Loading...
HomeMy WebLinkAboutUkiah Waste Solutions, Inc. 2011-12-12; Amendment 1 2016-01-01Ukiah Waste Solutions, Inc. P.O. Box 60 Ukiah, CA 95482 Mr. Sage Sangiacomo City Manager City of Ukiah 300 Seminary Avenue Ukiah, CA 95482 August 14, 2015 RE: UWS letter of intention to adjust rates. Dear Mr. Sangiacomo, Please accept this letter as our formal notification of intention to adjust each of the current Ukiah Waste Solutions, Inc. rates effective as of January 1, 2016 in accordance with Section 6.2(a) through (c) of the Waste Collection Agreement dated December 12, 2011. Thank you, UKIAH WASTE SOLUTONS, INC. David '??2 L/avcoee David M. Carroll President Cc: Karen Scalabrini Ukiah Waste Solutions Curbside Rate Components Annual Adjustment Calculations Effective Date January, 2016 Comparison Year Costs TOTAL COSTS Less: Fuel Cost Less Disposal Fees - Garbage Less Disposal Fees - Green Waste Less City Landfill Closure Costs Less City Commercial Oversight fee Collection Costs before Recycle Credit Recycle Credit Change in Franchise Fee & Billing Costs Collection COSTS Subject to CPI adj. Revenue base 2015 Comparison Year Revenue Index $3,028,068.47 $181,939.66 Fuel $809,674.57 SWS TS Gate $55,785.84 Negotiated $60,000.00 Set by City $9,999.96 Set by City $1,910,668.44 - $16,323.15 $1,894,345.29 Residential CPI Commercial Increase / Decrease Allowed (58,807.92) (971.61) 0.00 0.00 0.00 (11,260.40) 2,273.21 (68,766.72) TOTAL Roll Off Total Revenue 27.64% 67.17% 5.19% 100.00% $878,256.06 $2,134,702.00 $165,013.48 $3,177,971.54 Fuel Cost Disposal Fees - Greenwaste Landfill closure cost Commercial Oversight fee Other Regulatory & Governmental Costs Disposal Fees - Garbage CPI adjustment Total before franchise and billing fees Franchise Fee Billing Fee Adjusted revenue Revenue Adjustment (516,252.01) $0.00 $0.00 $0.00 $0.00 ($268.51) $628.22 $862,363.76 ($3,022.05) ($604.41) 5858,737.30 (539,502.36) $0.00 $0.00 $0.00 50.00 ($652.65) $1,526.96 $2,096,073.95 ($7,086.18) $0.00 $2,088,987.77 ($3,053.55) 50.00 $0.00 $0.00 $0.00 ($50.45) $118.03 $162,027.51 (S547.76) $0.00 $161,479.75 ($58.807.92) $0.00 $0.00 $0.00 $0.00 (5971.61) $2,273.21 $3,120,465.22 ($10,655.99) ($604.41) $3,109,204.82 (519,518.76) (545,714.23) ($3,533.73) ($68,766.72) (Rate adjustment as a percent Page 1 of 6 1 Ukiah Waste Solutions Curbside Rate Components Annual Adjustment Calculations Effective Date January, 2016 June 2014 $4.101 June 2014 238.343 Fuel - June to June (Fuel Index) June 2015 Index Increase (Decrease) $3.192 - $0.909 Fuel % Change - 22.17% CPI - June to June (Index) June 2015 Index Increase (Decrease) 238.638 0.295 CPI % Change 0.12% Transfer Station Fee (Disposal Fees - Garbage) Jan to Jan January 2015 January 2016 Increase (Decrease) $81.30 $81.20 -0.100 Transfer Station Fee % Change -0.12% Green Waste Disposal Fee (Disposal - Green Waste) Jan to Jan January 2015 January 2016 Increase (Decrease) $30.00 $30.00 $ Disposal Fee - Green Waste % Change 0.00% Landfill Closure Costs Jan to Jan January 2015 January 2016 Increase (Decrease) $60,000.00 $60,000.00 $ Landfill Closure Costs % Change 0.00% Commercial Oversight Fee Jan to Jan January 2015 January 2016 Increase (Decrease) $10,000.00 $10,000.00 $ Commercial Oversight Fee % Change 0.00% June 2015 Recycle Credit June to June Tons Value /Ton Credit 3,264.63 $5.00 $ 16,323.15 Recycle Credit $ 16,323.15 City Franchise Fee 15% City Billing Fee - Residential Customers 3% Page 2 of 6 Revenue base Residential Commercial Roll Off Total Revenue base Service Level Ukiah Waste Solutions, Inc. 2016 RATE ADJUSTMENT 2016 Adjustment Final Adjustment ($68,766.72) % Rate Adjustment -2.16% Comparison Year Revenue Adjusted FA 2016 Revenue $878.256.06 $859,285.73 $2,134,702.00 $2,088,592.44 $165,013.48 $161,449.19 $3,177,971.54 $3,109,327.35 SUMMARY OF RATE ADJUSTMENT FOR STANDARD SERVICES YEAR 2016 Current New Effective 2015 2016 Percentage Total Monthly Rate Per Rate Rate Adjustment Adjustment Gallon /Yard Curbside Service No Service & 10 gallon can rate 20 gallon can rate 32 gallon can rate 68 gallon can rate 95 gallon can rate