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HomeMy WebLinkAbout93-38 employee disciplineRESOLUTION NO. 93-°~ ~-~g RESOLUTION OF THE CITY COUNCIL OF THE CITY OF UKIAH APPROVING PERSONNEL POLICY PROCEDURES AND RULES GOVERNING EMPLOYEE DISCIPLINE WHEREAS, the City of Ukiah desires to keep its employees informed of current personnel policies and benefits; and WHEREAS, it is important for every employee to have in written form all new policies and laws that are updated and revised due to current legislation and court decisions; and WHEREAS, the procedures for handling problems an employee may be encountering on the job or with their performance has been established and 9 10 approved by the employee units; and WHEREAS, the City desires to revise and update its personnel policies 11 12 13 14 15 16 17 on a continual basis; and WHEREAS, the City has met with all of the employee units who have approved the personnel policies and rules governing employee discipline; NOW, THEREFORE, BE IT RESOLVED that the City Council hereby adopts the Employees' Manual containing the personnel policies for the City of Ukiah, which is attached as Exhibit "A", and the rules governing employee discipline, which are included in the Employees' Manual as Exhibit "E", 18 19 2O 21 and are incorporated herein. PASSED AND ADOPTED this 2nd day of December , 1992. AYES: Councilmembers Malone, McMichael, Wattenburger, Shoemaker and Mayor Schneiter NOES: None ABSENT: None 23 24 25 26 27 28 ABSTAIN: None ATTEST,: CAXT~IY ~McK~Y' CI RK R: PER6 Res Personnel CITY OF UKIAH EMPLOYEES' MANUAL Effective CITY OF UKIAH EMPLOYEES' MANUAL TABLE OF CONTENTS 1.00 INTRODUCTION 1.01 CITY MANAGER'S WELCOME 1.02 MISSION STATEMENT 2.00 GENERAL CONDITIONS OF EMPLOYMENT 2.01 INTRODUCTION 2.02 EQUAL EMPLOYMENT OPPORTUNITY 2.02.1 Immigration Regulations 2.03 2.04 2.05 2.06 2.07 2.08 2.09 2.10 2.11- 2.12 2.13 2.14 2.15 2.16 2.17 2.18 2.19 2.20 PRE-EMPLOYMENT PHYSICAL INTRODUCTORY PERIOD GENERAL EMPLOYMENT POLICY ATTENDANCE AND TARDINESS WORKING HOURS STANDBY DUTY AND CALL BACK DUTY OVERTIME PAYROLL/TIME SHEETS ACTING PAY PERSONNEL RECORDS JOB DESCRIPTIONS PERFORMANCE EVALUATIONS AND SALARY INCREASES EMPLOYEE ORGANIZATIONS JOB VACANCIES OUTSIDE EMPLOYMENT EMPLOYMENT OF RELATIVES LAYOFF RESIGNATION 7 7 8 9 10 10 10 11 Effective TABLE OF CONTENTS, cont'd. 3.00 CONDUCT AND CONSEQUENCES 3.01 INTRODUCTION 3.02 OPEN DOOR POLICY 3.03 GRIEVANCE PROCEDURE 3.04 HARASSMENT POLICY 3.05 GENERAL STANDARDS OF CONDUCT 3.05.1 Safety 3.05.2 Fire Prevention, Sanitation, and Housekeeping 3.05.3 Attendance and Work 3.05.4 Behavior at Work 3.06 DISCIPLINE GUIDELINES 3.07 SOLICITATIONS AND DISTRIBUTION 4.00 BENEFITS 4.01 INTRODUCTION 4.02 HOLIDAYS 4.03 VACATION 4.04 INSURANCE BENEFITS 4.05 LEAVES OF ABSENCE 4.05.1 4.05.2 4.05.3 4.05.4 4.05.5 4.05.6 4.05.7 Sick Leave Jury/Witness Duty Bereavement Leave Disability/Pregnancy Leave Unpaid Leave of Absence Military Leave Workers Compensation 4.06 RETIREMENT PLAN AND DEFERRED COMPENSATION 4.07 TRAINING 4.08 CREDIT UNION 4.09 EMPLOYEE ASSOCIATION 12 12 12 12 13 13 13 14 14 15 16 17 17 17 18 18 18 19 19 20 2O 21 21 21 22 22 22 Effective TABLE OF CONTENTS, cont'd. 5.00 OTHER CITY POLICIES 5.01 TRAVEL REIMBURSEMENT 5.02 5.03 5.04 5.05 5.06 5.07 5.08 5.09 CASH ADVANCES SAFETY PROGRAM SERVICE CLUB POLICY RESIDENCY SMOKING POLICY PERSONAL PHONE CALLS BUILDING KEYS HEALTH CLUB 6.00 RECEIPT AND ACKNOWLEDGEMENT 7.00 UNIT SECTIONS 7.01 ELECTRIC UNIT 7.02 FIREFIGHTERS/FIRE ENGINEERS AND SUPERVISORY UNITS 7.03 MANAGEMENT UNIT 7.05 POLICE OFFICER AND SUPERVISORY UNITS 7.06 MISCELLANEOUS UNIT 23 23 23 24 24 24 24 24 25 26 28 29 34 39 44 49 Effective 1.00 INTRODUCTION WELCOME TO THE CITY OF UKIAH. As a newly hired employee, you have become an integral and valued member of one of the most progressive and dynamic public service organizations in this region, and state. " The City of Ukiah prides itself on attracting the most skilled and talented individuals to its organization. You were hired as a City of Ukiah employee because you were determined, after an extensive recruitment and selection process, to be the most qualified for the position you now occupy, and because you exemplify the professional dedication and commitment to excellence that we value in this organization. We believe very importantly in our primary mission being to provide our citizens with the most efficient, effective, and responsive service possible. Therefore, the role you play in contributing to and carrying out our mission is central to the overall success of this municipal government. We must be forever mindful that all of our positions as public service professionals are temporary positions of public trust; and as such, honesty, integrity, mutual respect and high ethical standards are the hallmarks by which we conduct ourselves with our fellow employees, and by which we serve our community at all times. As a new employee, you will find that the management and rank-and-file employees enjoy an informal, cooperative working relationship that is very much a team-oriented approach to the issues and challenges we face as an organization. It is this positive spirit of working together, and communicating with each other that is so essential to our serving our citizens in the most effective manner possible. As a new employee, you will understandably have many questions about your position and work with the City. We have prepared this Employees' Manual to assist you. It should answer questions you are likely to have and serve as a useful reference in the future. Best wishes and welcome aboard! Charles L. Rough, Jr. City Manager EffectiVe 1 1.02 MISSION STATEMENT The City of Ukiah believes that serving the citizens of this community in the most efficient, effective and responsive manner possible is our primary mission, purpose and value as a public service organization. Within that spirit, the City of Ukiah is continually striving to improve and to perfect the quality and efficiency of our municipal programs, projects and services; and to insure the financial solvency and stability of those programs and services. The City of Ukiah is dedicated to the principle of citizen democracy, and to the participation and involvement of all citizens in the governing process of our City and community. We view the open exchange of ideas, opinions and perspective as enriching our community and the development of public policy. We believe that the openness, accessibility and responsiveness of our public officials, staff and employees is directly related to guaranteeing that government in a free society serves rather than dictates to our citizens, and that our citizens are treated with the respect they deserve. The City of Ukiah is a public service organization that takes pride in the team spirit and atmosphere of mutual respect that exists between the Mayor and City Council, and the City Council, staff and employees. We believe these characteristics of our organization are fundamental to the proactive, progressive and results-oriented nature of this City government. The City of Ukiah believes that experienced, well-trained, well-informed and service-oriented employees are fundamental to our mission and purpose as a public service organization. We view our employees, full and part-time, as our most important resource in the quality and effectiveness of the services we provide. As such, they deserve our continuous respect, admiration and support as public service professionals making government work for our citizens. "We are here to serve you" is more than a slogan. It is the very core of everything we stand for and represent in carrying out our mission on behalf of the citizens of Ukiah. Adopted by the City Council, June, 1991. Effective 2 2.00 GENERAL CONDITIONS OF EMPLOYMENT 2.01 INTRODUCTION Basic employment policies are outlined below. They explain how your work day is scheduled, how the City will address specific areas of activity, and what you can do to make your time with the City both enjoyable and productive. The policies contained in this Manual apply to all City employees except elected officials, the City Manager and City Attorney. Sections relating to the selection and discipline of employees do not apply to Department Heads. Certain policies do not apply to Temporary and Part Time employees unless specifically indicated. Volunteers and independent contractors are not employees and are not covered under the policies of this Manual, except that certain designated volunteers are considered employees for purposes of workers compensation. 2.02 EQUAL EMPLOYMENT OPPORTUNITY It is the policy of the City to provide equal employment opportunities to all employees and applicants for employment without regard for race, color, ancestry, religious creed, national origin, sex, age, physical or mental handicap, medical condition, or marital status. This policy applies to all employment decisions, including hire, discharge, recruitment, promotion, transfer and compensation. 2.02~ 1 Immigration Regulations In compliance with the Immigration Law (IRCA) passed in 1986, all employees hired on or after November 6, 1986, are required to provide documentation verifying their identity and authorization to work in the United States. The Immigration and Naturalization Services 1-9 Form must be completed and signed at the time of hire by every new employee and by the Personnel Director. IRCA does not compromise the City of Ukiah's policy regarding equal employment opportunity. 2.03 PRE-EMPLOYMENT PHYSICAL All job offers with the City are conditional upon successfully passing a pre-employment physical. The purpose of the exam is to assure that the applicant is physically capable of performing the duties of the job. Effective 3 2.04 INTRODUCTORY PERIOD There is an introductory period of six months for new appointments and promotions, except for police officers and dispatchers who have a twelve month initial employment period. During this period you and the City can evaluate each other to determine if employment should continue. This introductory employment period is used to closely observe your work. It may be extended by your Department Head for up to six months if your performance warrants it. You may be terminated during the introductory period any time without approval of the Civil Service Board, without cause, and without the right of appeal. A promoted employee may be reassigned to his/her original position during the introductory period. Within four weeks of the conclusion of this introductory period you will, and at any time during the introductory period, you may receive a performance evaluation. These evaluations will give you and your supervisor or manager an opportunity to assess your performance to date, evaluate your on-the-job skills, and determine your on-going relationship with the City. Regardless of classification status or length of service, you are expected to meet and maintain City standards for job performance and behavior throughout your employment with the City. 2.05 GENERAL EMPLOYMENT POLICY There are several categories for employment with City of Ukiah, depending on the nature of your position. They are as follows: Regular Full-Time Employees Those employees, whether exempt or non-exempt, who have been hired to work on a regular, full time basis. Regular full time employees are entitled to all City sponsored benefits for which they qualify. As a regular full time employee, the position you hold has been determined to be exempt or non-exempt in status. At the time of hire, your supervisor or manager will inform you regarding the status of your position. The following explanations are for your information. Exempt Employees Exempt employees are exempt from the overtime requirements of federal and state law, and City personnel policies. Non-Exempt Employees Non-exempt employees are entitled to overtime pay for all hours worked in excess of the number of hours they are normally expected to work, in accordance with applicable federal and state law and City policy. Part Time Employee Those employees who have been hired to work on a regular part time (less than thirty five (35) hours per week) basis. PERS retirement benefits are available to part-time employees who work over 20 hours/week on a yearly average. Insurance benefits are not available to part time employees. Effective 4 Temporary Employees Those employees who have been appointed to work for a limited period of time or on a specific project not to exceed twelve consecutive months in a fiscal year. Temporary employees are not eligible for City sponsored benefits. Temporary employees working through temporary personnel agencies are not considered City employees. Emergency Appointed Employees Those employees: who have been appointed to meet the immediate requirements of an emergency condition such as fire, flood or earthquake, which threatens public life or property. These employees may be appointed without regard to personnel policies, and retained for the duration of the emergency only. They are not eligible for City sponsored benefits. Volunteers These persons are individuals who volunteer for unpaid service with the City. They are employees only for purposes of Workers Compensation. They are deemed covered by Workers Compensation while performing services for the City if they have been so designated by the City Manager in accordance with Resolution No. 91-33. Examples are volunteer fire fighters or museum docents. Contact the Personnel Director for more information. Refer to Civil Service Ordinance (Addendum A) for discussion of Civil Service employees. Classified service includes all appointive positions of employment with the City of Ukiah except for (1) all City Department Heads, (2) all uncompensated positions, (3) all part time or temporary positions, (4).all personnel hired for a State or Federally funded program or project of definite duration, and (5) all persons employed to render professional, scientific, or expert service of an occasional or exceptional character for a limited time period. 2.06 ATI'ENDANCE AND TARDINESS For the City to run efficiently, we need you to be at your job on time. Your good attendance and punctuality indicate a conscientious regard for the City and a real effort to fulfill its needs each day. Your absence or tardiness will increase the workload of your fellow employees or create a backlog of work in your own job. Excessive absenteeism, failing to report your absence to your supervisor at or prior to the beginning of your shift, or excessive tardiness, may lead to disciplinary action, up to and including termination. You must have the approval of your supervisor prior to leaving work for other than regularly scheduled departures. 2.07 WORKING HOURS You are expected to work the hours set for your department. Upon hire, each employee will Effective 5 be informed of their work period. hours a week. Refer to Unit Sections for details on shifts other than 40 You will receive a ten minute paid break for each four hours of work, and an unpaid meal break of at least 30 minutes for each eight hours of work. 2.08 STANDBY DUTY AND CALL BACK DUTY Refer to Unit Sections for information on call back and standby duty. set forth in the employee job descriptions. Standby obligations are 2.09 OVERTIME Occasionally, the needs of the City may require that employees work overtime. For non-exempt employees working an eight hour shift, overtime is defined as actually working more than 40 hours in your designated seven (7) day work week. For non-exempt employees working other than an eight hour shift, refer to Unit Sections for overtime definitions. Overtime will be calculated in increments of one-half hour. Some Unit Sections have details on overtime compensation and compensatory time off (CTO). All overtime must be authorized by your supervisor. If you are required to work four or more consecutive hours outside your standard work day due to an emergency, the City will reimburse you if you purchase a meal during this time. 2.10 PAYROLL/TIME SHEETS The pay period is Sunday through the second Saturday. Paychecks are issued every other Friday, reflecting the two week pay period ending the previous Saturday. Time cards must be turned in to your supervisor no later than the end of your workday on pay week Monday. Deductions will be taken for the required federal and state taxes, employee authorized deductions, or court ordered garnishments. Checks will be distributed on Friday to the employees or to the Department Heads or their designated representative, who will, in turn, distribute checks to all employees. No exceptions can be made to this policy. No checks will be issued to anyone other than the designated employee, unless prior authorization has been given by the employee. If payday falls on a holiday, checks will be distributed on the working daY immediately before the holiday. Effective 6 2.11 ACTING PAY If you are assigned duties in a higher classification, you may receive a higher rate of pay, called Acting Pay. In order for Acting Pay to be implemented, you must have the advance approval of your Department Head, indicating both your current position, the position you will be performing, and the anticipated length of time this Acting Pay will remain in effect. Refer to Unit Sections for further details. 2.12 PERSONNEL RECORDS Records of important events in your work with the City, such as performance evaluations, are kept in your Personnel' File. It is important that the City have accurate and current employee information. Please inform the Personnel Department of any changes to your name, address, home telephone number, marital status, dependents, emergency telephone number, beneficiary, or tax withholding status. You may review your Personnel file, at a reasonable time, in the Personnel Department. Personnel will arrange for you to review your file upon request. You will receive a copy of any record initiated by the City regarding your specific employment. No documents will be removed from Personnel files by or for employees. If you identify an error in your file, you may submit a memo to correct it. Credit or employment verification are provided by Personnel only. Salary information will be confirmed only with written approval of the employee. Verification without specific written instructions and a release from the employee will be limited to dates of hire (and separation, if applicable) and most recent job title. 2.13 JOB DESCRIPTIONS All jobs are documented by position descriptions and are classified according to salary ranges. Each position description includes the job title, job definition, typical tasks and responsibilities, and requirements for training, education, and other applicable qualifications. Contact the Personnel Director for more information on position classifications and salary ranges. 