HomeMy WebLinkAboutUkiah Valley Sanitation District 1988-12-14 Active JOINT POWERS AGREEMENT
WHEREAS, The Economic Development Administration requires a Joint Powers
Agreement in instances where more than one legal entity will either own or
operate project facilities ; and
[,1HEREAS, The Carousel Project involves the construction of sewer mains to
be owned and operated by the Ukiah Valley Sanitation District (hereinafter,
"District") and improvements to the wastewater treatment plant owned and
operated by the City of Ukiah, (hereinafter, "City") and will also require
different agencies to be grantees of other match funding sources; and
WHEREAS, The County of Mendocino, the City and the District are the parties
involved in the overall project.
NOW THEREFORE BE IT RESOLVED: That the Ukiah Valley Sanitation District, the
City of Ukiah and the County of Mendocino do hereby agree as follows:
I. PURPOSE: This Joint Powers Agreement, hereinafter referred to as "Agree-
ment", is to identify the parties in connection with the Carousel Industrial
Park Sewer Line and Wastewater Treatment Improvements Project, hereinafter
referred to as "Project", and to outline which agency will be responsible for
the operation, maintenance, and ownership of the project facilities and what
financial role each agency plays.
II. DURATION: The relationship of parties shall be in force from the time
of grant application and until the fulfillment of all applicable grant conditions ;
but not less than the expected useful life of the improvements constructed with
grant funds. Useful life is defined as 75 years from project completion.
III. TERMS: The following is an outline of which agency will be responsible
for what function:
1) Lead Agency: The District will be designated as the "Lead Agency" for
the project. The District will have the authority to bind the other parties
to the following:
A) The requirements set forth in the assurances section, Part V of
Form ED-101A, including, but not limited to the Civil Rights Assurances,
Non-relocation form, (attached as Exhibit A) .
B) The requirements set forth in the public works application forms,
ED-lO1P (Preanplication) and ED-101A (Application) and all applicable
exhibits to these forms.
C) The grant documents which include:
* Grant Offer, which when executed by both EDA and the
grantee, is referred to as the Grant Agreement.
* 'The ED-508 budget accompanying the grant offer.
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* The special conditions and standard terms and conditions
and standard terms and conditions for public works and
development facilities accompanying the Grant Offer.
* The EDA publication, "Requirements for Approved Projects",
Eighth Edition, June 1984, which is sent to grantees after
EDA receives an executed original Grant Offer.
* The Provisions of the United States Statutes condified in
the United States Code and EDA Regulations codified in the
code of Federal Regulations (CFR) and any Federal Register
announcements applicable to EDA Public Works projects.
2) RESPONSIBILITY AND OWNERSHIP: Ownership of the proposed sewer trunk
and collection spur lines will remian with the District during and after
construction, for the useful life of these installations.
Lands in which the lines will be installed are within the unincorporated
area subject to jurisdictional authority of the County of Mendocino. The
District will initiate annexation proceedings following execution of this
agreement by all parties.
The operation, maintenance and ownership of the wastewater treatment im-
provements will remain with the City for the useful life of these instal-
lations.
There is an existing agreement between the District and the City for
operation and maintenance of facilities under the District's jurisdiction
that governs the relationship between the District and the City. The
provisions of that agreement will determine how these improvements shall
be operated and maintained. (A copy of that agreement is attached hereto
as Exhibit B and incorporated herein by reference) .
3) FUNDING: The District will be the agency that applys for the Econ-
omic Development Administration funding and takes the role of Lead Agency
for this project. The County of Mendocino will be the agency that applies
for and accepts the funding from the Department of Housing and Community
Development and the Economic Development set aside Community Development
Block Grant and will assume the role of Grantee, as for the Rural Economic
Development Infrastructure Loan Program funding, the County of Mendocino
will be the applicant and the District, the borrower.
4) PAR'I`Y UNDERSTANDING: All parties hereby state that they understand
they are bound by the application forms and grant documents executed and
accepted on their behalf and the applicable statutes and regulations as
provided in this agreement, and that all parties further agree to each
submit the following application materials:
A) Exhibit II-C-1, Civil Rights Status Report.
