HomeMy WebLinkAboutMerritt Smith Consulting 2005-03-236o -v- 0 3 a3 Q
CITY OF UKIAH
AGREEMENT FOR
PROFESSIONAL SERVICES
Mixing Zone Policy Development Process Representation
This agreement shall be considered a contract, and is entered into this23rdday of Mui. Pn,
2005 by and between the CITY OF UKIAH, a general law municipal corporation, hereinafter referred
to as "CITY" and Merritt Smith Consulting, a partnership, hereinafter referred to as the
"CONSULTANT."
PREMISES
The purpose of this agreement is the representation by CONSULTANT of entities party to
the Cooperative Agreement to Provide Funding And Resources For Development of Mixing Zone
Policy dated October 1, 2003 according to the scope of work, which is more particularly described
in the Exhibit "A", attached to this agreement.
CITY may retain independent contractor to perform special services for CITY or any
department thereof.
CONSULTANT is willing and able to perform duties and render mixing zone policy
development representation services. This work has been determined by the City Council to be
necessary for the welfare of residents of the CITY.
CITY believes the provision of these services to the residents is in their best interests, and
CONSULTANT agrees to perform such duties and render such services as outlined below:
AGREEMENT
CITY and CONSULTANT agree as follows:
ARTICLE 1
SERVICES OF CONSULTANT
1.01 CONSULTANT shall provide those technical, expert, and professional services as
described in Exhibit' A," which consists of the scope of work, dated March 17, 20051
which is attached hereto as Exhibit "A" and incorporated herein. CONSULTANT
shall provide such services within the time limits described below.
1.02 The absence, omission, or failure to include in this agreement items which are
considered to be a part of normal procedure for a study of this type or which involve
professional judgement, shall not be used as a basis for submission of inadequate
work or incomplete performance.
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1.03 CITY relies upon the professional ability and stated experience of CONSULTANT as
a material inducement to entering into this agreement. CONSULTANT understands
the use to which the CITY will put his work product and hereby warrants that all
information contained in the deliverables defined in Exhibit A shall be made and
prepared in accordance with generally accepted professional practices.
1.04 CONSULTANT shall perform any additional services as may be required due to
significant changes in general scope of the project. Such additional services shall
be paid for by supplemental agreement and shall conform to the rates of payment
specified in Article V below.
ARTICLE 11
SERVICES OF CITY
2.01 CITY shall provide any information as to its requirements for performance of the
agreement not already contained in Exhibit "A."
2.02 Upon request, CITY shall provide CONSULTANT any information in its possession
or reasonably available to it that consultant may need to perform services under this
agreement.
ARTICLE III
TERM OF AGREEMENT
3.01 The term of this agreement shall commence on the effective date and shall
terminate when tasks described in Exhibit A are completed.
This agreement may be extended on its same terms and conditions upon written
agreement between the CITY and CONSULTANT.
3.02 The execution of this agreement by the CITY shall constitute the CONSULTANT'S
authority to proceed immediately with the performance of the work described by
Exhibit "A."
3.03 All work by CONSULTANT shall be completed pursuant to exhibit "A" in a timeframe
according to the established deadlines of the mixing zone policy development
schedule followed by the Regional Water Quality Control Board. CONSULTANT
shall not be held responsible for delays caused by circumstances beyond its control.
3.04 CONSULTANT acknowledges that timely performance of services is an important
element of this agreement and will perform services according to the mixing zone
policy development schedule followed by the Regional Water Quality Control Board
and consistent with sound professional practices.
3.05 If CITY requests significant modifications or changes in the scope of this project the
time of performance shall be adjusted appropriately. The number of days of said
extension shall be the final decision of CITY.
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ARTICLE IV
COST OF SERVICES
4.01 CONSULTANT has been selected by the CITY to provide services described in
Exhibit 'A," attached hereto and incorporated herein by reference, for which
compensation shall not exceed $158,000.00 on a time and materials basis.
CONSULTANT shall not expend more than $90,000.00 without written authorization
from CITY'S representative.
4.02 Cost overruns or failure to perform within the maximum compensation ceiling
established in 4.01 above shall not relieve CONSULTANT of responsibility to
provide those services specified in Exhibit "A", for a total compensation including
reimbursable expenses not to exceed $158,000.00.