Other combinations - rate per gallon 1 yard bin rate 1.5 yard bin rate 2 yard bin rate 3 yard bin rate 4 yard bin rate 6 yard bin rate 4.91 10.34 18.57 43.88 61.82 0.72 122.88 145.21 193.63 290.42 387.23 580.86 4.80 10.12 18.17 42.93 60.48 0.70 120.23 142.07 189.45 284.15 378.87 568.31 - 2.24% -2.13% - 2.15% -2.16% - 2.17% -2.78% -2.16% - 2.16% -2.16% -2.16% -2.16% - 2.16% $ (0.11) $ 0.480 $ (0.22) $ 0.506 $ (0.40) $ 0.568 $ (0.95) $ 0.631 $ (1.34) $ 0.637 $ (0.02) $ 0.700 $ (2.65) $ 120.23 $ (3.14) $ 94.71 $ (4.18) $ 94.73 $ (6.27) $ 94.72 $ (8.36) $ 94.72 $ (12.55) $ 94.72 Packout Service 10 gallon can rate 20 gallon can rate 32 gallon can rate 68 gallon can rate 95 gallon can rate Other combinations - rate per gallon 7.58 12.97 22.75 53.43 77.20 0.83 7.42 12.69 22.26 52.28 75.53 0.81 - 2.11% -2.16% - 2.15% -2.15% -2.16% -2.41% $ (0.16) $ $ (0.28) $ $ (0.49) $ $ (1.15) $ $ (1.67) $ $ (0.02) $ 0.742 0.635 0.696 0.769 0.795 0.810 Remote Area Service Add to the Packout Service rate. $ 7.58 $ 7.42 -2.11% $ (0.16) N/A In areas with limited access, an additional fee is charged to fund the costs of special equipment and special handling necessary to provide garbage pickup services. This fee is in addition to the "Packout Service" fee listed in this schedule. Commercial / Multi - Family Service 10 gallon can rate 20 gallon can rate 32 gallon can rate 68 gallon can rate 95 gallon can rate 1 yard bin rate 1.5 yard bin rate 2 yard bin rate 3 yard bin rate 4 yard bin rate 6 yard bin rate $ 5.12 $ 5.01 -2.15% $ (0.11) $ 0.501 $ 10.72 $ 10.49 -2.15% $ (0.23) $ 0.525 $ 19.28 $ 18.86 -2.18% $ (0.42) $ 0.589 $ 45.56 $ 44.58 -2.15% $ (0.98) $ 0.656 $ 64.21 $ 62.82 -2.16% $ (1.39) $ 0.661 $ 122.88 $ 120.23 -2.16% $ (2.65) $ 120.23 $ 145.21 $ 142.07 -2.16% $ (3.14) $ 94.71 $ 193.63 $ 189.45 -2.16% $ (4.18) $ 94.73 $ 290.42 $ 284.15 -2.16% $ (6.27) $ 94.72 $ 387.23 $ 378.87 -2.16% $ (8.36) $ 94.72 $ 580.86 $ 568.31 -2.16% $ (12.55) $ 94.72 Page 3 of 6 Page 4 of 6 Calculation to adjust fuel costs Fuel Revenue Adjustment Worksheet, based on Fuel Index change, June to June Base Year Fuel Index and Cost 3.102 $200,641.151 2010 Actual Index Change - New vs. Base Year 1 Fuel index adjustment at June 2011 4.213 35.82% $71,869.66 Plus: Base Year Cost X Index Change Revenue adjustment for January 2012 rate revision 571,869.66 $0.00 Less: Prior Fuel Cost applied to rate >I $272,510.811 Fuel Cost Allowed Year 1 Annual adjustment based on Fuel Index change, year to year (using example fuel index changes) 2 Fuel index adjustment at June 2012 4.027 29.82% $59,831.19 Plus: Base Year Cost X Index Change Revenue adjustment for January 2013 rate revision ($12,038.47) $71,869.66 Less: Prior Fuel Cost applied to rate >` $260,472.341 Fuel Cost Allowed Year 2 3 Estimated Fuel index adjustment at June 2013 4.023 29.69% $59,570.36 Plus: Base Year Cost X Index Change Revenue adjustment forJanuary 2014 rate revision ($260.83) $59,831.19 Less: Prior Fuel Cost applied to rate >I $260,211.51 Fuel Cost Allowed Year 3 4 Estimated Fuel index adjustment at June 2014 4.101 32.21% $64,626.51 Plus: Base Year Cost X Index Change Revenue adjustment for January 2015 rate revision $5,056.15 $59,570.36 Less: Prior Fuel Cost applied to rate >) $265,267.661 Fuel Cost Allowed Year 4 5 Estimated Fuel index adjustment at June 2015 3.192 2.90% 55,818.59 Plus: Base Year Cost X Index Change Revenue adjustment for January 2016 rate revision ($58,807.92) $64,626.51 Less: Prior Fuel Cost applied to rate >I $206,459.741 May be RESET during rate review process 6 Estimated Fuel index adjustment at June 20 3.192 2.90% $5,818.59 Plus: Base Year Cost X Index Change Revenue forJanuary $5,818.59 Less: Prior Fuel Cost applied to rate adjustment 2017 rate revision >j $0.00 $206,459.741 Fuel Cost Allowed Year 6 Page 4 of 6 Ukiah Waste Solutions, Inc. Statement of Profit & Loss Comparison Year July 2014 to June 2015 REVENUE Residential $878,256.06 Commercial $2,134,702.00 RollOff $165,013.48 TOTAL REVENUE $3,177,971.54 EXPENSES Fuel Cost Disposal - MSW Disposal - Green Waste City Landfill Closure Costs City Commercial