B) Form ED-612, "Current and Project Employee and Payroll Data".
C) Non-Relocation Certification.
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5) ADMZNISTRATION: The District will be responsible for the admin-
istration of the project, as it pertains to all agency funding sources,
and the District will arrange for said administration personnel on a
subcontract basis. The District will assume responsibility of the following:
A) Filing of EDA Project Reports.
B) Receive and distribute grant funds and file EDA Financial Reports.
C) Bidding, award and management of the construction contract(s) .
D) Al1 CDBG Grant Program requirements.
6) The parties to this agreement shall be jointly and severally liable
to EDA for the performance of this agreement and compliance with appropriate
Federal laws, regulations and grant application representations and assur-
ances. Except for their joint and several liability to EDA, each party
to this agreement shall not be jointly and severally liable and shall be
separately liable to any other person or entity for its own actions and
the actions of its officers, agents and employees.
7) The following persons are hereby designated as the authorized repre-
sentatives for the purpose of signing this document for the project:
Chairman of the Board of Supervisors
Chairman of the District
Mayor of the City
8) The parties further agree that transmittal of this agreement will be
accompanied by certified resolutions from each agency providing for sig-
nature by an authorized representative of the parties on behalf of the
parties.
9) The parties acknowledge that beneficiaries, referred to as "Other
Parties" by EDA, of the project facilities will also be required to comply
with EDA's Civil Rights and applicable Property Management requirements,
as well as the executed "Assurance of Compliance with Civil Rights and
Other Legal Requirements forms, an ED-612 Form, "Current and Project
Employee and Payroll Data", if said other parties create or save 15 or
more jobs as a result of the EDA assistance, "Employer's Certificate of
Non-Relocation", if said other parties are located or locating within the
project boundaries, and "Affirmative Action Plan" (AAP) , if other parties
will create or save 50 or more permanent jobs as a result of the EDA
assistance.
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, ,
Mendocino County Board of Supervisors Approved as to form:
County of Mendocino
Courthouse % � �� �
Ukiah, Ca. 95482 �
(707) 463-4221 � � �
i �' i . G� �-
H. Peter, K ein '
County Counsel
-:�� � _
Nelson Redding
Chairman, Board of Supervisors
DATE: �`�- - j� -��j
Ukiah Valley Sanitation District
Courthouse
Ukiah, Ca. 95482
(707) 463-4221
-��' �.� � -.�
Nelson Redding
Chairman, Ukiah Valley Sanitation
District Board
DATE: t.� — I �- � ��
City of Ukiah Approved as to form:
300 Seminary Drive
Ukiah, Ca. 95482
(707) 463-6200 �
D ' Rapport
GC���iL-:!a• �c��'�"v City Attorney, City of Ukiah
Ileen Henderson
May , City of Ukiah
DATE: ��p� �%�d
-4-
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Ttw ��pl/c.r+: Mc��ay •��ur�• �M a�ct/!1�• th�t lt rlll ao�lr rlth tM cv�ul�tlu��. fol►al��. �uld�lln�• u►� cMulrwn�
lnelvAln� [x•cutiv• Ord�r 1J�12, OM� Clrculac� Yo�. A-tl, A-�), �-102 ana A-110 •• tMr e�l�t� to tM �yplle�tlon,
.cc.pc.,nr• .na,u•• of ►•a�r�l fw►d• [ac tht� t�0�r�11y a��f�t�d yco��ot. A��o, cr. y�il..+�c �►v• �awe�r►s� rM �•rcic�
.'ice r..p.�c co cn. �c.nc cn.c�
1. lt ➢o.•.•.�• l���l wthorlty to •pplr [or th• �ru�t, 10. It �111 �ot �l�yo�• ol ov �oeuae�e ►t• tttl• oc
�nd to lln.nc• �nd eon�tcvct tM propo��d t�cllltl��i oth�r lnt�r��t� ln tN� •it• �nd l�ellltl�• Auelna tM
tn�t • c��olutlo�, �ot►oo o� •l�llsr •ction Aa• D��n dulr 4�rfod o[ /�C�r�l lnt�r��t uc v1►11• tM Gov�n��t Aola.