ARTICLE V
PAYMENT FOR SERVICES
5.01 CITY shall pay CONSULTANT for work required for satisfactory completion of this
agreement in amount to be determined in accordance with the method described in
paragraph 5.02 below.
5.02 Payment scheduling: Total payment not to exceed $158,000.00. Fees for
professional services as outlined herein shall be paid on a time and materials basis.
A detailed explanation of services and associated fees shall be listed on each
invoice submitted by CONSULTANT.
5.03 Payments to CONSULTANT shall be based on an itemized invoice submitted by
CONSULTANT not more frequently than monthly.
5.04 Payments will be made by CITY within thirty (30) days of receipt of invoice from
CONSULTANT.
5.05 If CITY substantially alters the scope of work to include additional analyses or
services, the total payment and cost of services may be changed by amending the
agreement.
ARTICLE VI
PROJECT INSPECTION AND ACCOUNTING RECORDS
6.01 Duly authorized representatives of the CITY shall have right of access to the
CONSULTANT'S files and records relating to the project included in the agreement
and may review the work at appropriate stages during performance of the work.
6.02 CONSULTANT must maintain accounting records and other evidence pertaining to
costs incurred, which records and documents shall be kept available at the
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CONSULTANT'S California office during the contract period and thereafter for three
(3) years from the date of final payment.
ARTICLE VII
DISPOSITION OF FINAL REPORTS
7.01 All documents and associated materials and backup data provided by CITY under
this agreement shall be and shall remain the sole property of CITY.
7.02 CONSULTANT'S attention is directed to the required notice under Government
Code Section 7550, which states in part that "any documents or written reports
prepared as a requirement of this contract shall contain, in a separate section
preceding the main body of the document, the number and dollar amounts of all
contracts and subcontracts relating to the preparation of those documents or reports
if the total cost for work by non -employees of the public agency exceeds $5,000.00."
ARTICLE VIII
TERMINATION OF AGREEMENT
8.01 At any time CITY may suspend indefinitely or abandon the project, or any part
thereof, and may require CONSULTANT to suspend the performance of the service.
In the event the CITY abandons or suspends the project, CONSULTANT shall
receive compensation for services rendered to date of abandonment and
suspension in accordance with the provisions of Sections 5.01, 5.02, and 5.03
herein.
8.02 It is understood and agreed that should CITY determine that any part of the work
involved in the program is to be suspended indefinitely, abandoned, or canceled,
said agreement shall be amended accordingly. Such abandonment or cancellation
of a portion of the program shall in no way void or invalidate this agreement as it
applies to any remaining portion of the project.
8.03 If, in the opinion of the CITY, the CONSULTANT fails to perform or provide prompt,
efficient, and thorough service, or if CONSULTANT fails to complete the work within
the time limits provided, CITY shall have the right to give notice in writing to
CONSULTANT of its intention to terminate this agreement. The notice shall be
delivered to CONSULTANT at least seven (7) days prior to the date of termination
specified in the notice. Upon such termination, CITY shall have the right to take
CONSULTANT'S studies and reports insofar as they are complete and acceptable
to CITY, and pay CONSULTANT for his performance rendered, in accordance with
Sections 5.01, 5.02, and 5.03 herein, prior to the delivery of the notice of intent to
terminate, less the amount of damages, general or consequential, which CITY may
sustain as a result of CONSULTANT'S failure to satisfactorily perform his
obligations under this agreement.
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ARTICLE IX
RESPONSIBILITY FOR CLAIMS AND LIABILITIES
9.01 HOLD HARMLESS: The CONSULTANT shall indemnify and hold harmless the
CITY, its agents, officers, and employees against and from any and all claims,
lawsuits, actions, liability, damages, losses, expenses, and costs (including but not
limited to attorney's fees), brought for, or on account of, injuries to or death of any
person or persons including employees of the CONSULTANT, or injuries to or
destruction of property, arising out of, or resulting from, the performance of the work
described herein, provided that any such claim, lawsuit, action, liability, damage,
loss, expense, or cost is caused in whole or in part by any negligent or intentional
wrongful act or omission of the CONSULTANT, any subcontractor, anyone directly
or indirectly employed by any of them, or any for whose acts any of them may be
liable. CONSULTANT shall have no duty to indemnify or defend CITY under this
paragraph if the damage or injury is caused by the active and sole negligence or
willfully wrongful actor omission of CITY or its officers or employees. CITY agrees
to timely notify CONSULTANT of any such claim and to cooperate with
CONSULTANT to allow CONSULTANT to defend such a claim.