Oversight Fee All Other Costs (CPI driven costs) TOTAL OPERATING EXPENSES $181,939.66 $809,674.57 $55,785.84 $60,000.00 $9,999.96 $1,910,668.44 $3,028,068.47 Recycle Credit Analysis 2014 Tons Jul 264.32 Aug 248.42 Sep 257.73 Oct 269.05 Nov 258.06 Dec 331.32 2015 Jan 270.88 Feb 259.20 Mar 272.37 Apr 281.77 May 272.73 Jun 278.78 Curbside 3,264.63 Tons 2014 -15 $117.78 Annual average actual market price Recycle Credit 2015 $16,323.15 % Composition 16.75% 23.07% 21.01% 0.53% 0.51% 1.94% 1.25% 1.82% 24.41% 0.71% 8.00% 100.00% Composite Market Value Grid Annual Mo Average 2014 / 2015 Commodity OCC #11 ONP #7 Mixed Paper HDPE Color HDPE Natural PET #3 - #7 MRP Tin Glass 3 Mix Alum Cans Residue Scrap CRV Value /Ton Value /Ton $112.67 $66.00 $66.00 $421.58 $100.00 $649.08 $100.00 $238.83 $1,140.00 $78.08 $60.46 ($40.00) $84.00 $1,388.42 $2,860.00 ($81.30) Weighted Value /Ton $18.87 $15.23 $13.87 $2.76 $3.82 $26.75 $0.98 $1.10 $10.74 $30.16 ($6.50) $117.78 Cost /Rev Ukiah Waste Solutions Curbside Agreement Adjustment Period Adjustment Method Index Cost 1,2 Fuel Annual 100% of index change eia Ca #2 Diesel Retail all sellers Base Rate as Adjusted Disposal - Solid Waste Time to Time Per TS (SWS) Agreement N/A Pass Through 1,2 Operations (all other costs) Annual 100% of index change CPI - US Cities CPI -U Base Rate as Adjusted 3 Recycle Reduction Annual Per Recycle Agreement Rec Market Value Grid - $5 base Operating Cost Reduction 1,2 Green Waste Disposal $30 / Ton Annual Up to CPI (Contractor Choice) CPI - US Cities CPI -U Base Rate as Adjusted 1,2,8 Food Waste Disposal (Comm) Up to $40 / ton Annual Up to CPI (Contractor Choice) CPI - US Cities CPI -U Base Rate as Adjusted 4 City Franchise Fee 15% Time to Time City Action N/A Pass Through 4 City Bill Fee 3% Time to Time City Action N/A Pass Through 4 City Oversight Fee $10,000.00 Time to Time City Action N/A Pass Through 4 City Landfill Closure Fee $60,000.00 Time to Time City Action N/A Pass Through 6,9 TOTAL NET COST Notes 1 Agreement should state mutually agreed upon Index if Index becomes unavailable 2 June to June change 3 Recycle Agreement with PRS renewable every 5 years with Base Market Value per mixed ton to provide for Rev sharing with City (reduction of operating costs). 4 Agreement should state initial rate, subject to change by City action 5 Exhibit of calculation to be made part of agreement 6 UWS requests new rate by Aug 15, City approves by Oct 15, Pub Notice given by Nov 1, Adjusted Rate goes into effect following January 1. 7 Agreement must provide for City Flow Control with language that directs flow to contractor facilities when available. 8 FOOD WASTE - UWS will implement a pilot and or full commercial food waste program in place by June 2013 provided proper permits can be obtained Details still to be worked out. 9 Rate change is calced as follows: % annual adjustment X actual prior year (July to June) actual component cost = new funds needed / collection revenue = % adjustment per rate. New cost adj dollars (fuel, disposal, city fees etc..) need to be adjusted for city fees - CPI adj does not. RE- OPENER - the contract should have a mutual re- opener for other new items Page 6 of 6 Ukiah Waste Solutions, Inc. 2016 Rate Schedule RESIDENTIAL / COMMERCIAL Residential Carts 1 -10 11 -20 21 -32 33 -68 69.95 Gallons 2016 Rates No Service Fee lx/WI lx /WK 1x /WK 1x /WK lx /WK Roadside 4.80 4.80 10.12 18.17 42.93 60.48 Pack Out* 7.42 7.42 12.69 22.26 52.28 75.53 Remote" 14.84 14.84 20.11 29.68 59.70 82.95 • Pack Out service 0 limited to the elderly and disabled who apply directly through Ukiah Waste Solutions @ 707 -234 -6400. •• The additional charges of Remote service may be required for certain areas with difficult access. Commercial / Multi - Family Carts 2016 Rates 1 Can -lx/WK 1 Can - 2x /WK 1 Can - 3x /WK 2 Cans - 1x/W K 1 -10 11 -20 21 -32 33 -68 69 -95 Gallon 5.01 10.49 18.86 44.58 62.82 41.92 99.24 139.65 70.04 152.16 212.58 41.92 99.24 139.65 Commercial / Multi - Family Bins Yards Number of pick -ups per week Extra 2016 Rates 1x /WK 2x /WK 3x/WK 4x /WK 5x /WK 6x /WK Pick -up 