Wopt�d or p����d •• �n ofllcl�l �ct o! tM �pyitc�nt'• dOnd�. M►l�M��e 1• tM lo�y�e.
�ov�rnln� Dvdy, wthoeltln� tf►� t111n� o[ tM �pplla�tlon.
l�eludln� sll und�r�t�ndl�• uW ���ur�r►e�• co�t�ln�d 11. (�) It w111 �wplr v1tA lltl• VI o! !A� Clvll �1�At■
th�c�l�, and dlr�ctlns �r►d wtho�lsln� tM p�r�on Act o[ 19�� (T.L. ��-�S2) u►d !n aceocd�r►e• rith ittl• v
td��cl[l�d •• tR� ot(tei�l r�y����nt�ttv• o[ Lh� �pplic�nt o! th� �ct. no O���on 1a th� Unit�A ttata• s1►�11, on cT.
to •ct in conn�ctlon �ith th� •pylie�tlon �nd to provld� Lrouna o[ r�a�, ooloe, or n�tlon�l orL�ln, D� •xclud�d
•ucA •ddltion�l intonrtlon •• �ar b� r�ulc�A. iro� p�rtlelpatlon 1n, D� A�nI�A t1►� D�n�ilt• o[, or b�
oth��+1�• �ubj�ct�d to dl�ert�ln�tloo und�r �nr pco�cu
2. It rill comply �ith th� pcovl�lon• ot: �x�cutiv• oc •ctLvltr [oe rhLch tA� •pplte��t r�e�iv�• I�O�r�1
Ord�r �198a, r�latln� to •valu�tlon ot flood h�:ard�, tLn�ncial a�si�tana• �nd wLll 1�d1�t�lr t�k• aar
[x�cuclv• Ocdor 11280, r�l�tln� to tA� pc�v�ntlon, control ���ur�� n�e����ry to •[f�etu�t• tAi� •�r�wnt. It any
and •b�t�s.�nt ot ��t�r pollutlon, snd tx�cutiv� Ord�c ���1 yrop�ctr oc �tcuatu�� th�r�on 1� pCOVld�d or
11990, c•latins to yrot�ctlon ot v�tlan6�. 1�pt'ov�d vlth tM •lA ot l�a���l (taanclal as��st�ne•
•xt�nd�d to tM �pplle��l, thi• •��urane• �M11 obll��t•
). It rlll �rv• •uf[lcl�nt lunG� �va11�b1• to w�t th� th• •pp»c�nt, or 1n t1►� e��• of �nr tran�t�r ot •uch
non-�od�c�l rhQC• ot th� eo�t foe eon�tructlon pro��cts. prop�ctr, u►r tcan�[�Ca�, !or tA� p�rlod durin� vh1eA tn�
Suf[Scl�nt fund• vlll D� •v�ilaDl• �h�n con�tcvctlon 1• c�al prop�rty oC �t['uclur� 1� u��a [oc a purpoa• [or
cooryl�t�d to •YYUCY prop�r �nd •fficl�nt •d�l�t�tc�tlo�, whicfi in� /�d�r�1 itn�ncfal a��1�t��t• 1� •Yt�nd�d or
op•r�clon �.nC m�►inc�n�nc• ol tM [acilitr foc tM purpo�� �or �noth�r purpo�• involvins th� yrovl�lot► cf �l�ll�r
ccn.c�..c�.a. ��cvle�• or �[lt�.
�. It vlll oDtain �pprov�l br th� appcoprirt• /�d�ral �b) It vill ow�plr w1Ch tM C1vL1 �i�ht• la�n ll�t�d
aaa�cy of th• flnol �ockln� dr�vin�• �nd •p�clficstlon• D�law. Th� applit�tlon o[ tn��• l�v� 1� d��ecLD�a �nd
Datoc• th� pco�oct 1� �dv�rtlr�d oc plac�d pn th• nark�t �YPlainb in LDA'� Civil Qlchti Guld�ltn��.