2.14 EMPLOYEE PERFORMANCE EVALUATIONS AND SALARY INCREASES Performance Evaluations You will receive a written performance'evaluation at the conclusion of your introductory employment period and at least annually thereafter. Special evaluations Effective 7 may be given when deemed appropriate by your supervisor. The evaluation will consider your attendance and overall performance on the job. The performance evaluation is intended to encourage discussion and communication between you and your supervisor regarding your performance. The goal is to achieve improved performance and job satisfaction. If you are dissatisfied with your evaluation, you have the right to a conference with your supervisor and Department Head, and the right to haVe your written comments attached to the evaluation. Salary Increases Salary ranges have been developed for each position class in the classified service. Each salary range consists of a schedule of steps. These steps provide increases based on time in the position and on level of performance. Upon being hired at Step A of a pay range, the City will consider an increase to Step B on or after the first six months, if your performance is satisfactory. Employees may be hired at steps higher than A, based on prior experience. Employees must serve at least one year in each of Steps B through D before they may be considered for a higher step. Each year, until you reach the top of the pay range for your classification, your performance will be evaluated and a step increase considered by your supervisor. Step increases are not automatic but are based on satisfactory service, performance rating and recommendation by your Department Head. The City Manager may grant an increase to a higher step based on exceptional performance. Refer to Unit Sections for any variations to this Policy. Employees promoted from one classification to another shall receive at least the next higher pay step than that which the employee was earning. If the employee would have received a step increase in their previous position within six months of the promotion, they will receive at least 5 % higher than that step increase upon promotion. The City Council will adopt and revise as necessary the Classification and Pay Plans as recommended by the City Manager. The City Manager may make revisions to job descriptions that do not significantly change the nature of the job without City Council approval. 2.15 EMPLOYEE ORGANIZATIONS Eight employee organizations have been given official recognition as representing employees within units for representation purposes. The Operating Engineers Local Union No 3 represents the miscellaneous and electric employee units; the Management Unit represents management employees; the Directors Unit represents the Department Directors; the Police Officers Unit represents police officers and dispatchers; the Police Supervisory Unit represents police sergeants; the Fire Supervisory Unit represents fire captains; and the Fire Fighter/Fire Engineer Unit represents fire fighters and fire engineers. Whether you join or do not join any employee union or association is your decision and in no way affects your employment status. You will be covered under the appropriate unit MOU in any case. Refer to Resolution No. 73-55 for details on rules respecting employee Organizations and employer-employee relations. Effective 8 2.16 JOB VACANCIES Vacancies in the classified service are generally filled by re-employment, transfer, demotion, promotional list, or from eligible applicants, certified by the Personnel Director, from an appropriate eligibility list. In the absence of a sufficient number of qualified eligible persons for appointment in these ways, or if a job requires special skills or expertise, the Personnel Director will obtain applications for the position and conduct appropriate examinations to establish a list of persons with eligible qualifications for appointment. Reasonable prior notice of all tests for positions in the classified service shall be published by posting announcements in City Hall and, in the case of non-promotional recruitment, by a "want ad" in a local newspaper. Announcements shall consist of the applicable job description with other pertinent information such as the deadline date for receiving applications and ADA requirements. Applications may be rejected for failure to meet the minimum job requirements for experience and/or education. All acceptable applicants will be tested by verbal, written, practical demonstration, or any other testing technique, or combination of testing techniques, which would establish a relative ability of the applicant to perform the duties of the position. Failure in one part of the test may be grounds for declaring such applicants as failing in the entire test or as disqualified for subsequent parts of a test. Any candidate who has taken and failed the exam twice within a three year period shall be ineligible to take the test for a period of two years from the date he/she last took the test. Any applicant has the right to inspect his/her own test results. An error in grading or rating, if called to the attention of the Personnel Director within one month after posting the employment lists resulting from the examination, will be corrected. However, correction will not invalidate certification or appointments made before the error was brought to the attention of the Personnel Director. As soon as possible after the conclusion of the tests, the Personnel Director will prepare and keep available an employment list consisting of the names of persons successfully passing the tests. Whenever identical grades exist, they will receive the same ranking order on the list. Eligible and promotional lists will become effective upon the approval by the City Manager and the lists will remain in effect for six months. Eligible lists may be extended by the City Manager for additional six month periods but, in no event, will these lists remain in effect for more than eighteen months. At any time after an eligible list has been used, and if the remaining names have been passed over previously for valid reasons, the City Manager may cancel the entire list and order another examination when an eligible list is requested. Effective 9 Whenever a Department Head wishes to fill a vacancy, he/she will consult with the Personnel Director, to determine if the position will be filled through a closed promotional, from existing City employees, or by open recruitment. If sufficient applications are not received from qualified applicants to conduct a closed promotional examination, the vacancy may be advertised as an open recruitment vacancy. In the case of an open recruitment vacancy, the Department Head may initially interview up to the top five eligibles on the list. If unable to appoint from the top five, the Department Head may continue to interview from the list according to ranking. If a promotional applicant is in the top five on an open recruitment eligible list and is, in the opinion of the Department Head, at least as capable of performing the job duties as the non- promotional applicants, then the Department Head may give preference in selection to the promotional candidate. 2.17 OUTSIDE EMPLOYMENT The City does not encourage outside employment (second jobs). However, if there is no conflict of interest involved, as determined by the City, and the employment will not adversely affect your performance or your attendance, the City may grant approval for you to hold outside employment. Before undertaking a second job, you must meet and discuss the job with your Department Head or Supervisor. If the Department Head feels that there is a conflict of interest, a meeting will be held with the Department Head, City Manager, Personnel Director, and the employee to discuss the possible conflict and if the outside employment is appropriate. This section is subject to the grievance procedure. 2.18 EMPLOYMENT OF RELATIVES The City has no general prohibition against hiring relatives. However, a few restrictions have been established to help assure the fair treatment of all employees. While we will accept and consider applications for employment from relatives, close family members such as parents, children, spouses, or in-laws will not be hired into positions where they directly or indirectly supervise or are supervised by another close family member. Further, such relatives will not be placed in positions where they work with or have access to sensitive information regarding an immediate family member. (Effective 1/87) 2.19 LAYOFF Certain budgetary conditions and the efficient operation of the City may require that we reorganize, reduce staffing or eliminate positions. Although the City hopes to avoid layoffs, this isn't always possible. If a reduction of personnel becomes necessary, the City Manager will prepare a written analysis of the reduction necessary and submit it to the City Council. EffectiVe 10 The first employees to be laid off will be temporary employees; resulting vacancies will be filled by transfer of qualified regular full time employees. A reorganization may also require demotions, in which case employees in higher classifications who have more seniority than employees in lower classifications within the same department may replace these employees. If you are demoted as a result of a reorganization, you will not lose eligibility to go back to your original position with all prior employment status, accrued benefits, and tenure rights if you are capable to perform the duties and if a vacancy occurs for that position within five years of the demotion. If a layoff of some but not all employees in a position occurs, the City will normally retain some employees and lay off others on the basis of length of service with the City. Length of service is calculated from the employees' date of hire as a full time regular employee within the Department affected and does not include any unpaid leave time of any kind. Promoted employees with up to five years of service in their new position may have bumping rights in their previous position. Refer to the Civil Service Ordinance (attached) for more details. After a layoff, you will have the right to be rehired with prior employment status in your previous position if a vacancy occurs within a period of two years from the termination date. 2.20 RESIGNATION/REEMPLOYMENT Employment with the City of Ukiah is not for any specific period of time and can be terminated at any time by you or by the City, in accordance with applicable disciplinary rules. Notice of Intent to Leave If you intend to leave your employment for any reason, you are requested to give at least one week's notice to your Department Head. The Department Head's acceptance of your resignation indicates your resignation is final and irrevocable. Exit Forms and Interviews If you terminate, either voluntarily or involuntarily, you may be asked to attend an exit interview, where you may state your reasons for leaving (in the case of a voluntary resignation) and offer any comments you may have about your Department or the City. The exit interview will also provide an opportunity to ask any questions you may have. An employee who has left employment with the City by means of resignation can apply for reinstatement within one year. Upon consideration of the circumstances, the Department may reemploy the applicant if there is a vacancy with the same position classification as occupied upon resignation without an eligible list being required. The applicant shall receive the same salary step as when he/she resigned but there will be no prior accrued benefit rights or privileges from the previous employment' period. Effective 11 3.00 CONDUCT AND CONSEQUENCES 3.01 INTRODUCTION Your on-the-job professional behavior, appearance, and attitude do much to ensure high morale, effective employee and departmental working relationships, and ongoing positive interactions in all departments of the City. We are always striving to create and maintain an atmosphere of professional behavior that allows all individuals to be proud to be associated with the City and with their co-workers. 3.02 OPEN DOOR POLICY .. If you feel you have a problem at work or a personal problem that affects your work, you should discuss it first with your supervisor. If that discussion fails to resolve the problem or you think it is inappropriate to discuss it with your supervisor, you should contact your Department Head or Personnel. If you are not satisfied with these results, you may appeal to the City Manager under the appropriate procedures. Through this process, we hope to solve any problem you may have quickly and satisfactorily. 3.03 GRIEVANCE PROCEDURE GrieVance procedures have been developed for each Unit. There are both formal and informal levels for filing a grievance. Please refer to Addendum B for Procedure for Processing Grievances. 3.04 HARASSMENT POLICY It is the City's policy to provide a work environment in which employees are treated with respect and dignity and which is free from discrimination and harassment. The City does not condone and will not tolerate any harassment because of race, sex, sexual orientation, national origin, color, age, religion, marital status, physical or mental handicap, or medical condition. Disciplinary action up to and including dismissal will be taken promptly against any employee engaging in harassment practices. Harassment includes but is not limited to: o 2. 3. 4. Verbal harassment; Written harassment; Physical harassment; Visual harassment; Effective 12 . Sexual harassment: Sexual harassment may include all harassment listed above but specifically is defined as unwelcome sexual advances, request for sexual favors and other verbal or physical conduct of a sexual nature when: a. b. c. Submission to such conduct is made either explicitly or implicitly a term or condition of an individual's employment or; Submission to or rejection of such conduct by an individual is used as a basis for employment decisions effecting such individual; or Such conduct has the purpose or effect of unreasonably interfering with an individual's work performance or creating an intimidating, hostile or offensive working environment. Please refer to Addendum C for the City's Policy Against Harassment in the Workplace and for complaint processing and other procedures. 3.05 GENERAL STANDARDS OF CONDUCT Being a City of Ukiah employee carries certain responsibilities for good conduct. The following examples are types of conduct which are not acceptable and may be grounds for disciplinary action, including dismissal. 3.05.1 Situations Relating to Safety Violating Department and City safety rules, regulations, and instructions. Note: your Department has a safety manual which you are responsible for reading and reviewing. . Failure to report an accident to your immediate supervisor or a member of management. . Failure to give full and truthful testimony regarding an accident that you have knowledge of, or have been witness to, if asked to give testimony. 3.05.2 Standards Related to Fire Prevention, Sanitation and Housekeeping . Failure to observe all fire prevention and sanitary rules, regulations and instructions. 5. Failure to observe No Smoking signs and areas on City property. 6. Failure to place refuse and waste in containers provided for the purpose. Effective 13 3.05.3 Standards Relating to Attendance and Work . Repetitive failure to be in your assigned places and ready for work at your designated starting time, or to remain at your respective places of work during working hours. o Failure to notify your immediate supergisor prior to the normal starting time, if you are absent, giving reason for such absence, and keeping the supervisor advised as to the probable date and time you will return to work. 9. Abuse of sick leave. 10. Use of City vehicles, tools, or equipment for a personal purpose. 3.05.4 Rules Relating to Behavior at Work 11. Inability or unwillingness to perform work duties properly, or disregard of working directions or instructions. 12. Neglect of duty, including neglect, misuse and waste of City materials, property, tools, or equipment, or willful damage to, or failure to properly safeguard and protect City property. 13. Reporting for duty under the influence of an alcoholic beverage, or carrying onto City property, or consuming intOxicating beverages on City premises. Drinking an alcoholic beverage during working hours is prohibited. (Refer to Addendum D, City of Ukiah Alcohol and Drug Free Workplace Policy.) 14. Disorderly conduct, horseplay or participation in fights or brawls on City property or while on duty. 15. Dishonesty or theft, including deliberate destruction, damage (including defacing/writing/drawing), or removal bf City or other employee's property. 16. Falsifying any City records or giving false information as to previous record or experience, including altering time cards of yourself or another employee. 17. Inviting, conducting, or permitting unauthorized persons on City premises. 18. Bringing onto City premises, or having possession of, being under the influence of, or using, transferring, selling or attempting to sell on city premises or while on City business, at any time, any form of narCotic, depressant, stimulant, hallucinogen, or other dangerous or illegal drug, excepting only the taking of a Effective 14 prescribed drug under the direction of a physician, or medications lawfully purchased without a prescription, when used according to manufacturer's directions. (Refer to Addendum D, City of Ukiah Alcohol and Drug Free Workplace Policy.) 19. 20. Excessive or unexcused absenteeism and/or tardiness. Failure to notify your immediate supervisor when leaving your work area due to illness or any other reason except in the event of a traffic accident or an emergency requiring immediate medical attention. 21. Use of profanity or verbiage that is disruptive to the work environment or violates the City's harassment policy. 22. Bringing to work or possessing while at work any firearm, hunting knife, club or any other weapon not specifically assigned to you for authorized duty. 23. Conduct outside working hours that directly and adversely affects your ability to perform your duties or the City's legitimate interests as an employer. 24. Conduct which the employee knows or has reason to know will cause conflict, poor morale, or dissension among the employees or undermines the ability of the City to properly manage the workplace. 