1.0 120.23 0.00 0.00 0.00 0.00 0.00 27.77 1.5 142.07 284.14 426.21 568.28 710.35 852.42 32.81 2.0 189.45 378.90 568.35 757.80 947.25 1,136.70 43.75 3.0 284.15 568.30 852.45 1,136.60 1,420.75 1,704.90 65.62 4.0 378.87 757.74 1,136.61 1,515.48 1,894.35 2,273.22 87.50 6.0 568.31 1,136.62 1,704.93 2,273.24 2,841.55 3,409.86 131.25 Clean -Up Bins and Boxes 3.0 Yd 3 day rental 15.0 Yd 7 day rental 20.0 Yd 7 day rental 30.0 Yd 7 day rental Compactors Misc Charges Bulky Items (appliances, Lg Tires, Furniture etc..) Tires - each - (Automotive or motorcycle) Damage Cart Replacement Additional Green Waste or R/C Cart Extra Residential Pick -up Extra Commercial Pick -up Compactor Cleaning Container Cleaning Locking bin, one -time setup fee Replacement Key Contamination Fee Returned Check Fee Roll Off or Bin Extra Day Charge Exchange Cart Size Extra p/u calculated at 1 /wk divided by 4.33 Rate 1/1/2016 98.30 222.74 222.74 222.74 222.74 Rate 1/1/2016 24.72 5.21 67.28 6.63 6.46 12.05 290.05 104.41 33.07 11.60 33.12 35.00 12.05 24.83 Plus $81.20 per ton tip fee Plus $81.20 per ton tip fee Plus $81.20 per ton tip fee Plus $81.20 per ton tip fee Plus tip fee Plus Materials 2 2 2 2 2 2 Table 24. Historical Consumer Price Index for All Urban Consumers (CPI -U): U. S. city average, all Items - Continued (1982 -84 =100, unless otherwise noted) Year J Jan. F Feb. M Mar. A Apr. M May J June J July A Aug. S Sep. O Oct. N Nov. D Dec. 1970 3 37.8 3 38.0 3 38.2 3 38.5 3 38.6 3 38.8 3 39.0 3 39.0 3 39.2 3 39.4 3 39.6 3 39.8 1971 3 39.8 3 39.9 4 40.0 4 40.1 4 40.3 4 40.6 4 40.7 4 40.8 4 40.8 4 40.9 4 40.9 4 41.1 1972 4 41.1 4 41.3 4 41.4 4 41.5 4 41.6 4 41.7 4 41.9 4 42.0 4 42.1 4 42.3 4 42.4 4 42.5 1973 4 42.6 4 42.9 4 43.3 4 43.6 4 43.9 4 442 4 44.3 4 45.1 4 45.2 4 45.6 4 45.9 4 46.2 1974 4 46.6 4 47.2 4 47.8 4 48.0 4 48.6 4 49.0 4 49.4 5 50.0 5 50.6 5 51.1 5 51.5 5 51.9 1975 5 52.1 5 52.5 5 52.7 5 52.9 5 53.2 5 53.6 5 54.2 5 54.3 5 54.6 5 54.9 5 55.3 5 55.5 1976 5 55.6 5 55.8 5 55.9 5 56.1 5 56.5 5 56.8 5 57.1 5 57.4 5 57.6 5 57.9 5 58.0 5 58.2 1977 5 58.5 5 59.1 5 59.5 6 60.0 6 60.3 6 60.7 6 61.0 6 61.2 6 61.4 6 61.6 6 61.9 6 62.1 1978 6 62.5 6 62.9 6 63.4 6 63.9 6 64.5 6 65.2 6 65.7 6 66.0 6 66.5 6 67.1 6 67.4 6 67.7 1979 6 68.3 6 69.1 6 69.8 7 70.6 7 71.5 7 72.3 7 73.1 7 73.8 7 74.6 7 75.2 7 75.9 7 76.7 1980 7 77.8 7 78.9 8 80.1 8 81.0 8 81.8 8 82.7 8 82.7 8 83.3 8 84.0 8 84.8 8 85.5 8 86.3 1981 8 87.0 8 87.9 8 88.5 8 89.1 8 89.8 9 90.6 9 91.6 9 92.3 9 93.2 9 93.4 9 93.7 9 94.0 1982 9 94.3 9 94.6 9 94.5 9 94.9 9 95.8 9 97.0 9 97.5 9 97.7 9 97.9 9 98.2 9 98.0 9 97.6 1983 9 97.8 9 97.9 9 97.9 9 96.6 9 99.2 9 99.5 9 99.9 1 100.2 1 100.7 1 101.0 1 101.2 1 101.3 1984 1 101.9 1 102.4 1 102.6 1 103.1 1 103.4 1 103.7 1 104.1 1 104.5 1 105.0 1 105.3 1 105.3 1 105.3 1985 1 105.5 1 106.0 1 106.4 1 106.9 1 107.3 1 107.6 1 107.8 1 108.0 1 108.3 1 108.7 1 109.0 1 109.3 1986 1 109.6 1 109.3 1 108.8 1 108.6 1 108.9 1 109.5 1 109.5 1 109.7 1 110.2 1 110.3 1 110.4 1 110.5 1987 1 111.2 1 111.6 1 112.1 1 112.7 1 113.1 1 113.5 1 113.8 1 114.4 1 115.0 1 115.3 1 115.4 1 115.4 1988 1 115.7 1 116.0 1 116.5 1 117.1 1 117.5 1 118.0 1 118.5 1 119.0 1 119.8 1 120.2 1 120.3 1 120.5 1 989 1 121.1 1 121.6 1 122.3 1 123.1 1 123.8 1 124.1 1 124.4 1 124.6 1 125.0 1 125.6 1 125.9 1 126.1 1990 1 127.4 1 128.0 1 128.7 1 128.9 1 129.2 1 129.9 1 130.4 1 131.6 1 132.7 1 133.5 1 133.8 1 133.8 1991 1 134.6 • 1 134.8 1 135.0 1 135.2 1 135.6 1 136.0 1 136.2 1 136.6 1 137.2 1 137.4 1 137.8 1 137.9 1992 1 138.1 1 138.6 1 139.3 1 139.5 1 139.7 1 140.2 1 140.5 1 140.9 1 141.3 1 141.8 1 142.0 1 141.9 1993 1 142.6 1 143.1 1 143.6 1 144.0 1 144.2 1 144.4 1 144.4 1 144.8 1 145.1 1 145.7 1 145.8 1 145.8 1994 1 146.2 1 146.7 1 147.2 1 147.4 1 147.5 1 148.0 1 148.4 1 149.0 1 149.4 1 149.5 1 149.7 1 149.7 995 1 150.3 1 150.9 1 151.4 1 151.9 1 152.2 1 152.5 1 152.5 1 152.9 1 153.2 1 153.7 1 153.6 1 153.5 996 1 154.4 1 154.9 1 155.7 1 156.3 1 156.6 1 156.7 1 157.0 1 157.3 1 157.8 1 158.3 1 158.6 1 158.6 997 1 159.1 1 159.6 1 160.0 1 160.2 1 160.1 1 160.3 1 160.5 1 160.8 1 161.2 1 161.6 1 161.6 1 161.3 998 1 161.6 1 161.9 1 162.2 1 162.5 1 162.8 1 163.0 1 163.2 1 163.4 1 163.6 1 164.0 1 164.0 1 163.9 999 1 164.3 1 164.5 1 165.0 1 166.2 1 166.2 1 166.2 1 166.7 1 167.1 1 167.9 1 168.2 1 168.3 1 168.3 See footnotes at end of table. 