ARTICLE X
INSURANCE
10.01 CONSULTANT, at its expense, shall secure and maintain at all times during the
entire period of performance of this agreement, insurance as set forth in Exhibit "B",
attached hereto, and incorporated herein by reference.
ARTICLE XI
GENERAL COMPLIANCE WITH LAWS
11.01 It is understood and agreed that the CONSULTANT will comply with all federal,
state and local laws and ordinances as may be applicable to the performance of
work under this agreement.
ARTICLE XIII
NONDISCRIMINATION
12.01 CONSULTANT certifies that it is in compliance with the Equal Employment
Opportunity Requirement of Executive Order 11246, as amended by Executive
Order 11375, Title VI I of the Civil Rights Act of 1964, the California Fair Employment
Practices Act, and any other Federal or State laws pertaining to equal employment
opportunity and that it will not discriminate against any employee or applicant for
employment on the basis of race, color, religion, handicap, age sex, national origin,
or ancestry, in matters pertaining to recruitment, hiring, training, upgrading, transfer,
compensation, or termination.
12.02 In the event of the CONSULTANT'S noncompliance with the nondiscrimination
provisions of this agreement, the CITY shall impose such contact sanctions as it
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may determine to be appropriate including, but not limited to:
a. Withholding of payments to the CONSULTANT under the agreement until
the CONSULTANT complies, and/or
b. Cancellation, termination, or suspension of the Agreement in whole or in
part.
ARTICLE XIV
INDEPENDENT CONSULTANT
13.01 The CONSULTANT, in accordance with its status as an independent contractor,
covenants and agrees that it will conduct itself consistent with such status, that it will
neither hold itself out as nor claim to be an officer or employee of the CITY by
reason hereof, and that it will not by reason hereof, make any claim, demand, or
application to or for any right or privilege applicable to an officer or employee of the
CITY including, but not limited to, worker's compensation coverage, unemployment
benefits, and retirement membership or credit.
ARTICLE XV
SUCCESSOR AND ASSIGNMENTS
14.01 The CITY and the CONSULTANT each binds itself, its partners, successors, and
executors, administrators, and assigns to the other party to this agreement, and to
the partners, successors, executors, administrators, and assigns to such party in
respect to all covenants of this agreement.
14.02 Except as stated above, neither the CITY nor the CONSULTANT shall assign,
sublet, or transfer his interest in this agreement without the written consent of the
other, however, the CONSULTANT reserves the right to assign the proceeds due
under this agreement to any bank or person.
14.03 In the case of death of one or more members of the firm of the CONSULTANT, the
surviving member or members shall complete the professional services covered by
this agreement.
ARTICLE XVI
EXTENT OF AGREEMENT
15.01 This agreement shall consist of this agreement, the Scope of Work, dated March 17,
2005, identified as Exhibit "A", as attached hereto and incorporated herein, and the
insurance requirements set forth in the attached Exhibit "B."
15.02 This agreement constitutes the whole agreement between the CITY and
CONSULTANT and any other representations or agreements are superseded by the
terms of this agreement.
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ARTICLE XVII
PARAGRAPH HEADINGS
16.01 The paragraph headings contained herein are for convenience and reference only
and are not intended to define or limit the scope of this contract.
ARTICLE XVIII
NOTICE
17.01 Whenever a notice to a party is required by this agreement, it shall be deemed given
when deposited with proper address and postage in the U.S. mail or when
personally delivered as follows:
CITY: Jerry Gall
300 Plant Road
Ukiah, California 95482
ierryg�cityofukiah.com
CONSULTANT/
CONTRACTOR: David Smith, Merritt Smith Consulting
3620 Happy Valley Road, Suite 103
Lafayette CA 94549
davesmith@merritt-smith.com
ARTICLE XIX
DUPLICATE ORIGINALS
18.01 This agreement may be executed in one or more duplicate originals bearing the
original signature of both parties and when so executed and such duplicate original
shall be admissible as proof of the existence and terms of the agreement between
the parties.