25. Engaging in such other practices or behavior as may be inconsistent with the ordinary, reasonable and common sense rules of conduct necessary to the mutual welfare of the City and its employees. A violation of any of these rules and regulations may lead to disciplinary action up to and including termination. It is the City's intention to take a constructive approach to disciplinary matters to ensure that actions which would interfere with operations or an employee's job are not continued. 3.06 DISCIPLINE GUIDELINES The rules governing employee discipline for the City of Ukiah apply to full time regular City employees in the classified service who have successfully completed their introductory period. All other City employees may be disciplined without reference to these provisions. Such employees have no property interest in their employment, express or implied. The normal disciplinary progression consists of the following steps: Effective 15 a,, verbal reprimand written reprimand suspension with or without pay demotion termination Discipline may be imposed whenever good cause exists, including but not limited to violations of City policies, misconduct, or poor job performance. Not every case warranting discipline will utilize each type of penalty in the sequence. The penalty and its severity will depend on such factors as the nature of the employee's duties, the conduct warranting discipline, previous conduct and disciplinary record, the employee's length of service with the City, and the employee's willingness and ability to change his/her behavior. Refer to Addendum E for a more detailed description of the Disciplinary Policy. 3.07 SOLICITATIONS AND DISTRIBUTION Often, employees have outside interests that they would like to promote in the workplace. These interests may range from charitable groups and activities, the sale of various products and/or services, political interests and social causes. Although it is tempting to think of the workplace as a kind of captive audience, it really isn't the appropriate environment for promoting an individual's outside interests. The City Manager may limit employee solicitations and announcements to scheduled breaks and may curtail them entirely if it becomes disruptiVe to work or working relationships. Any requests from employees, outside persons or organizations to sell merchandise, solicit contributions, distribute literature, arrange displays or utilize City facilities are to be referred to the City Manager. Also, before posting any notices on City bulletin boards, you must obtain permission from the City Manager or his/her designee. Effective 16 4.00 BENEFITS 4.01 INTRODUCTION After the introductory period, regular employees receive certain benefits, determined by their position and category of employment. Refer to Unit Sections for details. 4.02 HOLIDAYS The City observes paid holidays. Payment for holidays is available to all regular full time employees regardless of length of employment. An employee must receive the approval of his/her Department Head prior to taking off the day before or after a holiday. Refer to Unit Sections"for details and holiday schedules. 4.03 VACATION Vacations are designed to provide time away from work for rest and relaxation. Therefore, you are urged to use vacation benefits each year that they accrue. The maximum accrual is twice the annual rate. Once this maximum is reached, no additional time will be accrued until you have used enough of your vacation to stay within the maximum. As you use your time, you will accrue additional hours until the maximum is once again reached. : Refer to Unit Sections for details on rate of vacation accrual. During vacation, salary and other benefits will continue without interruption. If a holiday occurs during a vacation period, that day will not be charged to vacation time. If an employee becomes sick during his/her vacation, he/she may charge accrued sick leave credits for the days of illness. Vacation accrual will be suspended during unpaid leaves of absence. Vacation requests must be submitted in written form and approved by your supervisor in advance, with due regards to the needs of your Department. No vacation will be granted until the time is actually accrued. Introductory employees do not accrue annual vacation leave. Upon satisfactory completion of the introductory period and promotion to regular status, an employee will be credited with the equivalent of the amount of vacation leave accrued over a six month period. Employees who terminate their employment with the City will be paid for any unused accrued vacation. Salary will not be paid in lieu of time off from work due to any other type of paid leave, except as otherwise allowed by Unit agreements. Effective 17 4.04 INSURANCE BENEFITS All regular full time employees are eligible to be enrolled in the following insurance programs. Major Medical (choice of an indemnity or HMO plan) Dental Life Insurance '. Vision Care Prescription Drug Plan Effective date of coverage depends on the health plan you choose. During certain designated months, you may change from one plan to another. At retirement, employees with ten or more years of service with the City may continue health coverage by pre-paying the monthly premium to the City payroll office. Workers Compensation Insurance is provided to all employees, regardless of status, immediately upon hire. The plan specifics and carriers will change from time to time. If you have any questions regarding insurance, please contact the Personnel Department. 4.05 LEAVES OF ABSENCE The City understands that there are certain pressing circumstances for which you may need to be away from work. Accordingly, leaves of absence are granted for regular full time employees, in the following circumstances. 4.05.1 Sick Leave Sick leave benefits are to be used for medical and dental appointments and absences due to mental or physical illness, or personal injury only. These benefits are not to be used for any other purpose. Every regular, full time employee will accrue one sick day for each month of service. After completion of the introductory period, you will be credited with sick leave and begin to accrue sick leave benefits. Sick leave usage is computed in one-half hour increments. On half-hour increments shall be computed by rounding to zero for less than 15 minutes and rounding to 1/2 hour for 15 minutes or more. During or after an absence due to illness, you may be required to furnish a doctor's written statement indicating the nature of your illness and your expected recovery time. If you have been ill for longer than five (5) consecutive days, you may be asked to obtain a doctor's release before returning to work. EffectiVe 18 When all sick leave benefits have been used, you may use your accrued vacation benefits. If you have used both the sick and vacation accrual, you may submit a request to the City Manager for up to a thirty day unpaid leave of absence in special consideration for extended serious illness or injury. Sick leave benefits will not be accumulated during unpaid leaves of absence. There is no maximum on the accumulation of unused sick leave. Upon retirement from City service, your unused sick leave will be converted to additional service credits at the rate of .004 years of service credit for each day of unused sick leave. The City converts from total accrued sick hours to days by dividing by the same rate at which the hours were originally credited. For 40 hour employees, the City divides by eight; for fire fighting shift employees, the City divides by 24; for police officers and sergeants, the City divides by 8 lA. If you are going to be absent, you must notify your supervisor as soon as possible of your inability to work, normally no later than the start of your shift. Sick leave is a privilege. Violations or abuse will result in disciplinary action. 4.05.2 Jury/Witness Duty If you are called 'to serve on a jury for ten days or less, or are compelled to appear by legal process as a witness for the City in court, you will receive your base pay. You are required to furnish your Department Head with a copy of your official notice and to let us know the expected duration of your absence. If you are released from jury duty before the end of your working shift, you are expected to return to work for the remainder of the day. Court Payment Checks for jury duty, excluding travel expenses, must be turned in to the City cashiers in order to be eligible for this paid leave. You need to inform the Judge of the City's ten-day paid leave policy so that you will not be appointed to trials of longer duration. 4.05.3 Bereavement Leave Employees who lose an immediate family member are allowed three days paid bereavement leave. An additional two days may be granted for travel exceeding 350 miles one way. Immediate family is defined as father, mother, grandfather, grandmother, or grandchild of the employee or the employee's spouse, and. the spouse, son, stepson, foster-son, son-in-law, daughter, stepdaughter, foster-daughter, daughter-in- law, brother or sister of the employee and the relative living in the immediate household of the employee or employee's spouse. Effective 19 4.05.4 Disability/Pregnancy Leave Accrued sick and vacation time may be taken to provide income during a disability/pregnancy leave of absence. A leave of absence without pay for a disability due to pregnancy may be requested for the duration of the disability, up to a maximum of four months upon a doctor's written statement. You may keep your insurance in effect during the disability (over 30 days) by pre-paying the full premium. If you are seeking such a leave, you must provide a written statement from a physician that briefly states the need for the leave and the expected duration of the absence. This statement should be provided at least four weeks prior to the effective date of the leave. Within 5 days of the end of the disability, you must notify Personnel that you are available to return to work. .. Employees returning from disability leave will be required to submit a doctor's release to return to work. During a leave of absence, employees must notify the City of any changes in the duration of leave or the estimated date of return. Any employee who takes a pregnancy disability leave of four (4) months or less will be returned to her present position or to a substantially similar position upon her return. If no position is available due to staff reductions, the employee will be placed on layoff. Employees on disability leave for longer than four (4) months who have exhausted sick leave benefits, may be administratively terminated. "Administratively terminated" as used in these policies means your employment as a City employee is terminated by action of the City Manager without any right of further notice or appeal. Please note that the City does not contribute nor is part of the State Disability Insurance System. 4.05.5 Unpaid Leave of Absence You may request an unpaid leave of absence for periods of thirty days. Any unpaid leave may be granted with approval of the City Manager. In deciding whether to grant the request the City Manager may consider the reason for the leave (ex: extend pregnancy leave beyond disability; extended illness due to injury where accumulated sick and vacation leave, CTO, and any other accrued paid leave have been used), the department's work load, and the availability of qualified staff to handle the work load. If you are seeking an unpaid leave, you must submit a written request to your supervisor, stating the reason for and duration of the leave. Sick or vacation accrual, retirement, uniform allowance, medical coverage or related benefits are not paid or credited while an employee is on unpaid leave of absence. You will begin to receive these benefits again when you return to work. You may keep your medical insurance in effect by pre- paying the full monthly premium. Effective 20 An employee who takes a personal leave of 30 days or less will be returned to his/her present position or to a substantially similar position. If no position is available due to staff reduction, the employee will be placed on layoff. Employees who do not report to work on the next working day, without prior authorization of the City, may be administratively terminated upon expiration of the leave. 4.05.6 Military Leave If you are a member of the Armed Forces National Guard or Military Reserve, you will be allowed time off without pay for 180 days for temporary active military duty or training in accordance with the California Military and Veterans Code. After one year of service with the City, you are allowed thirty days paid leave for these purposes. If called upon in a declared emergency, members of the National Guard will be given paid leave for up to 30 calendar days, regardless of length of service with the City. If you receive orders to report for military duty, provide a copy of your orders to your supervisor. 4.05.7 Workers Compensation Employees who suffer an injury or illness due to work are generally covered under Workers Compensation Insurance. If you are injured or become ill due to work-related causes, you must notify your supervisor immediately. You will be given a form to complete and, if necessary, referred to the Ukiah Valley Medical Center (unless you have a note previously placed in your Personnel file, stating the name, address and phone number of your physician of choice). Covered doctor bills and hospital expense are paid directly by the City's Workers Comp Carder. After three consecutive days off, Workers Comp pays 66% of your pay. up to a maximum determined by state law. If you are hospitalized, or if you are disabled for longer than 14 days, the three day waiting period is waived. Accumulated sick leave and, upon its exhaustion, vacation leave may be combined with workers comp pay up to a maximum of your regular pay. If an employee chooses not to supplement his/her workers compensation pay with available leave credits, he/she must notify Payroll with a Personnel Action Form (PAF) within 15 calendar days from the time the injury was reported. 4.06 RETIREMENT PLAN AND DEFERRED COMPENSATION All full time and qualified part time employees are included in a retirement benefit program. The plan is an integration of Federal Social Security and California Public Employees Retirement System. Descriptive bulletins and related information are available from the City Personnel Department. Deferred Compensation Plans are available as supplemental savings programs tbr retirement. Effective 21 A percentage of your salary, as determined by you, can be deferred tax flee until you retire or terminate employment. The City has several deferred compensation plans available to you. Contact Payroll for more information. 4.07 TRAINING Training may be developed for employees by the Department Head or Personnel Department. Training may include on-site programs, formal correspondence courses, adult education classes, outside college courses, etc. If you participate in and successfully complete special formalized courses, you will have the accomplishment noted in your personnel file. If you plan to take a class not required by the City, but which would enhance your abilities on the job, you may be eligible for tuition and book reimbursement based on a determination by the City Manager, Personnel Director, and your Department Head. You must request reimbursement in advance of taking the class. Contact your supervisor for more information. Refer to Unit Sections for information on Career Incentive Programs. 4.08 CREDIT UNION All City employees who have completed their introductory period are eligible to join the City of Ukiah Employees Credit Union. Benefits include automatic payroll deductions, perSOnalized service, competitive rates, rapid loan processing, and insured accounts. For more information, contact the Payroll office. 4.09 EMPLOYEE ASSOCIATION You can join the Employee Association for only $5.00 semi annually. The Association provides special discounts to members for activities such as the Christmas Party, Golf Tournaments, Reno bus trips, and special drawings. Contact the Payroll office for a sign-up form. Effective 22 5.00 OTHER CITY POLICIES 5.01 TRAVEL REIMBURSEMENT The City will reimburse reasonable expenses incurred by you in performance of your job, in accordance with Policy Resolution No. 25. Contact your supervisor if you incur, or anticipate incurring, any work related expenses. Travel expense forms must be returned to the Finance Department within a month of the trip or the advanced amount will be taken out of your paycheck until the form is returned and reconciled. Employees who must travel on City business should, whenever possible, use City vehicles. If you must use your own car, authorized travel will be reimbursed at a rate of $.25 per mile. Additionally, tolls, parking, and similar items will be reimbursed. You are required to wear your seat belt and have a valid California driver's license. If your license is restricted or suspended, notify your. supervisor immediately. The City will not reimburse you for any traffic citations, including parking tickets, that you receive; nor may any private automobile receive gasoline, oil or service from City facilities. If you are involved in an accident involving a city vehicle, you must report the accident immediately to the Police Department (Police Officers should contact an outside agency), and have a copy of the written report and your Departmental Incident Report submitted to your supervisor and the Personnel Department. 5.02 CASH ADVANCES The City as a general rule does not allow employees payroll advances. However, the City recognizes that an extenuating personal emergency could necessitate an employee to request a payroll advance as the only means available to address an emergency. The emergency must be a serious life or death matter involving the health or welfare of the employee, or a member of the employee's immediate family. Such a request must be documented, independently confirmed, and approved by the Department Head, Director of Finance, and City Manager. The amount of the payroll advance cannot exceed the net amount the employee receives in any one payroll check. Prior to the employee receiving the advance, the employee will agree in writing that his or her payroll advance will be automatically deducted from his or her next payroll check. 