72 CPI Detailed Report -June 2015 California No 2 Diesel Retail Prices (Dollars per Gallon) Page 1 of 2 U.S. Energy Information e 1 a Administration PETROLEUM & OTHER LIQUIDS OVERVIEW I DATA ANALYSIS & PROJECTIONS GLOSSARY, FAQS Referring Pages: • California Gasoline and Diesel Retail Prices • Retail Prices for Diesel (On- Highway) - All Types View History: 0 Weekly C Monthly 0 Annual California No 2 Diesel Retail Prices Dollars ocr 6211011 4 2 0 Download Data (XLS File) 19'98 1998 2000 2002 2004 2006 2008 - California No 2 Diesel Retail Prices eia1 Source: U.S. Energy Information Administration Chart Tools no analysis applied vI 2010 2012 2014 This series is available through the EIA open data API and can be downloaded to Excel or embedded as an interactive chart or map on your website. California No 2 Diesel Retail Prices (Dollars per Gallon) Year Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 1995 1266 1.271 1.294 1.307 1.313 1.322 1996 1.322 1.277 1.276 1.529 1.615 1.529 1.471 1.440 1.467 1.486 1.471 1.433 1997 1.427 1.509 1.475 1.486 1.376 1.304 1.267 1.337 1.357 1.347 1.390 1.340 1998 1286 1.226 1.174 1.217 1.222 1.163 1.157 1.158 1.167 1.172 1.169 1.123 199 9 1.110 1.104 1.237 1.404 1.314 1.392 1.415 1.468 1.401 1.393 1.466 1.447 200 0 1.505 1.536 1.629 1.570 1.524 1.509 1.580 1.713 1.940 1.904 1.882 1.816 2001 1.659 1.618 1.593 1.610 1.609 1.612 1.561 1.514 1.651 1.475 1.384 1.270 200 2 1.269 1.289 1.394 1.444 1.411 1.427 1.428 1.484 1.597 1.557 1.532 1.524 200 3 1.579 1.725 1.818 1.650 1.543 1.581 1.635 1.725 1.656 1.622 1.639 1.681 2004 1.677 1.809 1.897 2.171 2.284 2.056 2.098 2.128 2.164 2.361 2.348 2.137 2005 2.059 2.244 2.455 2.590 2.450 2.469 2.578 2.945 3.125 3.160 2.668 2.504 2006 2.630 2.703 2.738 2.932 3.222 3.192 3.104 3.193 3.053 2.721 2.679 2.906 2007 2.803 2.886 2.885 2.985 2.964 3.019 3.123 3.049 3.024 3.267 3.608 3.475 2008 3.423 3.488 4.014 4265 4.673 4.968 4.965 4,542 4.087 3.568 2.832 2.345 2009 2.297 2.260 2.139 2.336 2.354 2.697 2.734 2.850 2.837 2.856 2.962 2.913 2010 2.997 2.938 3.058 3.206 3.205 3.102 3.124 3.164 3.144 3.214 3.305 3.408 2011 3.560 3.804 4.187 4,400 4.362 4.213 4.106 4.009 4.057 4.059 4.245 NA 2012 4.103 4.251 4.474 4.419 4.316 4.027 3.917 4.240 4.456 4.376 4.170 4.076 2013 4.083 4.325 4.245 4.134 4.040 4.023 4,068 4.138 4.209 4.134 4.048 4.073 2014 4.082 4.084 4.092 4.089 4.119 4.101 4.110 4.085 4.054 3.938 3.813 3.542 2015 3.212 3.110 3.182 3.098 3.254 3.192 3.115 http:// www. eia. gov/ dnav /pet/hist/LeafHandler.ashx ?n= PET &s =EMD EPD2D_PTE_SCA... 8/12/2015 require Company to adopt and implement various recycling, Solid Waste reduction, public education and reporting programs for City and its residents, subject to City taking all actions necessary to implement such programs and approving reasonable service rate increases needed, if any, in connection therewith. 6. Rates. 6.1 Establishment of Rates. The service rates specified in Exhibit E to this Agreement (the "Rates ") shall take effect on the Effective Date, subject to approval by the City Council and compliance with the notice and hearing requirements in Article XIII.D of the California Constitution and Government Code Sections 53750 et seq. (collectively, "Proposition 218 "). Such Rates shall be adjusted pursuant to Sections 6.2, 6.3, 6.4 and 6.5 below, subject to compliance with the notice and public hearing requirements of Proposition 218 as provided in such Sections. The parties' agreement to subject the Rates and certain adjustments thereto to the notice and public hearing requirements of Proposition 218 is precautionary only and shall not be deemed an admission that Proposition 218 applies to the Rates or such adjustments. Company shall not charge any amount in excess of the approved Rates for services required by or permitted under this Agreement. 