[oc bldOln�; th�t lt vlll �ub�lt to tA� �ppropCl�t�
I.a•ral •�•ncy foc yrloc •pprov�l chan��r CMt •lt�r tA� (1) 1�ctlon 1�2 ot lubllc l.�w Yi-�S (�2 U.�.C. �12)).
co�t� o[ t�� pco��ct, u�• ot •psc�, oe fu�ctlonal layout; ProA10lt� •�x d/�eei�ln�tlon Ln s��l�tuic•
tn.c tt rlll not •nt�r into • con�Civetlon c�ntr�ct(�) [oe p�ovld�d und�e th� ►ublle Hoclu �nA �conoale
tha yco��ct ac und�rt�lc� otMr �ctivlti�� untl� th• condl- D�v�lopMnt Aat ot 14��, •s �Mnd�.
tlon� o[ th• con�tcvetlon �r�nt yco�r�a(�) t►�v b��n Mt�
i1) i�ctlon S0� of tM a�habllitstlon �ct ot 1973
S. It v111 pcovld• rnd �a1nt�►n comy�t�nt �nd •diqust• �2� U.�.C. T9�� �nA 1? C1A ��ct •b. �ubs�ctlons •,
arc�lt�c[ucr�/�nsin��cin� •up�cvl�lon �nd in�p�ctLon •t p. c �nd • (f��ul�tlon� ot tM DrpacW�t of
th� conrtruction •!t• to in�uc• tA�t th� coryl�t�d rork Comw�rc• i�pl�antln� ��otlon S0� o� tM itrhabill-
conEorms r1tR t�• approv�d plan� �nd �y�ciflc�tlon�; tMt t�tlo� Act). �COAlblt� di�arlsination s��ln�t tM
it r►11 furnlrn ycosr�o• r�yoct� �nd �uch oth�r in[ocM- h�ndlc�pp�d In •nr pro�ru oe �etivltr e�c�lvini
�loa as cn� ►•d•ral �r�ncoc ���ncy aar r�quiro. ��d�r�l [�n�cl�l �i�l�t�o�.
♦. I[ �111 op�r�t• �nd �lnt�ln th� l�cllitr !n sccocd- �» O�ctlon �0� o! th� 4� D1�celalnatloa �ct of 1975
anc• vlth th• olnlmua �t�nd�M� �• �ay b� c�qulc�0 oc (�Z U.t.C, 11021. Prohtblt• dLscrl�lnatlon on tt�.
pr•.crlb•d by th• •ppllc�Dl� t�d���l, it�t• and loc�l D��1� o[ •�• ln u►r pro�r� oe ktivltr nc�lvins
as•ntl•• tor th. �alnt�nano• u►d op�c�tloa o! �ucp /b�c�l flnanel�l s��l�t�ne�.
laslllt���.
(�) [x�cutiv� OM�r 117��. trovla�• tMt I�d�c�l
7. It r111 �lv• cA• •pon�orin� (�c�ntor �nd/oC l�nOln�) �a�trseto�• oc t�0�r��lr ���l�t�d contcsctor•
as.ncy .na tho Coa�ptcoll�c C���ral, CAcou�h �ny �uthorlt�d ��►+11 not di�eeL�lnat• on tM b��l� of r�e�.
r�pr���nt�tiv�, •ce��• to u►d tM Cl�ht to •x�ln� �11 ooloe� e�11�101�. ��x, oe n�tlo�lsl ocl�la.
r�cord�, boalc�, pap�r�, oc docu�nt� tyl�t� Co tM �c�nt
or lo.n. (S) iitl• 13 C►� f�ct �. (A��ul�tiona ol tM
D�yaeLMnt ol Cowwrc• Lnplwntlas Titl� YI).
•. It .+lll r�qulr• th� trcllltr to D� d��i�n�d to cooplr ��� =ltl• l� C1� ��ct 711. (Cfvll �ltht• r�sul�tlona
�itA tn. "I►�rlcan Standard ip�cl[lc�tion� [or Msklns at tM Lcorw�l� D�v�lopMrtt �da�lnl�te�tioa).