5.03 SAFETY PROGRAM Safety is the responsibility of every employee. You can help by repOrting any safety hazard you notice to your supervisor. You should always notify your supervisor immediately of any injury, Effective 23 whether or not medical treatment is required. Every employee is responsible for reading and adhering to the City's Safety Manual and Department safety rules, and for assisting the Safety and Health Committee in implementation of their duties. It's part of your job to keep safety in mind and to practice safety procedures that apply to your job. Further information regarding the City's safety program can be obtained from your supervisor. 5.04 SERVICE CLUB POLICY The City recognizes the importance of City Officers and Supervisors participating in the community through service clubs and other community organizations. Reimbursement for appropriate expenses is available in accordance with the criteria as outlined in Policy Resolution No. 17. 5.05 RESIDENCY Certain designated employees are required to comply with residency regulations. Refer to Unit Sections for details. 5.06 SMOKING POLICY Because of the potential health risks to both smokers and non-smokers and potential damage to equipment, it is the City's policy that there will be no smoking anywhere in our buildings (including stairwells), and smoking will be limited to areas outside the buildings. 5.07 PERSONAL PHONE CALLS Personal telephone calls should be kept to a minimum, and no more than two minutes in length. If you must make a personal toll or long distance call for which the City would otherwise be billed, you should use a telephone credit card, call collect or write down the number, date, and time you made the call and give to Finance for billing you later. 5.08 BUILDING KEYS As needed, employees will be issued a building key and other types of keys as needed by the City. Employees are required to return their keys to their Supervisor upon termination of employment. Duplication of any City key is strictly prohibited. E f fect ire 24 5.09 HEALTH CLUB The Redwood Health Club offers special discounts on initiation and monthly rates to employees of the City of Ukiah (known as the Municipal Group). The Health Club provides two pools, life cycles and Nautilus equipment, racquetball, saunas, and jacuzzis. Contact the Payroll office for an application. Dues (other than initial payment) will collated by electronic transfer on a monthly basis. : Effective 25 6.00 RECEIPT AND-ACKNOWLEDGEMENT I acknowledge that I have received a copy of the City of Ukiah Employment Manual. I agree to familiarize myself with the information in the Manual and to observe the procedures set forth in it. I understand that the contents of the Manual are presented as a matter of information only and are not to be construed as a contract between the City and myself. I also understand that none of the policies or practices described in this Manual can be amended or altered in any way by oral statements, but can only be altered by a written amendment authorized by the City Manager. I further understand that my employment is not for a specified term and that it. may be terminated by myself or the City at any time, in accordance with these Personnel policies. I understand that no agreement contrary to the foregoing has been made with me and that no person other than the City Manager has authority to enter into any agreement for employment for a specified period of time or to make any agreement contrary to the foregoing. I have received and carefully read the foregoing Receipt and Acknowledgement and I know and understand its contents, and I sign the same of my own free will. Employee's Signature Date EffectiVe 26 6.00 RECEIPT AND ACKNOWLEDGEMENT BY DEPARTMENT HEADS I acknowledge that I have received a copy of the City of Ukiah Employment Manual. I agree to familiarize myself with the information in the Manual and to observe the procedures set forth in it. I understand that the contents of the Manual are presented as a matter of information only and are not to be construed as a contract between the City and myself. I also understand that none of the policies or practices described in this Manual can be amended or altered in any way by oral statements, but can only be altered by a written amendment authorized by the City Manager. I further understand that my employment is not for a specified term and that it may be terminated by myself or the City at any time, in accordance with these Personnel policies. I understand that no agreement contrary to the foregoing has been made with me and that no person other than the City Manager has authority to enter into any agreement for employment for a specified period of time or to make any agreement contrary to the foregoing. I understand that the only employment contract which exists between the City and myself is one of "at will" or voluntary employment. I have received and carefully read the foregoing Receipt and Acknowledgement and I know and understand its contents, and I sign the same of my own free will. Employee's Signature Date Effective 27 7.00 UNIT SECTIONS Following are sections which apply to specific units. Each section contains a brief synopsis of the benefits and provisions which differ from the provisions of other bargaining units recognized by the City of Ukiah. For more complete information, refer in each case to the original MOU. The most recent reference to each item is indicated in parenthesis following that item. .. Unit Section 7.01 7.02 7.03 7.04 7.05 Bargaining Unit Electric Fire Fighters/Fire Engineers and Fire Supervisory Management and Directors Police Officers and Supervisory Miscellaneous Effective 28 ELECTRIC UNIT CLASSIFICATION LIST Apprentice Lineman Electric Engineering Technician Electrical Field Technician Electrical Sub-Supervisor Lineman Groundman Effective 29 7.01 Term ELECTRIC UNIT The term of the current agreement is through June 30, 1994 (92-94) P.E.R.S. a. The City pays 7.0% of the employee's contribution to the Public Employees' Retirement System (90-92). bo Effective July 1, 1992, the PERS retirement contract is amended to a 2% at 55 program. Refer to the 1992-94 MOU for more details. Income Supplement $50.00 will be allocated by the employee on designation forms towards the monthly health and welfare premium or as a cash income supplement. Designations may be made in the first pay period of July of each year (92-94). Health Payment The City pays a maximum of $280.60 per employee toward health and welfare insurance (90-92). Retiree Insurance An employee retiring with ten or more years of City of Ukiah service may purchase at his/her own expense, City group insurance if offered by the carrier and subject to the carrier's requirements. (Misc 84-86) Holidays Employees are provided with the following paid holidays (90-92): DATE December 31 January 1 3rd Monday, January 3rd Monday, February Last Monday, May July 4 1st Monday, September September 9 HOLIDAY ¼ day afternoon, New Year's Eve New Year's Day Martin Luther King Birthday Washington's Day Memorial Day Independence Day Labor Day Admission Day Effective 30 2nd Monday, October November 11 4th Thursday, November 4th Friday, November December 24 December 25 Any Columbus Day Veterans' Day Thanksgiving Day Day following Thanksgiving IA day afternoon, Christmas Eve Christmas Day 8 hfs floating Holiday credit (added to vac. credit) Vacation Schedule Vacation is earned and accrued hourly each pay period according to the following schedule (73-54): Years Hourly Factor Maximum Accrual 0-3 yrs 4.0 hours/pay period 224 hours 4-8 yrs 4.7 hours/pay period 260.4 hours 9-15 yrs 6.2 hours/pay period 338.4 hours 16 plus 6.8 hours/pay period 369.6 hours Personal Leave The City grants two days of personal leave annually. These days are for purposes such as emergencies, family illness, or other personal situations. These days are credited in full on July 1 of each year. They are non-accumulative and, if not used within the year, will be deleted from the employee's paid leave time on the following June 30. This leave may not be used as an extension of vacation leave. Approval of each request for use of Personal Leave depends on the departmental workload and scheduling restraints. Personal Leave may be used during an employee's introductory period. Bereavement Leave An employee is entitled to three days bereavement leave for the death of any member of his/her immediate family. An additional two days may be granted for travel exceeding 350 miles one way. (Misc 84-86) Working Out of Class The City pays 5 % or Step A, whichever is greater, for properly and formally assigned working out of classification for one or more shifts. (90-92) Effective 31 Call-Back Call-backs are paid at a two hour minimum at time and one half pay. The second call-back is paid at actual time worked with a one hour minimum at time and one-half pay, as long as the second call- back is not within the first call-back timeframe. (82-84) Standby Standby pay is at the rate of two hours pay at straight time on weekdays and four hours pay at straight time on weekends and holidays. (Synopsis 1/89) Residency Employees shall establish residency within a 25 minute notification to respond zone from the corporation yard. (90-92) Longevity Only employees hired prior to July 1, 1990 shall be eligible and grandfathered at the rate of 1% of salary after seven years and 3 % of salary after fourteen years. (90-92) Overtime Non-exempt employees receive one and one-half times their regular hourly rate of pay- for time actually worked in excess of 40 hours in their designated work week. The hourly rate of pay shall be determined by dividing the regular weekly salary by 40. Overtime is charged in one-half hour increments, with any time worked from 1 to 30 minutes credited as one-half hour of overtime. (90- 92) Salary Supplement Employees shall receive a salary supplement of $388.24 payable with the first pay warrant in December. Salary Steps Effective July 1, 1990, the Line Attendant, Electrical Field Technician and Electrical Sub-Supervisor position classifications shall spend only six months at Steps A, C, and D before being eligible for step advancement. Step B has been eliminated. Advancement is dependent upon successful and satisfactory performance evaluations and upon recommendation by the Department Director. Effective 32 Store Stops Employees may make store stops, at the nearest convenient store, during their breaks for the purchase of refreshments, snacks, and medicine during their normal and overtime work hours upon express consent of their immediate supervisor. Loitering or consumption of the purchased items on the premises is not permitted, and employees are responsible, along with their supervisors, for policing this policy. Continued abuse will be reported to the supervisor; an employee with more than two violations may lose the store stop privilege for six months, along with additional disciplinary action for continued violations. Failure to properly control this privilege may result in the withdrawal of this policy to all employees in this Unit. (Addendum 4/91) REMIF Life Insurance The City pays the employee's portion of REMIF life insurance at the rate of $3.60 per month per employee. (90-92) Effective 33 FIREFIGHTER/FIRE ENGINEER AND FIRE SUPERVISORY UNIT CLASSIFICATION LIST Fire Captain Fire Engineer Firefighter Effective 34 7.02 FIRE FIGHTERS/FIRE ENGINEERS AND SUPERVISORY UNITS Term The term of the current agreement is through June 30, 1994. (92-94) Employee P.E.R.S. Payment ao The City pays 8% of the employee's contribution to the Public Employees' Retirement System (92-94). b. Effective July 1992, the City will pay 10% of the employees contribution to PERS. Health Payment The City pays a maximum of $241 per employee toward health and welfare insurance. Retiree Insurance An employee retiring with ten or more years of City of Ukiah service may purchase at his/her own expense, City group insurance if offered by the carrier and subject to the carrier's requirements. (Misc 84-86) Holidays Employees are provided with the following paid holidays (Memo 12/1/80, updated 7/1/90): DATE December 31 January 1 3rd Monday, January 3rd Monday, February Last Monday, May July 4 1st Monday, September September 9 2nd Monday, October November 11 4th Thursday, November 4th Friday, November December 24 December 25 HOLIDAY ¼ day afternoon, New Year's Eve New Year's Day Martin Luther King Birthday Washington's Day Memorial Day Independence Day Labor Day Admission Day Columbus Day Veterans' Day Thanksgiving Day Day following Thanksgiving 'A day afternoon, Christmas Eve Christmas Day Effective 35 Any 11.2 hours floating Holiday credit (added to vacation credit)(82-84 MOU) NOTE: Due to the nature of the fire shift schedule, actual holiday hours are factored into the vacation credit received by the employee. Vacation Schedule Vacation is earned and accrued hourly each pay period according to the following schedule (Note: this accrual includes credit for holiday hours indicated above) Years Hourly Factor Maximum Accrual 0-3 yrs 11.2 hours/pay period 604.8 hours 4-8 yrs 12.1 hours/pay period 651.6 hours 9-15 yrs 14.2 hours/pay period 760.8 hours 16 plus 15.1 hours/pay period 807.6 hours Hours Fire employee hours are assigned in 24 hour shifts and 56 hour work weeks. (76-78) Bereavement Leave An employee is entitled to three next regularly scheduled shifts (Ref to Memo dated 5/17/90) bereavement leave for the death of any member of his/her immediate family. An additional two shifts may be granted for travel exceeding 350 miles one way. (Misc 84-86) Working Out of Class a. Firefighters will receive $15 per shift for performing the duties of acting Fire Engineer. Fire Engineers will receive $25 per shift for performing the duties of Acting Fire Captain. Fire Captains will receive $25 per shift in a Stand By Duty Chief capacity as assigned by the Deputy Fire Chief. bo Co Call-Back Call-backs are paid at a two hour minimum at time and one-half pay. The second call-back is paid at actual time worked with a one hour minimum at time and one-half pay, as long as the second call- Effective 36 back is not within the first call-back timeframe. (Misc 82-84) Residency Employees shall establish residency within a 25 minute response time zone from the Civic Center. (92-94) Longevity Employees are eligible for longevity at the rate of 1% salary after seven years and 3 % salary after fourteen years service with the City of Ukiah. Any employee hired after November 1, 1991, shall not be eligible for longevity. (Fire 91-92) Uniform Allowance Fire employees receive a $600 uniform allowance annually. (Fire 91-92). By January 1 of each year, each employee will supply receipts for the cost of uniform replacement to the Personnel Department. Overtime Shift employees shall receive overtime as follows: . For work between 204 and 218.25 hours in a designated 27 day work period, in accordance with FLSA regulations, non-exempt employees shall receive in addition to the regular rate of pay, one half times the regular hourly rate of pay, for each such hour actually worked. . For work in excess of 24 hours in a designated work shift, the employee shall receive one and one half times the regular rate of pay, for each such hour actually worked. b. For work between 24 hours and 30 hours in a workshift, the hourly rate for any hours worked over 56 hours shall be determined by dividing the employee's regular weekly salary by 40. For work in excess of 30 hours in a designated workshift, the hourly rate for any hours worked shall be determined by dividing the employee's regular weekly salary by 56. (Misc 82-84) 3. Overtime will be charged in increments of one-half hour. (Fire 91-92) Effective 37 Salary Supplement Employees shall receive $388.24 payable with the first pay warrant in December. (Misc 84-86). Any employee hired after November 1, 1991, shall not be eligible for the Salary Supplement payment (Fire 91-92) Educational Incentive The City pays 2.5 % for an IFC or 7.5 % for an AFC or EMT II. The EMT I certificate is required and no longer qualifies for premium pay, with the exception of employees hired prior to July 1, 1988 holding an EMT I certificate. These employees will continue to receive educational incentive pay as long as they obtain 3 semester units every 2 years of approved course work, at no expense to the City. (Misc 88-90) Specialty Pay ao bo Volunteer coordinator: The authorized Volunteer Coordinator shall receive $100 per month. (Fire 91-92) EMT-II: Unit members with EMT-II Certificates shall receive $200 per month. (92-94) Advanced Certificate: (92-94) 1. Any unit member who holds an advanced Certificate and an EMT-II Certificate will receive $100 for the advanced certificate. 