6.2 Modification Based on Consumer Price Index, Fuel Index, Recycling Reduction and Certain Pass - Through Costs. (a) Adjustment Calculation. Each Rate shall be adjusted January 1st every year, beginning January 1, 2013 ( "Rate Adjustment Date ") to reflect changes in the CPI, the Fuel Index, the amount paid to Company by PRS for Recyclables and certain Pass - Through Costs by a percentage determined in accordance with the Curbside Rate Calculation attached hereto as Exhibit C (the "Calculation "). (b) Definitions. For purposes of Rate adjustments pursuant to this Section 6.2 and the Calculation, the following terms shall have the following meanings. (i) "Base Fuel Costs" means Company's actual costs for diesel and other fuels used in performing services under this Agreement for the year ended December 31, 2010 or $200,641.15. (ii) "Base Revenue" means Company's total revenue received from Customers during the Comparison Year. (iii) "Base Year" means the year ended June 30th one year prior to June 30th of the Comparison Year. (iv) "Comparison Year" means the year ended June 30th immediately prior to the relevant Rate Adjustment Date. (v) "Commercial Oversight Fees" means the total amount of commercial oversight fees, including any fees or charges adopted to replace or supplement such fees, paid by Company to City in accordance with Section 4 and 6.6 during the Comparison Year. (vi) "CPI" means the Consumer Price Index, All Urban Consumers, U.S. City Average, All Items (1982- 1984 =100), published by the United States Department of Labor, Bureau of Labor Statistics. (vii) "Disposal Fees — Garbage" means the actual Disposal Costs paid by 12 Company to SWS for Solid Waste delivered by Company to the Transfer Station during the Comparison Year. (viii) "Disposal Fees — Green Waste" means the actual Processing Costs paid by Company to CCC, PRS or any other Authorized Facility for Green Waste delivered by Company to the CCC facility, the PRS Facility or such Authorized Facility, respectively, during the Comparison Year. (ix) "Fuel Costs" means Company's actual costs for diesel and other fuels used in performing services under this Agreement during the Comparison Year. (x) "Fuel Index" means the California No.2 Diesel Retail Sales by all Sellers (Dollars Per Gallon) published by the U. S. Energy Information Administration. (xi) "Landfill Closure Costs" means the total amount of landfill closure fees, including any fees or charges adopted to replace or supplement such fees, paid by Company to City in accordance with Section 4 and 6.6 during the Comparison Year. (xii) "Recycle Credit" means the product of (A) the average monthly weighted average price (AMWAP) per ton PRS is required to pay to Company under the Recycling Agreement for Source Separated Recyclables collected by Company curbside from Residential Customers during the Comparison Year, but not less than $5.00, times (B) the total tons of such Recyclables so delivered by Company to PRS and accepted by PRS during the Comparison Year; provided, however, that if the amount of Recyclables rejected by PRS under Section 2 of the Recycling Agreement averages over any consecutive six month period more than 5% of the total Recyclables delivered to PRS ( "the Acceptable Rejection Rate "), the credit shall include AMWAP, but not less than $5.00, times the tons of Recyclables rejected by PRS for that same six month period in excess of the Acceptable Rejection Rate . (xiii) "Total Costs" means all of Company's costs to provide Collection services under this Agreement, including, without limitation, labor costs, vehicle and vehicle - related costs, maintenance, insurance, and transportation costs, Fuel Costs and Pass - Through Costs. (c) Rules. For purposes of Rate adjustments pursuant to this Section 6.2 and the Calculation, the following rules shall apply. (i) "CPI Change" shall be calculated as one hundred percent (100 %) of the percentage increase or decrease, if any, in the CPI during the Comparison Year, using the CPI published for June of such Year as compared with the CPI published for June of the Base Year. (ii) "Fuel Index Change" shall be calculated