8uildln�• �nd I�cilltl�• Ace���lbl� to, �nd U��bl• by,
tM P�ysic�lly Nandleapp�d". YuaD�r A117.]-'19�1, a� '
�od1[i�d (�1 cPR l01-17.70)). TM �ppllc�rtt vill b� t�) a�ctlon� o! Titl� YI o[ tA� Civll Yi�Tt• �t of
r•spon�ibl• for conduetln� in�p�ctlon� to in�ur� �9i� (�2 UYC t0004) pcoAlbitin� �+loywnt
eoapllanc• with thass �p�elfle�tlona Dy tM contractor. ai�cclwln�tloh �+h�e� (1? tfu pri�aep puepos� af
th� �rar�t 1• !o p�ovld• qployMnt or (2)
9. It wlll cru�• work on tM yrojoct to D� cowmrncod dlwcrl��natory wplo�wnt pCSetlt�� rill r��ult in
�1tAin • raYOOnabl• tiM aft�e r�e�ipt of notiElc�tiun �n�qu�l tr��ta�nt o[ p�r�on� who sr� or �Aa+ld b�
fco� CM approvin� I�d�c�l �s�ocy th�t tunds hav� D�sn a��ittlr►� !ew !M �eant-�10�A �ttivitr.
•yprov�d �0 th►t tb� yroj�et MLil D� yCO��CYC�Q CO �e) It w�ur�� that •ub��qu�nt �odi[le�tion� ol tb� r�s-
cospl�tion vich r�a�or►aDl� dlli��ne�.
ulatlon�^li�t�A la t�otlon 11(b) vill b� ao�pll�d vitA.
ppqx F�-1011► (Rav. 12-85I -li- �. .
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, . • � , l�12 V - VIYl�Gil � OMt11Ww
11. Ic .it►1 •sc�blf�fi s�i��u�e1• to 9rohlbit Mqlora� l�. I! r111 ���1�t tlw T�O�c�1 �e�e►toe y�►er io ►t•
[ro. u�►n� tn�lr po�\clon• lor • pueyo�• tTNt L• or �lv�• eo�pllu►a� r�tA Natloa 10� ot tM II�t1oM1 Mf�torlc
tA• •pp��r�nc• ot D�1n� �ot►v�t�d Dr • 0��►c� tor yr►v�t� �c���cv�tlo� aat o[ 1�«. �1 wt��A (l� Y./.C. �70).
���n tor tn.os�lv�• or oth�r�, p�cticul�rlr tho�• rlth [x�autiv� Ocd�r 115��, st►A tM 4'eMolo�La�l and Kl•
„� iA+r M�• ��a�lr pu�1^��• o� otM r t1��. toeto ►c���rv�ttw► �et ol 11��, (l� V.�.C. ♦��a-1) py
(�) oonsultlna vlth ih� ft�t• Mf�torla T['�/�[Y�CIOp
o[[Lc�r a► tM nw►Ouct ot inv��tl��tio�u. •• n�c�a��c
to id�ntiLr pcoy�rtl�r lf�t�d fe oc �lf�1p1� [or
1D. «�11�� tv +t�4• �•--Q loc�l tovrrn�n4r Qnlr. •xc�vt lnelu�ioe Le CM ��llonal i��i�t�p ol ML�LOCte �L�c�.
�nd+r �n���rl �lrcu�artrnc��.) It vtll cunply vitA tM tMt �r� w0��ot to �Awv�� •[he N (��� 3• C/Y ►�ct
r�Qulram+nt• oE t1t1�• II and III ot th� Unitor� �lo- �00.1) br ttr� �etlrltr. ►nA notltrlc►� t1� 1W�r�1
c�clo� As�i�canc• •nd Q��1 Peoy�rtr A�Qul�ltlon Po11el�� �ru►toe ���r►or o! tM sxl�tafo• ot anr �►+e6 prop�rtL.
♦ct ot 1970 (P.L. 91-L��), vt�ieh provid�� [or l�ie and �r►d br (b) eo�lyina vlth •11 tyqulewpt� •�t�pll�tr.�
•qu1�.b1• cc.rcow�t o( p�c�o�� dt�pl�c�Q a• • r��ul! o[ bY LM ��d�r�l �ru►toT �f�ner to �vola oc altl��t�
I�d•c�l •nd t�d•r�llr •��l�t�d pro�rw. or p�r�on� [ro� •Ov�e�� •tl�at� upa� �uab PCOp�rtl��.