2. Any unit member who holds only an Advanced Certificate and does not have an EMT-II Certificate shall receive 7 1/2% of salary for the advanced certificate. Health and Fitness Program The City agrees to put $1,000 towards physical fitness equipment in the Fire Department training room. Effective 38 MANAGEMENT UNIT CLASSIFICATION LIST Accounting Supervisor Airport Manager Associate Planner Electrical Distribution Engineer Building Official Community Services Supervisor Cultural Arts Director Electrical Supervisor Equipment Maintenance Supervisor Executive Assistant Fire Marshal Fire Operations Commander Park Maintenance Supervisor Golf and Parks Superintendent Payroll Officer Police Captain Principal Planner Public Works Supervisor. Purchasing/Warehouse Supervisor Supervising Secretary Treatment Plant Supervisor DEPARTMENT HEAD CLASSIFICATION LIST Assistant City Manager/Director of Community Services City Engineer Director of Community Development Director of Electric Utility Director of Finance Director of Public Safety Director of Public Works Effective 39 7.03 MANAGEMENT UNIT Term The term of the current agreement is through June 30, 1994 (92-94). Employee P.E.R.S. Payment a, The City pays 7% of the miscellaneous employees' and 10% of the public safety employees' contribution to the Public Employees' Retirement System. (89-91; 92-94) bo Effective July 1, 1992, the PERS retirement contract is amended to a 2 % at 55 prOgram for the miscellaneous unit members. Refer to the 1992-94 MOU for more details. Retiree Insurance An employee retiring with ten or more years of City of Ukiah service may purchase at his/her own expense, City group insurance if offered by the carrier and subject to the carrier's requirements. (84- 85) Holidays Employees are provided with the following paid holidays (Memo 7/1/90): DATE December 31 January 1 3rd Monday, January 3rd Monday, February Last Monday, May July 4 1st Monday, September September 9 2nd Monday, October November 11 4th Thursday, November 4th Friday, November December 24 December 25 Any HOLIDAY ~A day afternoon, New Year's Eve New Year's Day Martin Luther King Birthday Washington's Day Memorial Day Independence Day Labor Day Admission Day Columbus Day Veterans' Day Thanksgiving Day Day following Thanksgiving 'A day afternoon, Christmas Eve Christmas Day 8 hours floating Holiday credit Effective 40 Vacation Schedule Vacation is earned and accrued hourly each pay period according to the following schedule (Payroll computer printout): Years Hourly Factor. Maximum Accrual 0-3 yrs 5.6 hours/pay period 307.2 hours 4-8 yrs 6.2 hours/pay period 338.4 hours 9-15 yrs 7.7 hours/pay period 416.4 hours 16 plus 8.4 hours/pay period 452.8 hours Administrative Leave The City grants 13 days of administrative leave annually to Department Heads and Police Captains; all other management personnel receive 10 days on July 1, on a non-accruing basis. This may be utilized in time off or cash payment at straight time, or a combination thereof. (Memo 5/18/90; 92- 94) Bereavement Leave An employee is entitled to three days bereavement leave for the death of any member of his/her immediate family. An additional two days may be granted for travel exceeding 350 miles one way (84-85, 91) Working Out of Class No additional payment is made to a management employee assigned to work out of classification unless the assignment amounts to five or more consecutive work days. For assignments of five or more consecutive days, the City pays 5 % or Step A, whichever is greater, retroactive to the first day of the assignment. (84-85) Flex Plan This City is willing to provide the employees a Flex-Plan System whereby they may determine how certain benefit dollars will be spent on their behalf. These dollars may be designated by the employee towards the following .three options: a. Payment towards monthly health premium. Payment into Deferred Compensation Program. eliminated). (The savings bond option is Effective 41 c. Cash -- which is taxable and is not counted for purposes of reporting to PERS. Those employees who choose not to have any dollars designated towards the health plan must show proof of health coverage on another Plan. An employee who is covered under a non-City health plan cannot enter a City plan until the regular open enrollment period of the health plan. Choice of designations may be made twice a year in January and July by the second Friday of the month on a Management Flex Plan Designation Form. The designations are not retroactive options. They will be effective as of the next pay period. Each employee will be given a Management Flex Plan Individual Account form showing their total dollars available for the Flex Plan at the start of the Program and whenever there is a change in salary. Retiree's Medical Employees may contribute every pay period towards a Retiree's Health Plan Trust Fund. The amount to be contributed is determined by the employee. All contributions will be lumped into a trust fund for highest interest rate earning possibility. An annual report on contribution and interest accumulation will be made available to all employees in this program. Employees may withdraw their funds at any time, but once the funds have been withdrawn, the employee cannot reenter the Program. Upon retirement the employee may take out all funds from their individual employee retirement trust account or designate how much per month they would like to retrieve from the fund per month until the individual's account is depleted. The City is willing to handle the administration, investment procedures, annual statements, and payment processing at no charge to the employee. Details on the trust fund and method of investment will be completed and contributions may be made before July 1, 1992. Excess Hours Worked Management employees normally work a 40-hour work week. Under existing City policy they receive no overtime pay or compensating time off for hours worked over the 40-hour work week. Management employees shall accrue compensating time off when they work over 50 hours per week which can be used hour for hour to take compensating time off. All unused accumulated hours not used by December 31 of each year, or upon termination of employment, shall be forfeited. The City Manager and Department Head must approve all hours accumulated and .any corresponding time taken. Nothing in this paragraph shall be construed as entitling any Unit member to additional salary or other cash payments for hours accrued or forfeited under this paragraph. Service Credit New employees will receive credit of up to 50% for prior comparable government entity service toward vacation accrual. The applicable service experience will be determined by the City Manager. (Synopsis 1/89) Effective 42 Introductory Period There is a six month introductory period for new and promotional employees. serve as "at will" employees. (Personnel Policies, FLSA) Department Heads Longevity Only employees hired prior to July 1, 1987, shall be eligible and grandfathered at the rate of 1% salary after 7 years and 3 % salary after 14 years. (87-89) Uniform Allowance The Public Safety Director, Police Captains, Fire Marshal, and Fire Operations Chief receive a $600 uniform allowance annually. (Memo 7/2/90) Service Clubs Upon approval by the City Manager, service club expenses (ex: Kiwanis, Soroptimists) will be reimbursed. Each employee may receive reimbursement for only one service club, and only two members of each category (City Council, exempt employees, Department Heads, and Management/Supervisory personnel) may belong to any one club. Reimbursement is limited to annual dues, fines, meals, and special assessments to specified maximums. (Policy Resolution//17) Educational Incentive Water and sewer classification employees are eligible for an educational incentive of 2'h % for Grade III or 7% % for Grade IV certificates. (78) EffectiVe 43 POLICE OFFICER AND POLICE SUPERVISORY UNIT CLASSIFICATION LIST Police Officer Police Sergeant Public Safety Dispatcher Records Clerk Effective 44 7.05 POLICE OFFICERS AND SUPERVISORY UNITS Term The term of the current agreement is through June 30, 1994. (92-94) Salary Effective the closest pay period to July 1, 1993, the Police Officers and Sergeants will receive a 4% salary increase. Dispatchers will receive the 2 % at 55 PERS benefit. (92-94) b. Step A1 of the Police Officer salary range is for entry level officers. Step A2 is for new hires with a P.O.S.T. graduation certificate. (92-94) c. Effective July 1993, the salary range of Police Sergeants will increase by 5 %. (92-94) Employee P.E.R.S Payment The City pays 10% of the Police Officer and Sergeant employees' contribution and 7% of the Dispatcher employees contribution to the Public Employees' Retirement System. (90-92) Health Payment The City pays a maximum of $280.60 per emploYee toward health and welfare insurance.' (92-94) Retiree Insurance An employee retiring with ten or more years of City of Ukiah service may purchase at his/her own expense, City group insurance if offered by the carrier and subject to the carrier's requirements. (Misc 84-85) Holidays Employees are provided with the following paid holidays (Memo 7/1/90): DATE December 31 January 1 3rd Monday, January 3rd Monday, February Last Monday, May July 4 1st Monday, September HOLIDAY IA day afternoon, New Year's Eve New Year's Day Martin Luther King Birthday Washington's Day Memorial Day . Independence Day Labor Day Effective 45 September 9 2nd Monday, October November 11 4th Thursday, November 4th Friday, November December 24 December 25 Admission Day Columbus Day Veterans' Day Thanksgiving Day Day following Thanksgiving 'h day afternoon, Christmas Eve Christmas Day Vacation Schedule Police Officer/Sergeant vacation is earned and accrued hourly each pay period according to the following schedule (Memo 8/10/84): . Years Hourly Factor Maximum Accrual 0-3 yrs 4.2 hours/pay period 234.9 hours 4-8 yrs 4.8 hours/pay period 266.1 hours 9-15 yrs 6.3 hours/pay period 344.1 hours 16 plus 7.0 hours/pay period 380.5 hours Public Safety Dispatcher vacation is earned and accrued hourly each pay period according to the Miscellaneous Unit vacation schedule. Work Week Police Officers and Sergeants are assigned a 41 lA hour work week. Public Safety Dispatchers are assigned a 40 hour work week. (85-87) Bereavement'Leave Employees are entitled to three days bereavement leave for the death of any member of his/her immediate family. An additional two days may be granted for travel exceeding 350 miles one way. (84-85) Working Out of Class Any Police Officer properly and formally assigned to perform the duties of Police Sergeant twenty (20) or more consecutive working days shall be paid retroactively at the rate of 5 % or Step A of the classification, whichever is higher, after the 20th day. Court Overtime/Call-Back A Detective working court overtime or responding to the first call back of a shift receives payment of a three hour minimum at time and one-half pay. (90-92) Effective 46 Introductory Period There is a twelve month introductory period for non-promotional Police Officers and Sergeants, and a six month introductory period for Public Safety Dispatcher. (85-87) Residency Police Officers and Sergeants shall establish residency within a 45 minute response time zone from the Civic Center. (92-94) Longevity Only employees hired prior to July 1, 1990 are eligible and grandfathered at the rate of 1% salary after seven years and 3 % salary after, fourteen years service with the City of Ukiah. (90-92) Uniform Allowance Police Officers and Sergeants receive a $600 uniform allowance annually, paid on the first pay day in July. (87-90) Overtime Shift employees in the police department shall receive overtime, if they work more than 41 'A hours in a designated seven day work week. They shall receive in addition to their regular pay, one and one half times their regular hourly rate of pay, for each such hour actually worked. The regular hourly rate of pay shall be determined by dividing the regular weekly salaries by 41 ~A. Overtime is charged in one-half hour increments, with any time from 1 to 30 minutes credited as one-half hour of overtime. C.T.O. Unit members may accrue a maximum of 50 CTO hours. Twice a year, a maximum of 40 CTO hours may be cashed in through payroll. (92-94) Salary Supplement Only employees hired prior to July 1, 1990 shall be eligible and grandfathered at the existing schedule of $325 annually, payable with the first pay warrant in December. (90-92) Educational Incentive The City pays 5% for an IPC or 10% for an Advanced P.O.S.T. Certificate, both of which are already rolled into the base rate monthly salary. (90-92) Effective 47 Meal Break Police Officers and Sergeants have a 45 minute meal break, subject to call. (84-85) Equipment Provision The following safety equipment will be provided in addition to the uniform allowance if requested by the employee: ammunition pouch, baton and ring, rain gear including cap and boots, helmet, mace and holder, sam browne belt with four keepers, handcuff and case, and key ring. Police Officers and Sergeants shall be responsible for replacement of the following items: uniform patches, police jumpsuit, baseball cap, mace holder, flashlight and batteries, rain gear and boots, name tags, dress hats and chin straps, uniforms and accoutrements, and whistle. (87-90) Specialty Pay ao A proficient Spanish/English bilingual PoliCe Officer or Sergeant or Clerk Dispatcher receives a flat rate, per month, pay differential of $75.00 per month. (92-94) bo A Police Officer or Sergeant assigned as a FTO receives a flat rate per month pay differential of $85.00 per month. (92-94) c. A Police Officer or Sergeant assigned as a Detective receives a 5 % pay differential. (90-92) Physical Fitness Program A physical fitness program is available for the benefit of the unit members. See the 1992-94 MOU for details. Effective 48 MISCELLANEOUS UNIT CLASSIFICATION LIST Accounts Payable Specialist Administrative Analyst Administrative Secretary Airport Attendant Civil Engineering Assistant Customer Service Representative I and II Engineering Technician I and II Equipment Mechanic Heavy Equipment Operator Maintenance Custodian Maintenance Worker Meter Reader Museum Assistant Museum Curator Park Maintenance Attendant Parking Enforcement Officer Planning Analyst Pumping Plant Operator, Mechanic Purchasing Assistant Senior Account Clerk Senior Treatment Plant Operator Sports Coordinator Street Attendant Street Maintenance Supervisor Street Sweeper Operator Treatment Plant Operator Typist Clerk Utility Service Attendant Water and Sewer Attendant I and II Water and Sewer Lead Worker Water and Sewer Maintenance Supervisor Water and Sewer Service Attendant Effective 49 7.05 MISCELLANEOUS UNIT Term The term of the current agreement is through June 30, 1994. (92-94) Employee P.E.R.S. Payment ao The City pays 7.0% of the employee's contribution to the Public Employees' Retirement System (90-92). b. Effective July 1, 1992, the PERS retirement contract is amended to a 2% at 55 program. Refer to the 1992-94 MOU for details. Health Payment The City pays a maximum of $280.60 per employee toward health and welfare insurance (90-92). Income Supplement $50.00 will be allocated by the employee on designation forms towards the monthly health and welfare premium or as a cash income supplement. Designations may be made in the first pay period of July of each year. (92-94) Retiree Insurance An employee retiring with ten or more years of City of Ukiah service may purchase at his/her own expense, City group insurance if offered by the carrier and subject to the carrier's requirements. (84- 86) Holidays Employees are provided with the following paid holidays (90-92)' DATE December 31 January 1 3rd Monday, January HOLIDAY ¼ day afternoon, New Year's Eve New Year's Day Martin Luther King Birthday Effective 50 3rd Monday, February Last Monday, May July 4 1st Monday, September September 9 2nd Monday, October November 11 4th Thursday, November 4th Friday, November December 24 December 25 Any Washington's Day Memorial Day Independence Day Labor Day Admission Day Columbus Day Veteran's Day Thanksgiving Day Day following Thanksgiving ~A day afternoon, Christmas Eve Christmas Day 8 hours floating Holiday credit Vacation Schedule .. Vacation is earned and accrued hourly each pay period according to the following schedule (Resolution 73-54): Years Hourly Factor Maximum Accrual 0-3 yrs 4.0 hours/pay period 224 hours 4-8 yrs 4.7 hours/pay period 260.4 hours 9-15 yrs 6.2 hours/pay period 338.4 hours 16 plus 6.8 hours/pay period 369.6 hours Personal Leave The City grants three days of personal leave annually. These days are for purposes such as emergencies, family illness, or other personal situations for which the employee needs time off. These days are credited in full on July 1 of each year. They are non-accumulative and, if not used within the year, will be deleted from the employee's paid leave time on the following June 30. This leave may not be used as an extension of vacation leave. Approval of each request for use of Personal Leave depends on the departmental workload and scheduling restraints. Personal Leave may be used during an employee's introductory period. Bereavement Leave An employee is entitled to three days bereavement leave for the death of any member of his/her immediate family. An additional two days may be granted for travel exceeding 350 miles one way. (84-86) Effective 51 Working Out of Class The City pays 5 % or Step A, whichever is greater, for properly and formally assigned working out of classification for one or more shifts. (90-92) Call-Back An employee working over two hours on the first call back is immediately eligible for an additional two hours pay at time and one-half for the first call back. The second call-back after the first call back is at a one hour minimum. (90-92) C.T.O. CTO may be accrued up to a maximum of 32 hours at time and one-half. Employees may choose to take off time during the work week at straight time for time worked over 40 hours upon department approval. (90-92) Residency Water and sewer employees shall establish residency within a 20 minute notification to respond zone. (84-86) Longevity Only employees hired prior to July 1, 1990 shall be eligible and grandfathered at the rate of 1% salary after seven years and 3 % salary after fourteen years. (90-92) Uniform Allowance Parking Enforcement Officers receive a uniform alloWance of $300 annually. (84-86) Overtime All non-exempt employees shall' receive one and one half times the regular hourly rate of pay, for each hour actually worked in excess of 40 hours in a designated seven day work week. The hourly rate of pay shall be determined by dividing the regular weekly salary by 40. Overtime is charged in one-half hour increments, with any time worked from one to thirty minutes Effective 52 credited as one-half hour of overtime. (90-92) Salary Supplement The Miscellaneous Salary Supplement will be eliminated effective July 1, 1991. (90-92) ., Certificate Pay/Educational Incentive The City pays an additional $1.00 per hour for each hour of applying pesticides which require a County ID#, or Restricted Permit for purchase, by an employee holding a qualified Applicator Certificate or License. Water and sewer classification employees are eligible for an educational incentive of 2'/2 % for Grade II or 7'A % for Grade III Certificates. (90-92)(78) Store Stops Employees may make store stops, at the nearest convenient store, during their breaks for the purchase of refreshments, snacks, and medicine during their normal and overtime work hours upon express consent of their immediate supervisor. Loitering or consumption of the purchased items on the premises is not permitted, and employees are responsible, along with their supervisors, for policing this policy. Continued abuse will be reported to the supervisor; an employee with more than two violations may lose the store stop privilege for six months, along with additional disciplinary action for continued violations. Failure to properly control this privilege may result in the withdrawal of this policy to all employees in this Unit. (Addendum 4/91) REMIF Life Insurance The City pays the employee's portion of REMIF life insurance at the rate of $3.60 per month per employee. (90-92) Effective 53 ADDENDUM A ADDENDUM B ADDENDUM C ADDENDUM D ADDENDUM E ADDENDUM LIST CIVIL SERVICE ORDINANCE PROCEDURES FOR PROCESSING GRIEVANCES POLICY AGAINST HARASSMENT IN THE WORKPLACE ALCOHOL AND DRUG FREE WORKPLACE POLICY DISCIPLINARY POLICY 2: C: \WP51/PER/MAN UAL Effective 54 ORD?NANCE NO. ORDINANCE OF THE CITY COUNCIL OF THE CITY OF UKIAH AMENDING CHAPTER 5 OF DIVISION i OF THE UKIAH CITY CODE, PERTAINING..TO