as one hundred percent (100 %) of the percentage increase or decrease, if any, in the Fuel Index from June of the Base Year through June of the Comparison Year; provided, however, that, notwithstanding Section 6.2(b)(iii) above, "Base Year" for purposes of the Fuel Index Change shall mean the year ended June 30, 2010; and, provided, further, that the Fuel Index Change adjustment (i.e., Fuel Index Change multiplied by Base Fuel Cost) for any Rate Adjustment Date shall be calculated after removal of such adjustment for the prior Rate Adjustment Date. (iii) Each adjustment element in the first part of the Calculation will be grossed up for the corresponding increase or decrease in Franchise Fees and Billing Fees (where applicable) resulting from such adjustment, other than the CPI adjustment. (iv) Rate adjustments for changes in Commercial Oversight Fees or 13 Landfill Closure Costs that take effect on a date other than January 1St, as well as changes in other Pass - Through Costs, will be determined under Section 6.3 below and not under this Section 6.2. (d) Procedure. The procedure for Rate adjustments under this Section 6.2 shall be as follows: (i) Not later than August 15th of each year, Company shall file with the City Manager a written notice of intention to adjust each of the then current Rates effective as of January 1st of the next year in accordance with Section 6.2(a) through (c) above. (ii) Within sixty (60) days of the filing of the notice of intention, the City Manager shall review the notice and either confirm that the proposed Rates are within the limit of Section 6.2(a) though (c) above or establish by mutual agreement with Company any necessary changes to the proposed Rates to make such confirmation. (iii) Not later than October 20th, the City Manager shall inform the City Council in writing of his or her determination regarding the proposed new Rates and the City Council shall be entitled to review and confirm that the proposed Rates are within the limit of Section 6.2 above or establish by mutual agreement with Company any necessary changes to the proposed Rates to make such confirmation, not later than November 20th. Any new Rates shall become effective on the following January 1st, provided that the Company and the City shall give the respective Customers that each bills written notice of the new Rates not later than December 1st. (iv) In the event that the CPI or the Fuel Index described in Section 6.2(b) above shall be discontinued or materially modified during the term of this Agreement, the parties shall together select a replacement index and /or otherwise change Section 6.2(b) above so as to replicate, as nearly as possible, the mutual intention of the parties to rely on the results of the relevant index described in Section 6.2(b) as in effect on the date hereof. 6.3 Modification Based on Changes in Pass - Through Costs. In addition to adjustments under Section 6.2 above, each Rate shall be adjusted to reflect changes in Pass - Through Costs that are not the subject of Rate adjustments pursuant to Section 6.2 above, as follows. Using the section of the Calculation entitled "Revenue Base," each Rate shall be increased by an amount equal to the increase in applicable Pass - Through Costs, and decreased by an amount equal to the decrease in applicable Pass - Through Costs, in each case so as to cause all the Rates to compensate for such change in Pass - Through Costs as of the date such change becomes effective and either payable by or a benefit to Company, and taking into account the increase or decrease in Franchise Fees and /or Billing Fees payable in respect of such change. 