provided and agreed to so that the two agencies could determine the proper apportionment percentages for operating costs and bond payments as required by our agreements. Understanding the ESSU issue is a necessary element for understanding assignment of annual budget expenses and is required by the Participation Agreement. The fact that this was placed in the Budget as an Administration goal (presumably at joint expense)after being informed of the above, underlines the shifting details or circumstances of the budget process. It strongly emphasizes the necessity of having a final and complete proposed budget for the District review process, not parts. Likely, there will be others that the District Board will question during the review process and will want more complete understanding before agreement is provided. For these reasons and others, I take issue with your letter. Given the above, I respectfully request that this letter along with your most recent letter to the District Manager referred to herein, as well as copies of the"email"transmission of the"draft budget"by City Staff to the District be delivered to each of City Council members as well as City Counsel to establish disclosure has occurred should questions arise regarding the content and dates of the"budget" process. Sincerely, — (/ 7? 071/ — Ja nes Ron•1., Ch.'-• ; of the Board , ,, , Correspondence Received for Agenda item 4a&zb ))1"i iuunnwaa iriiuioip Ji i( City of Ukiah 1)1 Ref ,, ��rAAI�I/GnWWY."JAil�ulM IAMllUWMi➢WJIWI @CAI PIVNI I al%/uRI Moi EAVIIMVNmluuwpMp➢M August 11, 2016 Ukiah Valley Sanitation District Frank McMichael, District Manager 151 Laws Avenue, Ukiah CA, 95482 SUBJECT: Fiscal Year 2016-2017 Wastewater System Budget Dear Mr. McMichael, Per the participation agreement and resolution approved by each agency on June 21, 2016, the City of Ukiah requests a joint meeting with the Ukiah Valley Sanitation District Board of Directors to review and approve the Fiscal Year 2016-2017 Wastewater System Budget. As stated in the June 21, 2016, resolution, this meeting shall be scheduled no later than August 15, 2016. The final draft of the Fiscal Year 2016-17 Budget was delivered to District staff on August 8, 2016. Previous drafts have been transmitted to and discussed with District staff since April 2016. In addition, the City Council and District Board held a joint session on May 23, 2016, to review the past year's accomplishments and consider budget performance goals and objectives for Fiscal Year 2016-17. The final draft for the budget incorporates all of this past work product. If additional time is needed by the Ukiah Valley Sanitation District to review the final draft budget, the City of Ukiah requests the Board extend the continuing budget resolution approved on June 21, 2016, to allow for the City's ordinary care and maintenance of the system. Please contact Sean White, Director of Water and Sewer, at (707) 467-5712 or s hiteacityofuki h.ccm to either schedule the joint meeting or to discuss a date certain for extending the continuing budget resolution. Sincerely, age Sa 'giacomo City Manager >t P Y,ApI+I,IhYYJ N%HUM, ENpItlJN&kXMXYGrrMXMNI1YAYlAIflAI1R11dI1MNlITiUMMi"fflMUM IIMganon drlYMhMhl.r!IEXNNWtillI1llIiVV/ItAA,11/AY11911PYMliIYIYIYGYIPUYYIAPG9f1YGMtr3iY0ttYYYl81GIYIYIMYRY;,YIYU Mtl1Yr1YPYrPYIYIYY(rPiYlilnn YitlYIYBPYdB"dOfll)PIIPAIMWGY1YIIM@J%1UlYIN 300 Seminary Avenue• Ukiah • CA •95482-5400 Phone: (707)463-6200 • Fax: (707)463-6204 •www.cityofukiah.co Ashley Cocco From: Frank <dm@uvsd.org> Sent: Monday, August 15, 2016 2:05 PM To: Sage Sangiacomo Subject: District ASR and Resolution for tonight - attached. Attachments: Item No.4a and 5a - 08-15-2016.pdf; Resolution 2016-03 continuing FY16-17 process after 8-15-16.pdf FYI Frank 1 Ashley Cocco From: Sage Sangiacomo Sent: Monday, August 15, 2016 3:44 PM To: Sage Sangiacomo Subject: FW:August 15, 2016 Joint Meeting Attachments: 08'15'16 UVSD Continuing Budget UVSD Resolution.docx; 08-15-16 4ab3 UVSD Continuing Budget City Resolution.docx From: Sage Sangiacomo Sent: Monday, August 15, 2016 12:10 PM To: 'Frank' Cc: Sean White;Tim Eriksen;Jarod Thiele; 'Jim Ronco'; Kevin Doble Subject: RE:August 15 2016 Joint Meeting Hi Frank, Last week, I provided mirrored drafts of resolutions for continuing the budget process for tonight's joint meeting. As discussed in our conversation on Friday, I drafted for consideration the "Whereas" sections to reflect mutual agreement for additional time to present and review the FY 16-17 budget. I also emphasized in our conversation my desire to have a good foundational budget document for our agencies to work from as we rebuild the relationship, and I would be recommending approval of the resolution by the City Council to ensure each agency is able to take whatever time is necessary for the cooperative development of the document. Have you had an opportunity to review the resolutions?Any edits or suggestions? Thank you, Sage Sangiacomo City Manager City of Ukiah 300 Seminary Avenue Ukiah, CA 95482 P) 707-463-6221 F) 707-463-6740 ssangiacomo@cityofukiah.com vvvvvv.CityOfuhi8h.COnO vvvvvv.viSituhi8h.COnO From: Sage Sangiacomo Sent: Friday, August 12, 2016 12:03 PM To: 'Frank' Cc: Sean White;Tim Eriksen; Kristine Lawler; Ashley Cocco;Jarod Thiele Subject: RE:August 15, 2016 Joint Meeting Hi Frank, Thank you for the email this morning confirming the Board's willingness to hold a joint meeting with the City of Ukiah on August 15, 2016 at 5:30pm. All of our Councilmembers have confirmed their availability for the meeting and we are in Please note the agenda forwarded by the District included the wrong day of the week, please correct and re-forward. In addition, I recommend including the word "consider" in the description for 4a (see attached draft agenda for the City for a complete view of suggested wording). This will allow the CC and District Board to "consider" items related to the budget and process (and provide formal direction) if they so desire. Furthermore, we typically do not amend resolutions that have already been passed for a past period. Thus, I have updated a draft resolution for the City that can also be mirrored for the District for your consideration. Drafts of both are attached for review. I have also included a draft version of our entire packet for your review, comments and suggestions (Note: we have a few grammatical corrections pending on the agenda summary report, but the content is there for review). Thanks, Sage Sangiacomo City Manager City of Ukiah 300 Seminary Avenue Ukiah, CA 95482 P) 707-463-6221 F) 707-463-6740 ssangiacomo@cityofukiah.com www.cityofukiah.com www.visitukiah.com From: Frank [mailto:dm@uvsd.org] Sent: Friday, August 12, 2016 7:46 AM To: Sage Sangiacomo Subject:August 15, 2016 Joint Meeting Good Morning Sage, At last night's special meeting, the UVSD Board of Directors unanimously indicated their willingness to hold a joint meeting with the City Council on August 15, 2016 as provided in the two agency's Resolutions adopted June 21, 2016. All Board members indicated their ability and willingness to attend this meeting. Attached is the agenda for UVSD indicating a 5:30 meeting, the location to be at the City Council Chambers as all previous joint meetings. Please confirm that the Council will attend and as before please post our agenda. Frank 2