THE CIVIL SERV- ICE OF THE CITY OF UKIAH. Pursuant to Section 1317 of the Ukiah City Code the City Council of the City of Ukiah hereby ordains as follows. Section One. Chapter 5, Division 1 of the Ukiah City Code is hereby amended by repealing sections 1311-1316 thereof and amending sec- tions 1300-1310 to read as follows: 1300 - Classified Service There is hereby created in the City of Ukiah a classified service which shall include all appointive positions of employ- ment with the City of Ukiah, except: a. Ail City Department heads, including, but not limited to, the City Attorney, City Manager, Assistant City Manager, Public Works Director, City Engineer, Director of Com- munity Development, Finance Director, Director of Community Serv- ices, Director of the Electric Utility, Police Chief, Fire Chief, Director of Public Safety, and any other similar Depart- ment head position; b. Ail uncompensated positions; c. Ail part-time or temporary positions; d. Ail personnel hired for a State or Federally funded program or other specially funded project of definite duration; and e. Ail persons or entities employed to render profes- sional, scientific or expert service of an occasional or excep- tional character for a limited time period. Nothing in this sec- tion shall be construed to make such person or entity a city emplOyee for any purpose, if hired as an independent contractor. Section 1301 - Department of Personnel There is hereby established in the City'of Ukiah a Person- nel Department, consisting of a Civil Service Board and a Person- nel Officer. Section 1302 - Civil Service Board, membership a. Number. The Civil Service Board shall consist of three members. One shall be appointed by the City Council, one shall be appointed by the employees, and one shall be appointed by other two members. " b. Qualifications. The members of the Civil Service Board shall be residents of the City of Ukiah for a continuous period of at least one year immediately preceding appointment to said Board, shall be qualified electors of said City, and shall serve without compensation. No officer or employee of the City of Ukiah shall be appointed to said Board, nor shall any member, while a member of the Board or for a period of one year after he or she has ceased for any reason to be a member, be eligible for appointment to any salaried office or employment in the service of the City or to any City elective office. c. Term of office. Terms of office shall be of an in- definite term, but not less than four years. After serving the first four years of the term, the nonemployee members may be removed without cause and replaced by the persons who made the appointment in the same manner as for an appointment. After serving the first four years of the term, the employee member of the Board may be removed by majority vote of the bargaining agents for each recognized employee collective bargaining unit. The employee member of the Board shall be appointed or replaced by the highest number of votes Cast by all employees voting in an election based on secret ballots from among candidates nominated by recognized employee collective bargaining units. Each unit shall have the right to appoint one nominee. The elec- tion of the member appointed by employees shall be conducted by the Personnel Officer in accordance with procedures that comply with this ordinance and are approved by the Civil Service Board. The term of a Board member may terminate at any time after appointment for the following causes: 1) death, resignation or incapacity, 2) no longer meeting the eligibility requirements for membership, or 3) failure to attend three scheduled meetings without prior approval of the other Board members. A Board mem- ber shall be removed under this paragraph by unanimous vote of the other board members. d. Temporary vacancies. If any Board member is unable for any cause to hear a matter pending before the Board, the remain- ing Board members, in accordance with rules adopted by the Board, may select a temporary member to hear and decide that matter. Such a temporary inability or disqualification to hear a par- ticular matter shall not constitute grounds to declare a per- manent vacancy on the Board and the temporary member so selected shall serve only to hear and decide that matter. e. Permanent vacancies. Permanent vacancies on the Civil Service Board, from whatever cause, shall be filled by appoint- ment by the persons who made the original appointment. Each newly appointed member shall commence a new term of office. Each member of the Board shall serve until his or her successor is appointed and qualified. Section 1303 - Civil Service Board, powers and duties The Civil Service Board shall have the following powers and duties: To hear and decide for the City appeals by employees under Section 1306. In exercising this authority the civil Service Board shall have:the following powers: (a) To examine witnesses under oath and exercising the authority of the City Council under Government Code sections 37104-37109 compel the attendance of witnesses or the production of evidence before it by subpoenas signed by the Mayor and at- tested by the City Clerk. The Chief of Police shall cause all such subpoenas to be served. The subpoenas shall be enforced in the same manner as subpoenas issued by the City Council; (b) To adopt rules of procedure, consistent with this Chapter, for the conduct of its proceedings, including, but not limited to, rules governing the appointment of a hearing officer to conduct hearings, make findings and recommend decisions to the full Board; and (c) Subject to the availability of funds and procure- ment rules adopted by the City Council employ independent legal counsel to advise it in performing its duties under this Chapter. To be valid and binding on the City, any contract for legal serv- ices under this subsection must be signed by the City Manager. 1304 - Personnel Officer The City Council shall appoint a personnel officer among whose duties it shall be to act in the capacity of a secretary and clerk to the Civil Service Board. The Personnel Officer shall be the custodian of all personnel records and shall be the offiCial upon or with whom all notices, requests for hearings, complaints and other official documents shall be served or filed. Said personnel officer shall establish and maintain a roster of officers and employees in the classified service. He or she shall also prepare a record of the length of service of each employee in the classified service, together with a concise statement of all duties being performed by said employee, the salary being paid, and the hours of work of said employee. He or she shall render such additional service in connection with such Civil Service System as may be requested by the City Council or the City Manager. The duties of the office of Personnel officer may be com- bined with those of any other office in the event the work in- volved does not warrant, in the discretion of the City Council, the creation of a special position. 1305 - Appointments to positions in the classified service: a. Reqular appointments: Ail appointments to posi- tions or employments in the classified service shall be made by the City Manager from eligible persons on the eligible lists, which lists have been established pursuant to the rules and regulations adopted under the authority of this ordinance. All employees in the classified service shall serve an introductory period as specified for their positions by the City Council, com- mencing on the date of their appointment. During the introduc- tory period employees may be terminated with or without cause and without prior notice or opportunity for a hearing. If good cause exists, the introductory period may be extended by the City Manager for not to exceed six (6) months. b. Temporary appointments: The City Manager may make temporary appointments to positions of employment with the City without being required to hire from eligible lists, in the fol- lowing circumstances: 1) in the event that no eligible list has been prepared for a position that must be filled immediately, 2) all those on the eligible list are not available to fill a posi- tion that must be filled immediately, 3) during suspension of any officer or employee, or pending final action on proceedings to review a suspension, demotion or dismissal of an employee or of- ficer, or 4) to perform duties for a time period of definite duration. The City may not fill any position by temporary ap- pointment for longer than twelve consecutive months or fourteen total months in any two year period. No credit shall be allowed in the giving of examinations for service rendered under a tem- porary appointment. 1306 - Removal or suspension of employees: Every officer and employee in the classified service shall retain his office or employment, so long as it exists under the same or a different title, during good behavior, and shall not be~ suspended, fined, demoted, removed, reduced in compensation as a punishment or otherwise penalized, except as in this paragraph provided. No person who has served the introductory period in a regular, full-time office, or employment, as hereinabove provided for, shall be removed therefrom or penalized therein except for good cause shown and in accordance with rules adopted by resolu- tion of the City Council. Such rules shall provide such employees subject to suspension without pay for more than 10 working days, demotion or termination of employment with a right to a hearing before the Civil Service Board in accordance with rules adopted by resolution of the City Council. 1307 - Elimination of positions and reductions in force Notwithstanding the provisions of section 1306, employees in the classified service shall be subject to layoff due to the elimination of their positions or for lack of work or lack of funds. Whenever a classified employee is laid off pursuant to this section, the order of layoff within a class of employees shall be determined by length of service, provided employees with more seniority are qualified to fill the remaining positions in the department where the position or positions were eliminated. Except as otherwise provided in this section, the employee who has been employed the shortest time in that department shall be laid off first, unless employees with more seniority are not qualified to serve in the positions remaining in the department where the positions were eliminated. A special rule applies to an employee who was promoted to the department from another depart- ment within five (5) years from the date when the lay-off would occur and who would otherwise be laid off under this section. Such an employee shall not be laid off, if the employee has more seniority with the City than an employee in the department of origin. In such a case the employee in the department of origin who has been employed by the City the shortest time in that department shall be laid off first, provided the promoted employee is qualified for the resulting vacancy. Promoted employees who are transferred back to their department of origin under these rules shall receive the salary and benefits payable for the position into which they are transferred. Temporary employees not in positions of definite duration shall be laid off before any regular employee, if regular employees are qualified to fill the positions occupied by temporary employees. Re-employment into the same or a similar position within a period of two years shall be in the reverse order of layoff. Such positions shall be filled as otherwise provided in this Chapter, if no qualified laid off employee is available to fill the position. 1308 - Solicitation of contributions: No City officer, agent, clerk or employee shall directly or indirectly solicit or receive, or be in any manner concerned with soliciting or receiving any assessment, subscription, contribu- tion or political service, whether voluntary or involuntary, for any political purpose whatever, from any one on eligible lists or holding any position under the provisions of this ordinance. 1309 - Penalty for violation: Any person, persons, firm or corporation violating any sec- tion of this ordinance or the whole or any part thereof, shall be guilty of a misdemeanor and upon conviction thereof shall be punished by a fine of not more than Three Hundred ($300.00) or by imprisonment in the County Jail of Mendocino County, California, as the committing magistrate may direct, for a period of not more than three (3) months or by both such fine and imprisonment in the discretion of the Court. 1310 - Constitutionality: If any section, subsection, subdivision, sentence, clause or phrase of this ordinance is for any reason held to be unconstitu- tional or invalid for any other reason, such decision shall not affect the validity of the remaining portions of the ordinance. The City Council hereby declares that it would have passed this ordinance and each section, sub-section, subdivision, sentence, clause and phrase thereof, irrespective of the fact that any one or more sections, subsections, subdivisions, sentences, clauses or phrases be declared unconstitutional or invalid. Section Two. This Ordinance shall be published as required by law and shall become effective 30 days after its adoption. Introduced by title only on lowing roll call vote: , 1991, by the fol- AYES: NOES: ABSENT: Adopted on vote: , 1991, by the following roll call AYES: NOES: ABSENT: ATTEST: Mayor City Clerk (S:\FROMLISA\U\ORDS\CIVSER) ADDENDUM "B" PROCEDURE FOR PROCESSING GRIEVANCES 1. Definitions: 1.1 A "grievance" is a formal written allegation by a grievant that he/she has been adversely affected by a violation of the specific provisions of this Agreement. Actions to challenge or change the provisions of this Agreement or the policies of the City as set forth in City policies or undertaken through separate legal processes. Matters for which a specific method of review is provided by law, by the rules and regulations of the City Council or by the administrative regulations and procedures of the City are not within the scope of this procedure. 1.2 A "grievant" is an employee of the City covered by the terms of this Agreement. 1.3 A "day" is any day in which City Hall of the City is open for business. 1.4 The "immediate supervisor" is the lowest level supervisor having immediate jurisdiction over the grievant who has been designated to adjust grievances. 1.5 A "conferee" is a person who is not a party to a grievance, who is asked by either party to serve as that party's advisor or representative. 2. Informal Level: Before filing a formal written grievance, the grievant shall attempt to resolve it by an informal conference with his/her immediate supervisor. 3. Formal Level: 3.1 Level I: Within fifteen (15) days after the occurrence of the act or omission giving rise to the grievance, the grievant must present the grievance in writing on the appropriate form to his/her immediate supervisor. No grievance shall be entertained or processed unless it is submitted at Level I within the fifteen (15) days time limit. If a grievance is not presented within the time limit set forth above it shall be considered waived. This statement shall be a clear, concise statement of the grievance, the specific provision of the Agreement~ alleged to have been violated, the circumstances involved, the decision rendered at the informal conference and the specific remedy sought. Within the specified time limits, the grievant or the immediate supervisor may request a personal conference. The immediate supervisor shall communicate his/her decisions to the employee in writing within ten (10) days after receiving the grievance. If the immediate supervisor does not respond within the time limits, the grievant may appeal to the next level. 3.2 Level II: In the event the grievant is not satisfied with the decision at Level I, he/she must appeal the decision on the appropriate form to the Department Head within ten (10) days. This statement shall include a copy of the original grievance, the decision rendered, and a clear, concise statement of the reasons for the appeal. The Department Head shall communicate his/her decision within ten (10) days after receiving the appeal. Either the grievant or the Department Head may request a personal conference within the above time limits. If the Department Head does not respond within the time limits, the grievant may appeal to the next level. 3.3 Level III: If the grievant is not satisfied with the decision at Level II, he/she must, within ten (10) days, appeal the decision on the appropriate form to the Personnel Officer. This statement shall include a copy of the original grievance and appeal the decisions rendered and a clear, concise statement of the reasons for the appeal. The Personnel Officer shall communicate a decision to the grievant within ten (10) days. Either the grievant or the Personnel Officer may request a personal conference within the above time limits. If the Personnel Officer does not respond within the time limits, the grievant may appeal to the next level. 3.4 Level IV: In the event that the grievant is not satisfied with the decision at Level III, he/she must appeal the decision in writing within ten (10) days to the City Manager. The City Manager alone has the power to render a final and binding determination of a grievance, subject to right of established judicial review. General Provisions: a. Any party to a grievance may, at any step in the formal level, request one other person to serve as a conferee and to be present during the proceeding. -2- b. A decision rendered at any step in these procedures becomes final unless appealed within the time limits specified. c. Time limits given in these procedures may be modified by written agreement of the parties involved. d. If the same complaint or substantially the same complaint is made by more than one employee against one party,- only one employee on behalf of himself/herself and the other complainants, may process the grievance or complaint through the grievance procedure. Names of all aggrieved parties shall appear on all documents related to the processing of the grievance. This provision may be waived by all parties concerned. e. Any unit member may present grievances in accordance with this Article without intervention of the Unit, so long as the adjustment is not inconsistent with the terms of this Agreement. f. Ail documents resulting from the processing of a grievance shall be kept in a separate grievance file and will not be kept in an employee's personnel file. R:EMPLOY Procedure Grievances -3- . ADDENDUM "C" CITY OF UKIAH POLICY AGAINST HARASSMENT IN THE WORKPLACE A. POLICY STATEMENT It is the City's policy to provide a work environment in which employees are treated with respect and dignity and which is free from discrimination and harassment. The City does not condone and,' will not tolerate any harassment because of race, sex, sexual orientation, national origin, color, age, religion, marital status, physical or mental handicap, or medical condition. Disciplinary action up to and including dismissal will be taken promptly against any employee engaging in harassment practices. In addition we will endeavor to protect employees to the extent possible from reported harassment by non-employees in the work place. Each Department Head and Supervisor is responsible for implementing this policy within their areas of responsibility. B. DEFINITION OF HARASSMENT Harassment includes but is not limited to: 1. Verbal harassment: derogatory comments, slurs, jokes, ridicule. 