6.4 Five Year Review. Once every five (5) years (beginning no later than April 2, 2016 for purposes of adjusting the Rates effective January 1, 2017), City shall conduct a review for the purpose of determining whether or not the automatic adjustments provided in Sections 6.2 and 6.5 have adequately adjusted the rates to cover the actual increase or decrease in the Company's reasonable operating costs or have exceeded those costs and whether the Rates remain fair to the ratepayer and the Company. Depending on the results of that review the City may increase or decrease the rates. City shall complete each such review and adjustment, if any, at least three months (3) prior to the beginning of such year (by September 30, 2016 in the case 14 of the first such review), and Company shall cooperate with such review. In conducting each such review, City shall consider the following information: financial records of Company (including operating expenses and revenues and Disposal, Processing, Regulatory and other costs of Company, and Company revenues), the factors described in Section 6.5 below, and rates charged for comparable services in similar communities. Increases or decreases in the Rates pursuant to this Section 6.4 shall be subject to the notice and public hearing requirements of Proposition 218. The City may conduct such investigation as it deems necessary to perform this review and Company shall cooperate with such investigation, which may include the City's inspection and copying of Company records and Review and/or Audit of Company's financial records by a City retained CPA, the costs of which shall be reimbursed to City from Base Revenue but treated as a pass - through cost for rate setting purposes. 6.5 Modification Based on Extraordinary Items. In addition to adjustments under Sections 6.2, 6.3 and 6.4 above, Company may request an increase in the Rates if Company's costs increase or its revenues decrease solely as the result of extraordinary circumstances beyond its control that could not have been reasonably anticipated by Company (such as a Change in Law) and if the increase in costs or decrease in revenues unavoidably adversely affects Company's opportunity to operate at a reasonable profit. Company shall have the burden of producing evidence satisfactory to City demonstrating its need for a rate increase prior to the regular Five Year Review pursuant to Section 6.4 above, including, but not limited to, reviewed or audited financial statements of Company, if requested by City. The City Council shall consider the request in good faith. Any such increase shall only be approved through the notice and hearing requirements in Proposition 218. 6.6 Billing. Company shall bill directly for all Solid Waste, Recyclables and Green and Food Waste Collection services provided herein to all Commercial and Institutional Customers, and to those Multi- Family Residential Customers assigned by City to Company for billing. Company and City shall regularly exchange billing Lists to avoid double billing and to insure that Company is following the City's direction regarding its direct billing of Multi- Family Residential Customers. City shall bill all Residential Customers (except those currently billed by Company as approved by City) for all Solid Waste, Recyclables and Green and Food Waste Collection services hereunder. Each Commercial or Institutional Customer will be billed for one (1) month of service in advance upon commencement of service, and thereafter for one (1) month of service in arrears. Interest of one percent (1 %) per month or the highest rate permitted under applicable law, whichever is less, shall be applied to any past due amounts from all Customers until paid in full. Amounts shall be past due if not paid within thirty (30) days of billing. Company shall have the right to refuse service to any Customer that is more than sixty (60) days delinquent on his, her or its account; provided, however, that if the City is forced to take enforcement action against a Customer who has been refused service, Company shall pay the City's costs to take such enforcement action as is necessary to protect public health and safety. Company shall pay City three percent (3 %) of the amount billed by City to Residential Customers as a billing fee. City shall pay to Company all amounts billed to Residential Customers, less Billing Fees, Franchise Fees, commercial oversight fees and landfill closure costs (in accordance with Section 4 above), and a delinquency allowance equal to one -half 15