ARTICLE XX
FORUM SELECTION
19.01 CONSULTANT and CITY stipulate and agree that any litigation relating to the
enforcement or interpretation of the agreement, arising out of CONSULTANT's
performance or relating in any way to the work shall be brought in Mendocino
County and that venue will lie in Mendocino County.
CONSULTANT hereby waives any right it might otherwise have to seek a change of
venue based on its status as an out of county corporation, or on any other basis.
IN WITNESS WHEREOF, the parties hereto have caused their duly authorized officers to
execute this agreement in duplicate the day and year first above written.
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CITY OF UKIAH
CONSULTANT/CONTRACTOR
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Date
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IRS IDN Number Date
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Date
Exhibit A
Scope of Services
March 17, 2005
Mixing Zone Policy Development Process Representation
The City of Ukiah, the City of Cloverdale, the City of Healdsburg, the City of Santa
Rosa, the Town of Windsor, the Forestville County Sanitation District, the Russian River
County Sanitation District, the Occidental County Sanitation District, and the Sonoma
County Water Agency on behalf of its Graton Sanitation Zone (collectively called "Water
Recyclers" hereinafter), signed the Cooperative Agreement to Provide Funding And
Resources For Development of Mixing Zone Policy dated October 1, 2003 (Cooperative
Agreement). The Cooperative Agreement establishes the City of Ukiah as the
Administrator. The Recyclers met on January 11, 2005, and determined that Merritt
Smith Consulting (Consultant) should be retained by the City of Ukiah to provide the
technical services described in this scope of services.
SCOPE OF SERVICES
The Consultant shall:
• Review, comment and provide input and assistance on documents prepared by the
Regional Government Services (RGS) staff for development of a draft mixing zone
policy and technical support document (TSD).
• Conduct a reasonable potential analysis (RPA) of discharges from the Water
Recyclers. Review the possible biological effects of the constituents of concern
identified from the RPA. Confer with the Water Recyclers and RGS staff on the
findings and prepare a summary report.
• Collect and assemble information from Water Recyclers identified to develop a
mixing zone policy and TSD, including treatment plant status and site-specific
information. Evaluate the possibility to obtain an exemption under the State
Implementation Plan (SIP) for each agreement permittee. Prepare summary report(s)
on findings.
• Recommend an approach for site-specific objectives (SSOs), water effect ratios
(WERs), translators, hardness factors, etc. when used with mixing zones. Review up
to five case studies of approaches developed by others states, regions or EPA. Report
on findings and recommendations.
• Develop draft mixing zone policy for distribution to Water Recyclers and RGS staff.
Assist RGS staff with collection of discharger -specific information for the California
Environmental Quality Act (CEQA) documentation. Prepare an economic analysis
required for CEQA.
• Research hypothetical models of mixing zones that may be used in the Russian River
watershed. Research diffuser technology. Document findings and recommendations.
• Research up to five NPDES permits which have used mixing zones and dilution
credits in determining permit requirements. Document findings.
• Develop a draft Basin Plan amendment, draft NPDES permit criteria and appropriate
monitoring criteria. Summarize findings and recommendations.
• Assist RGS staff in finalizing TSD.
• Meet with RGS staff, Water Recyclers, and Regional Board staff at various stages of
the project. Attend public meetings pertaining to the Mixing Zone Policy.
• Submit quarterly progress reports to the Water Recyclers.
BUDGET AND COST
The budget for this work is $158,000.00. Labor will be charged for Consultant personnel
as follows:
MSC Staff
Hourly
Rate
David W. Smith, Principal
$132.00
Michael Deas, Senior Scientist
$126.00
Debbie Webster, Engineer
$101.00
Susan Maclean, Project Assistant
$58.00
Consultant will submit monthly invoices for all costs of service, including, but not
limited to direct costs of labor of employees engaged by Consultant. Expenses will be
charged as follows:
• Direct at cost - Travel and transportation expenses (other than mileage), reproduction
of large documents, field supplies, courier
• Direct at cost plus 10% -subcontractors
• $0.45/mile — auto mileage
• $5.30 per labor hour - Communications (e.g., telephone, faxing, computer, minor
duplication)