�AiO� 1�+►d �GC tM �1t'90�• OI �fN 9C0��6L 1• b��fl� �OQY�lid.
1�. It r111 com�ly �ith �il r�quirWwnt• l�yo��d Dy tM l0, It vlll oo�plr vitA tt►� pcovi�loaa ot tM O�vis-
►•d•ral �ponoorins a��ncy conc�rnln� �p�cL�l r�9uLrw�nt� B�con Aat, •� wnd�d (�0 U.t.C. 27�a--2)��-S). iucn
of 1�►+, prodr�m r�qu�r�nis, �nd oth�r �da�tnt�trativ� provl�lon� lnclud� tM p�ywnt ot pc�vallln� vas• r�c,
r�Qulc�mrnto opprov�d 1n •eeocA�nc� wlth Clrcul�r Yo�. of th� �r�a s� a�t�c�ln�d pr tT►� ��ec�t��r ot L.aboe,
�-102 snd a-11o. l�bor�r� �nd a�eMnle• �rplor�4 br eontr�etor• �nd
�ubeontT�otor� toe •11 eon�tn►e«oo w�b�etskaa u►
conn�atloa ritA thi� ycb��at.
15. It will copplY v�th tt►� ycov��ion� o! tM Match �at „
u1►leA llait tT►� ➢ullt�s�l .oei�ier o[ /tit� �f►0 loo�l
�ov�rrw�t wployNa.
Z1, (��► �pD1LCaD1� to 8t�t� and L11t�1 Gor�ciucWnt�).
In con�ld�r�tlon ot �D� Mkir►� • �r�nt �n4/or lo�n
r�qu��t�d Dr �n �ppllcu►L vhich f� a Du��n��� •nt�c-
1�. It will cowVlr vlth th� rulnlwum MYsY �nd �wximua pcl��, �OC th1/ pro��ct. �t �([N� that LoC • p�c�od
�ouc� pcovlrion• o[ th� I�C�c�l I�ir L�Dor St�nd�cd� �ct CMp r�aC/ �lt�C dL�bVC��Mt1t by LD� o[ •sld �C�r►t •na
.• ct��y �pyly to twspit•1 �oQ •duc•tlo�•1 in�tltution lo►�► oc �nY p��t thsr�c[� it Mill not �aploy oc t•na.
w�yloy�•• oE St�t• •nd lot�l �ov�nu►�nt�. �ny otfla• o� a�plo�nt to, or r�t�ip to� prcf��rion
•�cvic��, u►y p�r�on vtw� oo tlw d�t• o[ suaA di�buc.
ornt, or M1tf�ln on� y�sc pclor to •�id dat�, •hall t�.
••rv�d sr �o o![la��, attotrur, or ���nt or �loy••
�). ic ..i11 �n�ur• th�t tM E•clltti•• undre lc• own�r- [D� oceuP7lns s po�ltion oc sn��f�0 1n �ctivitl�s vn�
•hip, lo�co, oc •up�cvl�Lon vhich •h�ll b• utllfcrd Ln tn� tDA ha� d�t�e�in�d �nvolv�• dl�cr�tlon v�tA r��p�ct �
•ccomyli�hm�nc of tM pcoj�ct �r• not 11�t•d on th� invl- th� �ru►tln� ot u�i�tanu und�r tM Publlc Yorb �na
co�+nt�l Pcot�ctlon At�neY'• ([PA) 11�t o[ VLolat►n� laci- �ap��p p�v�lopM�►t �CL oi 19�5� �a Y�r►d�0.
lltl•• ar.d th.t it ��11 notltr tM /�d�ral �c�rttor �sa►cy ,
ot tt� r�e•lpt ot �+►y ooi+ote�tlon lco� tM Dle�etor ot
ce. sp. oce��. or r.s.�.i �i►vici.. inato.c�n� ia.e .