2. Written harassment: invitations. suggestive or obscene letters, notes, 3. Physical harassment: assault, offensive touching, impeding or blocking movements, or any physical interference with normal work or movement when directed at an· individual on the basis of those characteristics or conditions listed above. 4. Visual harassment: leering, derogatory posters, objects, pictures or cartoons. 5. Sexual harassment: may include all harassment listed above but specifically is defined as unwelcome sexual advances, request for sexual favors and other verbal or physical conduct of the sexual nature when: a~ Submission to such conduct is made either explicitly or implicitly a term or condition of an individual's employment or; be Submission to or rejection of such conduct by an individual is used as a basis for employment decisions effecting such individual or; C · Such conduct has the purpose or effect of unreasonably interfering with an individual's work performance or creating an intimidating, hostile or offensive working environment. The City recognizes the seriousness of a charge of sexual harassment and the impact it can have on innocent men or women. Therefore, making an allegation of sexual harassment knowing the allegation to be false is subject to disciplinary action. C. PROCEDURES Prevention is the best tool for the elimination of harassment. The City of Ukiah will take all steps necessary to prevent harassment from occurring. These steps include affirmatively raising the subject through training and this written policy, expressing strong disapproval, developing appropriate sanctions and informing all employees of their right to an environment free of harassment. Each Department Head shall be responsible for following these steps. The City will respond to complaints of harassment or violations of this policy in accordance with the following procedures: 1. Employees a. Employees encountering harassment should tell the person that their actions are unwelcome and offensive or inappropriate. The employee should document all incidents of harassment in order to provide the fullest basis for investigation. b. Any employee who believes that he or she is being harassed should notify his/her supervisor within 30 days of the incident so that steps may be taken to protect the employee from further harassment and appropriate disciplinary measures may be initiated. Where this is not practical or if the employee prefers, he/she may directly file a complaint with the Department Head or the Personnel Director. The employee may consult their employee representative at any time for assistance. Ce Every employee is responsible for and shall assist in the prevention of harassment by: 1. Refraining from participation in, or encouragement of, actions that could be perceived as harassment; 2. Reporting acts of harassment to a supervisor; 3. Assisting any employee who confides that he or she is being harassed by encouraging him or her to report it to a supervisor. 2. .Supervisor a. Each supervisor will be responsible and accountable for preventing acts of harassment. This includes monitoring the working environment on a daily basis for signs of harassment; counseling employees on the types of behavior prohibited and the complaint procedures; stopping any observed acts of harassment and taking appropriate steps; and taking immediate action to limit the work contact between the two employees where there has been a complaint of harassment pending investigation. bo Each supervisor has the responsibility to assist any employee who comes to that supervisor with a complaint of harassment in documenting and filing a complaint under the correct procedures. c. Upon receiving a complaint, the supervisor shall meet with the employee and document the incidents complained of, the persons doing or participating in the harassment, and the dates on which they occurred. d. The supervisor will notify the Department Head of all harassment complaints. e. A formal harassment complaint will be a signed written account of what has occurred including a description of the incidents and the names of all persons who were present. Ail such information will be kept in as strict confidence as possible between the parties. "Strict confidence" means that no information concerning the complaint, the investigation, or the disciplinary process shall be disclosed to any person who does not need the information. Any knowing or wreckless breach of confidentiality by an employee shall constitute grounds for disciplinary action. 3. Investigation and Determination a. The Department Head, in consultation with and subject to the approval of the Personnel Director, shall determine whether sufficient grounds exist to further investigate. If warranted, an investigation of the complaint will be held within 30 days. This will include a thorough review of the circumstances under which the alleged act of harassment occurred, questioning the complainant thoroughly to get his/her side of the story, questioning the accused thoroughly to get his/her side of the story, and interviewing witnesses as confidentially as possible. b. After conducting the investigation a determination regarding what occurred shall be made. Both the complainant and the accused shall be informed of the results after a conclusion is reached. There are three (3) possible conclusions: The evidence showed no violation of the harassment policy occurred; the evidence is inconclusive; or the evidence shows that harassment did occur. 1. No Harassment Found: If the conclusion is that the complaint lacks merit both parties shall be informed in writing. The complainant will also be informed that he/she may provide any additional information to support the accusation. An investigation of any further evidence will be conducted and the initial conclusion may be altered if appropriate. 2. Inconclusive Findings: If the result of the investigation is inconclusive, both parties should be informed in writing. This harassment policy will be reviewed with the accused and the complainant will be informed that this has been done. Depending on the severity of the charges counseling and training regarding the harassment policy may be considered. 3. Harassment Found: If it is the conclusion that a violation occurred several options should be considered depending on the nature and seriousness of the harassment. These options include: corrective counseling, disciplinary actions, leave of absence and reassignment or termination of employment. c. Complainants or employees accused of harassment may file a grievance appeal directly to the City Manager in accordance with the last step of the grievance procedures when they disagree with the investigation or disposition of a harassment claim. d. This policy does not preclude any employees from filing a complaint or grievance with an appropriate outside agency. The key to proper handling of harassment complaints include: objectivity, procedural fairness, prompt investigation, confidentiality, documentation, and thoroughness. DO NOT ignore any complaint. There will be no retaliation against any' employee for filing a harassment complaint or assisting, testifying or participating in the investigation of such a complaint. R: SPER2 POLICIES ADDENDUM "D" CITY OF UKIAH ALCOHOL AND DRUG FREE WORK PLACE POLICY NOVEMBER, 1992 I. PURPOSE It is the intention of this policy to ..eliminate substance abuse and its effects in the workplace. While the City of Ukiah has no intention of intruding into the private lives of its employees, involvement with drugs and alcohol can take its toll on job performance and employee safety. We want employees to perform their duties safely and efficiently, in the interests of their fellow workers and the public as well as themselves. The presence of drugs and alcohol on the job, and the influence of these substances on employees during working hours, are inconsistent with this objective. This policy applies to all employees and to all applicants for positions with the City. This policy applies to alcohol and to all substances, drugs, or medications, legal or illegal, which could impair an employee's ability to effectively and safely perform the functions of the job. Possession of these substances for use (except for medication) or sale on City premises is prohibited, and constitutes grounds for discipline including termination. Employees who think they may have an alcohol or drug usage problem are urged to voluntarily seek confidential assistance. Ail employees are encouraged to go to the Personnel Director to discuss possible problems the employee may be having and to find solutions. The County Division of Alcohol and Other Drug Programs has counseling services available for anyone seeking assistance. While the City will be supportive of those who seek help voluntarily, the City will be equally firm in identifying and disciplining those who continue to be substance abusers and do not seek help. Disclosures made by employees to the City concerning their use of drugs and/or alcohol and their participation in any drug or alcohol rehabilitation program will be treated confidentially and will not be revealed to others. This policy provides guidelines for the detection and deterrence of alcohol and drug abuse. It also outlines the responsibilities of the City's managers and employees. To that end, the. City will act to eliminate any substance abuse which increased the potential for accidents, absenteeism, substandard performance, poor employee morale, or damage to the City's reputation. II. POLICY It is the City of Ukiah's policy that employees shall not be under the influence of or in possession of alcohol or drugs; nor possess alcohol or drugs while on City property, at work locations, or while on duty, or become intoxicated while on standby duty; shall not utilize such substances while they are subject to City duty, sell or provide drugs or alcohol to any other employee or to any person while employee is on duty, nor have their ability to work impaired as a result of the use of alcohol or drugs. There may be occasions when the consumption of alcohol will be permitted during working hours for a specific event, if permission is given by the Department Head or City Manager.- While use of medically prescribed medication and drugs is not per se a violation of this policy, the employee must notify his/her supervisor, before beginning work, when taking medications which could foreseeably interfere with the safe and effective performance of duties or operation of City equipment. In the event there is a question regarding an employee's ability to safely and effectively perform assigned duties while using such medication or drugs, clearance from a. qualified physician may be required. Where there is a reasonable suspicion that an employee is under the influence of alcohol or drugs, the employee shall be prevented from engaging in further work and shall be detained for a reasonable time until he or she can be safely transported from the work site. "Reasonable suspicion" is a belief based on objective facts sufficient to lead a reasonably prudent supervisor to suspect that an employee is under the influence of drugs or alcohol so that the employee's ability to perform the functions of the job is impaired or so that the employee's ability to perform his/her job safely is reduced. For example, any of the following, alone or in combination, may constitute reasonable suspicion: 1. Slurred speech. 2. Alcohol odor on breath. 3. Unsteady walking and movement. An accident involving City property (in combination with any other factor). 5. Physical altercation. 6. Verbal altercation. 7. Unusual behavior. 8. Possession of alcohol or drugs. 9. Information obtained from a reliable person with personal knowledge. If there is reasonable suspicion and an employee is confronted regarding this policy, the employee shall have the right to have a bargaining unit member be present as a witness. As soon as possible, the City shall contact the recognized bargaining representative indicating the incident and circumstances. The City is committed to providing reasonable accommodation to those employees whose drug or alcohol problem classifies them as handicapped under federal and/or state law. III. EMPLOYEE RESPONSIBIIiITIES An employee must: A. Not report to work or be subject to duty while his/her ability to perform job duties is impaired due to on or off duty alcohol or drug use. - 2 - B. Not possess or use alcohol or impairing drugs (illegal drugs and prescription drugs without a prescription) during working hours or while subject to duty, on breaks, during meal periods, at any time while on City property. C. Not directly or through a third party sell or provide drugs or alcohol to any person, including any employee, while either employee or both employees are on duty or subject to being called. D. Notify his/her supervisor, before beginning work, when taking any medication or drugs, prescription or nonprescription, which may interfere with the safe and effective performance of duties or operation of City equipment. The employee may be asked to provide a bona fide verification of a current valid prescription for any potentially impairing drug or medication. E. Federal law requires that any employee working on a project funded by a federal grant must notify the employer of any criminal drug statute conviction for a violation occurring in the workplace no later than 5 days after such conviction. IV. MANAGEmeNT RESPONSIBILITIES AND GUIDELINES A. Managers and supervisors are responsible for reasonable enforcement of this policy. B. The City shall provide training for management and supervisors to recognize the symptoms of drug abuse. C. Any Manager or Supervisor encountering an employee where there is reasonable suspicion that the employee is under the influence of alcohol or drugs, should detain the employee for a reasonable time until the employee can be safely transported home. Observations should be verified by a higher level Supervisor or by the Department Head. D. Managers and Supervisors shall not physically search the person of employees, nor shall they search the personal possession of employees without the freely given consent of, and in the presence of, the employee. Note: Ail searches must be cleared with the Personnel Department. (This section does not apply to Police investigations.) E. Managers and Supervisors shall notify their Department Head or Designee when they have reasonable suspicion to believe that an employee may have illegal drugs in his or her possession or in an area not jointly or fully controlled by the City. If the.Department Head or Designee concurs that there is reasonable suspicion of illegal drug possession, the Department Head shall notify the appropriate ]aw enforcement agency. R:PER6 Policy -3 - CITY OF UKIAH RULES GOVERNING EMPLOYEE DISCIPLINE I. GENERAL RULES A. Application These rules apply to full-time, regular City employees in the classified service who have successfully completed their introductory period. All other city employees may be disciplined without reference to these provisions. Such employees have no property interest in their employment, express or imphed. B. Types of Discipline Discipline may be imposed in one of the following ways: g/oral reprimand. written reprimand. c) suspension with or without pay. ed/ demotion. termination. C. Grounds for Discipline Discipline may be imposed whenever good cause exists. It is not possible to define all the factors which constitute good cause. The following are examples of circumstances where discipline may be imposed. a) Theft. b) Insubordination. c) Substance abuse affecting job performance. ed Failure to report to work without proper excuse. Incompetence or other failure to properly discharge duties. f) Abuse of sick leave. g) Conduct outside working hours that directly and adversely affects the employee's ability to perform his duties or the City's legitimate interests as an employer. h) Falsification of records, either the application for employment or other records after employment. i/Fighting or horseplay between employees. Violation of any City or departmental rules govern- ing employee conduct. k) Intentional misconduct or gross negligence or recklessness causing personal injury or property damage. -1- D. Progressive Discipline The City will endeavor, where appropriate in the judg.ment of management, to use progres- sive discipline. A typical progressive sequence of disciplinary actions by the City may in- clude oral reprimand, written reprimand, suspension without pay, demotion and discharge. Not every case warranting, discipline will utihze each type of penalty, in the sequence. The penalty and its severity will depend on such factors ..as the nature otthe employee's duties, the conduct warranting discipline, the employee's length of service with the City, the employee's previous conduct and disciplinary record and the employee's willingness and ability to change his or her behavior. E. Types of Discipline Explained 1. Oral Reprimand An oral reprimand is a verbal statement to the employee that certain conduct is in- appropriate. A written record of the date and circumstances of the reprimand will be kept by the'person ~giving the reprimand. This record will not be included in the employee's personnel file. 2. Written Reprimand A written reprimand is a formal written communication to the employee describing improper conduct. When the employee has received one or more oral reprimands, that fact may be stated in the written reprimand. A copy of the written reprimand shall be placed in the employee's personnel file. 3. Suspension without Pay An .employee may be suspended without pay. Absent unusual circumstances, the mammum suspension will be sixty (60) working days. Misconduct warranting dis- ciI?lin.e exceeding a sixty (60) working day suspension will normally result in ter- Imnatlon. During suspension an employee will not accrue sick or other paid leave or vacation. The employee will continue to receive other benefits not related to salary, e.g., health and life insurance coverage. 