I�cility to D� ulLlis�d ia tM ycoj�ot 1� und�e son�i0�ea-
tloe �or 11�t1n� by tM i.TA. i2. It �ssur�� that th� e��Cetetton a�alnsC tM u�•
1••d-b���d p�Lnt a� c�qulc�d br U�-�a�b ►�Lnt Po�•
in� Pc�v�ntlon �et (�2 U.t.C. ♦�31) �ill b� Lnclud�a
•11 contr�at� � �upcatteact� involvina th� u�• of ►
18. It will comply vlth th� Elood in�ur�nc• purcha�• •c�l Iund� to Con�t[vc! OC c�Mb111t�t• C��id�atl�l c
r�Qulc�nt• ot S�ction 102ts) of th� tlooa Oi���t�r LM titutioMl �tevctue�� (�� O�t1M0 �i 1� CI� �09.29
Peot�ctlo� �ct ot 191�, Publle Law 9�-2». •7 Ytat. 975.
�pprov�d D�cNb�c �l. 197�. •�ction 101(�) e�ulc��, oa
�nd s[t�r Mareb 2, �175, th� p�►rct►��� ot t1ooA inaue�ao�
L� eomunitl�� wMr� �ueh �n�uranc• i� �v�il�bl• �� • aon- Z�, It wlll �ir� u►d it rill e�quie� aiploy�r� rtw a
dltlon for th� c�e�ipt ot �ny ►�d�ral financl�l ��si�tano• eub�tantl�l M��tlel�cl�� o[ publie worka ���i�t�nc•
foc conAt�v ctfon or �cqu1�1t1on yuryoros foc �s• �n �ny d�t.ln�a at » C/� 309.10) a►0 eontr�cton oc �ubcon-
���� �h�t ho� C��n �dontitl�d Dy th� I�d�r�l twr��ocy Cr�ctoC� (�• c�quind br 13 C1� �OS.S�) to �iv� pr+f.
ti.nrb.m.nc Atrncy (1[iu) �• � �r�• hsvin� •➢�cl�l flood •�tl�l con�Ld�e�tSon, wMr�v�c po��ibl�, to tM lons
r�z�ros. Tho phr��• "t�a�ral tinancirl •rst�tanes" i�clud�� un�oplor�0 an0 und�ra�lor�d n�lAlna �n tM pee��cc
�ny toc� of lo��, �r�nt, �u�rantr, in�ur�nc• prym�nt, �rN, tn conn�etLon vlth tM p['o��Ct sa�i�t�d br [�.
r�Dat�, •ub�ldr, dl���t�r ���i�t�nc• loan oc �rant, or u►y (y��, InatNetloty, y• 39).
otDar tots oi d�c�ct ar iadicact ��dac�l u�iat�ac�. w
�
_ �
�
TOWi tA-lOL (t��. 11-�4� -1�-
•
. �
� .
Exhibit II-C-7
U. . E AR ME. FAf R ocator o.
ECONOMIC DEVELOPMENT ADMINISTRATION
ASSURANCES OF COMPLIANCE
with Civil Rights and Other Legal Requireoents
(To Be Executed Only By Other Parties)
Applicant Name: Cit of Ukiah
City, State, Zip: y
300 Seminary Drive, Ukiah, Ca. 95482
Brie ro�ecc Description: 15" sewer trunk line extension and collection spur systems to
Carousel Industrial Park and Wastewater Treatment improvements to Ukiah WWT Facility.
e o igations incurre un er t is orm apply only to t e acili2y or property receiving
EDA assistance. This form applies to Other Parties, who are inclusive of any governoental ,
public or private agency, instit�tion, organization or other entity, or any individual with
a direct or substantial participation in the program or project receiving Federal
financial assistance from the Economic Development Administration (EDA), such as contractors,
subcontractors , providers of employment, or users of the facility or its services. This form
is being executed by an "Other Party" who satisfies one or both of the follovin� conditions
(c�eck at least one) :
/� 1. The Other Party will be crcating or saving 15 or vore jobs (estisated number: )
as a result of EDA assistance� and (check a or b)
� (a) is specifically cited in the application for funds as a project
beneficiary.