4. Demotion A "demotion" is the movement of an employee from one class or step to another class or step having a lower maximum base rate of pay. 5. Termination Termination is the most severe form of discipline. An employee discharged for cause will be afforded an opportunity for one hearing before the Civil Service Board before the effective date of the discharge. -2- II. DISCIPLINARY PROCEDURE A. Reprimand An employee shall have the right to meet with the Department Head prior to the issuance of a verbal or written reprimand. The Department Head shall meet with an employee rega.rding the reprimand after it is issued. If the reprimand is in writing, the employee shall recmve a copy thereof from the Department Head or his or her designee. The Department Head or his or her designee shall insure that a copy of the reprimand is placed in the employee's personnel file, and the employee shall be notified of such action. The employee shall be given a reasonable opportunity not to exceed 14 calendar days to prepare a written response to such reprimand which shall be maintained in the employee's personnel file. For good cause shown, an employee response may be filed after the four- teenth (14th) day following the employee's receipt of the written reprimand. Other than such written response, there shall be no right to appeal or contest a reprimand. B. Suspensions and Terminations 1. Short-term suspension of 5 days of less. Department Heads or their designees shall have the authority to impose suspensions of 5 working days (three 24-hour shifts for shift employees in the fire department') or less on employees w~thin their department. All employees subject to such suspensions shall be entitled to notice and an opportunity for a heanng as described in this section II.B.1. a. Notice; Prior to the effective date of the suspension the employee shall be personally served with a written notice containing the following information: (1) a copy or statement of charges upon which the suspension is based; (2) a description of the facts supporting the suspension; (3) the length of the suspension; (4) the proposed effective and termination dates of the suspension; (5) copies of any documents or other writings upon which the Department Head or his or her designee relies in imposing the discipline. (6) a statement that the employee may respond to the Department Head, either orally or in writing within fourteen (14) calendar days of the date that the notice is served upon him or her. In emergencies the Department Head may provide the notice required by Section II.B.l.a. after the effective date of the suspension. An "emergency" shall exist if the Depart, ment Head concludes that harmful consequences may result if an employee is not suspended immediately. In the event of an emergency suspension, the notice to the employee shall state the facts upon which a finding of emergency was based. -3- b. Hearing before Department Head. (i) Consideration of response, The Department Head shall consider any written or oral response from an employee in determining whether to revoke or reduce the suspension or to impose a lesser discipline such as a written reprimand..~ (ii) Report of consideration. Within seven (7) calendar days of receiving the employee's response the Depart- ment Head shall personally serve the employee with a written report of his or her decision, or if the employee is not available at the Civic Center, he or she shall within said seven (7) calendar days, send by certified mail a copy of the decision to the employee's home ad- dress. A copy of the decision, including all notices and other documents served on the employee and all documents submitted by the employee or otherwise considered by the Department Head in reaching his or her decision, shall be delivered to the Personnel Director. The written decision shall include a notice that if the employee is still subject to suspension and remains dissatisfied with the decision, he or she can appeal the decision to the City Manager who shall have the authority to uphold, reverse or modif), the decision of the Department Head and impose such discipline as he or she determines is justified by the evidence presented. The employee must submit the request in writing to the City Manager's office within fourteen (14) calendar days of the date the notice is personally served on or mailed to the employee. The employee's notice of appeal must state the reasons for the appeal and the justification for changing the Department Head's decision. The City Manager shall not consider any appeal that does not satisfy the requirements of this section or any reason for changing the Department Head's decision not described specifically in the employee's written request for an appeal. c. Appeal to the City Manager. The City Manager shall conduct an informal hearing within fourteen (14)'calendar days of the date he or she receives the written request therefor. Orally or in writing he or she shall notify the Department Head and the employee of the date, time and place of the hearing. By agreement of the City Manager and the employee the hearing may be con- tinued for no more than thirty (30) calendar days. The employee may be represented at the hearing. He or she may produce any evidence or argument he or she desires, as long as such evidence or argument addresses grounds for appeal set forth in the written request for an appeal. The City Manager shall maintain a written record of the hearing, and may, but need not, electronically or stenographically record it. At his or her own exp. ense the employee may arrange to stenographically or electronically record the hearing, if the City Manager does not do so. At the conclusion of the hearing the City Manager shall either announce his or her decision orally or take the matter under submission. In either case, he or she shall have personally served on the employee or mail by certified mail to the employee's home address his or her written decision. That decision shall be final for the City of Ukiah. The decision shall state the date on which it becomes final and shall notify the employee that under Code of Civil Procedure Section 1094.6 the employee has a right to challenge the decision in Superior Court, if that challenge is filed within ninety (90) days of the date the decision becomes final. -4- 2. Suspensions of between six (6) and ten days. The procedures in this section govern suspensions without pay of any officer or employee for not more than ten (10) working days (five (5) 24-hour shifts for shift employees in the fire department) in any consecutive 12 month period. a. Notice.. Not less than fourteen (14) calendar days prior to the effective date proposed for a suspension of between six (6) and ten (10) working days (between four and five 24-hour shifts for shift employees in the fire department), the Department Head shall have per- sonally served on or mail by certified mail to the employee's home address a notice that complies with the requirements of section II.B.l.a, except as to item (6). Instead, the notice shall include the date, time and place of the hearing before the Department Head as provided in section II.B.2.b. b. Hearing before department head. Not less than seven (7) nor more than ten (10) calendar days after service or mailing of the notice described in section II.B.2.a, the Department Head shall conduct a hearing at which the employee may appear and be heard. By agreement of the employee and the Department head, the hearing may be continued for a period not to exceed thirty (30) calendar days. The Department Head shall maintain a written record of the hearing and may, but need not, record the hearing electronically or stenographically. The employee and/or his representative may present at such hearing such arguments and evidence as he or she deems appropriate. At the conclusion of the hearing or within fourteen (14) calen- dar days thereafter, the Department Head shall make a final determination of the charges against the employee, the factual basis for imposing discipline, the length of the suspension, the proposed effective and termination dates of the suspension and the identity of any writ- ings not previously identified upon which the Department Head relies in ~mp°sing the suspension. A copy of the decision, including all documents served on the employee, sub- mitted by the employee or otherwise considered by the Department Head in reaching his decision shall be filed with the Personnel Director. c. Notice of hearing. Within fourteen (14) calendar days after the conclusion of the hearing conducted under II.B.2.b, but in any case prior to the effective date of the discipline, the Department Head shall have personally served on the employee or mailed by certified mail to the employee's home address a notice setting forth the Department Head's final determina- tions as described in section II.B.2.b. In addition to notifying the employee of any changes in the initial Notice of Suspension issued under section II.B.2.a, the Department Head's final decision and/or Notice of Suspension shall notify the employee that he or she is en- titled to appeal the decision of the Department Head to the City Manager, if the employee files a written request therefor with the City Manager's office w~thin fourteen (14) calendar days of the date of service or mailing of the decision. The employee's written request for an appeal must state the reasons for the appeal and the grounds or justification for chang- ing the Department Head's decision. The City Manager shall not consider any appeal that does not satisfy the requirements of this section or any reason for changing the Department ltead s decision not described m the employee s request for an appeal. If the employee files a timely and adequate notice of appeal, the effective date of the suspension shall be delayed until the City Manager issues h~s decision as provided in section II.B.2.d. -5- d. Hearing before City Manager. Within fourteen (14) calendar days of the request therefor, the City Manager shall conduct an evidentiary hearing at which the claimant may appear personally with represen- tation of his or her choice. The employee and the City Manager may agree to extend the hearing date a maximum of thirty (30) calendar days. At his or her option the City Manager may assign a hearing officer to conduct the hearing. (i) The Hearing. The City Manager or his or her designee shall conduct the hearing as follows: A) Testimony shall be taken under oath, but the oath need not be administered by a notary public. B) The person imposing discipline has the burden of proof. That burden is to show by a preponderance of the evidence that the act(s) for which discipline was imposed were, in fact, committed. C) The normal order of proof, unless varied by the person conducting the hearing or by agreement of the parties, shall be: a) Opening statement(s), if desired. (The employee may reserve until his or her rebuttal). b) Management case. i/direct testim°ny cross examination. redirect. c) Employee rebuttal. i/direct testimony· cross examination. redirect. ed/Management rebuttal. Closing arguments. D) The rules of evidence do not apply. Any relevant evidence, including hearsay, may be admitted if it is the type of evidence upon which reasonable men and women may rely in the conduct of serious affairs. Hearsay, standing alone, may not be used to prove a material fact. The City Manager or hearing officer may exclude ir- relevant .or cumulative evidence. He or she may exclude any document not reasonably shown to be authentic. Objections to evidence may be made by either party and ruled on by the person con- ducting the hearing. E) A hearing shall be electronically recorded and/or stenographically reported. F) No witness, except rebuttal witnesses, shall be alloWed to testify and no evidence, except rebuttal evidence, shall be admitted in evidence, unless the opposing party has been furnished with the witness's name, address and telephone number, if known, and a copy of the document or other evidence at least, five (5) working days prior to the hearing. For ~3ood cause shown, the hearing officer or City Manager may determine that the tesmnony or evidence should be admitted. -6- (ii) Decision in hearing conducted by City Manager After the conclusion of the hearing conducted by the City Manager, the City Manager shall have personally served on or mail by certified mail to the employee a writ- ten decision. The decision shall make findings of fact based exclusively on the evidence presented at the hearing, and specify the discipline.imposed and the date(s) when the dis- cipline will become effective. The decision shall state the date on which it becomes final and shall notify the employee that under Code of Civil Procedure Section 1094.6 the employee has a right to challenge the decision in Superior Court, if that challenge is filed within ninety (90) days of the date the decision becomes final. (iii) Decision in hearing 'conducted by hearing officer. If the hearing is conducted by a hearing officer assigned by the City Manager, the hearing officer shall prepare a recommended decision for the City Manager within four- teen (14) calendar days after the conclusion of the hearing. The City Manager shall adopt, modify or reject the recommended decision. If he or she rejects the decision, he or she may prepare a new decision based on the record or he or she may conduct such new or addi- tional hearings as he or she deems appropriate. The final decision adopted by the City Manager shall comply with the requirements of subsection ii. 3. Suspensions of more than ten (10) days, terminations and other disciplinary ac- tions. The rules in this section shall apply to suspensions of more than ten (10) working days (five 24-hour shifts for shift employees in the fire department) in a period of 12 con- secutive months, demotions, terminations or other disciplinary actions not subject to proce- dures specifically provided in other sections of these regulations. a. Notice and hearing prior to appearance before Civil Service Board. Prior to imposing discipline under this section II.B.3, the City shall follow the proce- dures set forth in sections II.B.2.a - II.B.2.c, except that: (i) the City Manager shall preside at the hearing conducted under section II.B.2.b. The Department Head may pamcipate, but the City Manager shall conduct the hearing and render the decision. The decision shall specify the effective date or dates of the discipline, including the effective date of the employee's termination, if applicable; {ii) the employee shall have a right to appeal the City Manager's decision to the Civil Service Board, but the City Manager's decision shall remain in effect, unless modified or reversed by the Board; (iii) the notice as described in section II.B.2.c shall: (1) provide all of the information required by section II.B.2.a; (2) notify the employee that he or she has a right to appeal the City Manager's decision to the Civil Service Board within fourteen (14) calendar days of the date the City Manager's decision is served upon the employee by filing a written Notice of Appeal with the Personnel Officer. The employee's Notice of Appeal must state the reasons for the appeal. The Civil Service Boardshall not consider an appeal that does not -7- state the specific grounds for appeal and shall not consider any reason for reducing or eliminating the discipline imposed by the City Manager not set forth in the Notice of Ap- peal. (3) be personally served on the employee or mailed to him or her by certified mail at his or her last known address by the CivilService Board; (iv) The City Manager shall prepare "the notice described in subsection (iii) hereof and deliver said notice to the Personnel Officer for scheduling the hearing and delivering the notice to the employee. (v) At least 10 calendar days in advance, the Personnel Officer shall have personally served on the employee or mail by certified mail to the employee's home ad- dress notice of the time, date and place of the hearing before the Civil Service Board. (vi) Prior to the hearing before the Civil Service Board, the Personnel Of- ficer shall furnish to each member of the Board a copy of the City Manager's decision, in- cluding copies of all documents served on the employee. b. Hearing before the Civil Service Board. The Civil Service Board shall conduct the hearing according to the procedures set forth in section II.B.2.d, or according to such other procedures, consistent with this resolu- tion, as may be adopted from time to time by the Civil Service Board. The Civil Service Board may employ independent legal counsel (subject to budget appropriations therefor) to advise it in the course of conducting hearings under these rules. Any contract for legal services must be approved in accordance with City procurement rules and signed by the .City Manager. Upon application to the Personnel Officer the Civil Service Board shall Issue such subpenas, signed by the Mayor and attested by the City Clerk as the employee or the employee's representative or the City Attorney request to compel the attendance of witnesses or the production of documents at the hearing before the Civil Service Board, provided the Personnel Officer receives the request at least 5 calendar days prior to the scheduled hearing date. The City Attorney shall represent the decision of the City Manager at the hearing, and shall present evidence and'argument in support of that posi- tion. Based upon the evidence presented at the hearing, the Board may uphold, reverse or modify the City Manager's decision and impose such discipline as the Board determines is appropriate. It shall only reverse or modify the City Manager's decision, if the Board deter- mines that the City Manager's decision is not supported by the evidence or is contrary to law. If the Board reduces or reverses the discipline imposed on the employee by the City Manager, the employee shall receive as soon as is administratively feasible that portion of his or her compensation lost prior to the effective date of the Board's decision, if any. The decision of the Civil Service Board shall comply with the requirements set forth in section II.B.2.d (ii) and be final for the City. -8-