� (b) will locate or is located in an assisted industrial park before EDA
has made its final disbUrsement for the park. (Source: IS CFR 311.3)
I� 2. The project serves an industrial park site which is neither owned nor operated by
the applicant or recipient of Federal financial assistance. The non-applicant owner(s)
and operator(s) are considered "Other Parties". (Source: 1S CFR 305.43)
ASSURANCES OF COMPLIANCE F1ITH THE DEPARTMENT OF COMMERCE AND THE
ECONOMIC DEVELOPMENT ADMINISTRATION (EDA) REGULATIONS UNDER
TITLE VI OF THE CIVIL RIGHTS ACT OF 1964�
PUBLIC LAW 92-65 (as amended) , SECTION 504 OF THE REHABILITATION ACT OF 1973,
AND THE AGE DISCRIMINATION ACT OF 1975
Cit of Ukiah
ame o t er ar[y
(hereinafter called the "Other Party") assures that, as an Ott►er Party, it will comply
with Ticle VI of the Civil Rights Act of 1964� as amended (42 USC 2000d-2000d t)� the
requirements imposed by or pursuant to regulations issued for the Departeent of Commerce
and designated as 15 CFR Subtitle A Part 8� and any amendments thereto.
The Other Party agrees to comply with the provisions of Section 112 of Public Lav 92-65
(4? USC 3123) , the requirements imposed by or pursuant to the regulations of the Economic
Development Administration promulgated in 13 CFR Part 311 (as explained in the April 1979
EDA Civil Rights Guidelines) � and any amendments thereto.
The Other Party agrees to cowply with Section S0� of the Rehabilitation Act of 1973
(26 USC 794) and 15 CFR Part 8b� subsections a, b� c� and e (Regulations of the Department
of Commerce implementinY Section SO4 of the Rehabilitation Act)� and the AQe Discriuination
Act of 19�5 (42 USC 6101) , 15 CFR Part 20. Such requireme,nts hold that no person in the
United States shall on the around of race. color. �ational origin, sea, handicap, or age be
excluded from parttcipetion in� be denied the benefits of, or be otherwise subjected to
discrimination under� any pro�rao or activity for uhich Federal financial assistance has
been extended.
;��� , _
�_ , i, ,
�
' � Ass�srances of Com liance Exhibit II-C-�
t v g ts an
Other Leyal Require�ents
In accordance with these sssurances and witAout li�itinQ the above, the Ochec Party a�rees
that these assurances shall be bindinY upon it� its yrantees, assiQnees, transferees,
lessees, artd successors in interest. These assurances �hall also be bindinQ throuYh every
■odification or amendment to this pro�ect.
The Other Party acknowledQes that it has received and read the Departuent of Cooverce and
EDA regulations, and that it is aware that if there appears to be a failure or chreatened
failure to comply with this part� and if the nonco�pliance or threatened noncoapliance
cannot be corrected by informal �eans� co�pliance vith this part ■ay be effected by the
suspension or termination of. or refusal to Qrant or to continue, Federal financial assistance ,
or by any other means authorized by law.
NOTICE
?his for■ ■ust be executed br �n official autAorised to ■ake the afore�entioned
assurances contained herein� rith full authoritr to bind tbe recipient or other
party identified herein. If the recipient or other party is a corporation, this
for■ ■ust be executed br a corporate officer autQorized to ■ake such assurances,
and the title block ■ust clearlr indicate such authoritr. Assurance for�s ezecuted
by e�ployees other th�n corporate officers vill noC be accepted unless ther are
acco�panied br a separate certific�tion si`ned by a Corporate officer statinQ the
assurer t�as full authoritr to bind tne recipient or otner partr identified belov.
In tAe case of aa indiridual ezecutin� this assurance for■ as sole owner� sole ovner
sust be indicsted in the title block. For situations ot1►er thaa those discusse erein�
contact tLe EDA reQlonal office for appropriate acceptance instructions.
ACCEPTANCE OF ASSURANCES OF COMPLIANCE
These assurances are vade and accepted for:
Name of Other Party: City of Ukiah
300 Seminary Drive
Address:
Ukiah, Ca. 95482
Phone No. : ( ��� Lh3—ti�nn
By 'o� I�le e on Ma or Cit of Ukiah
ype or rtnt, a�e tle o Accept nQ 0 c a
� �,�'
��������'L������- 6/2/8 8
k�nacure o ccept n�'SE�'icia�TV ate
W,IRNING
False state�en2s or represeatat�on� •ade in connection rrith this "1►SSURIWCH OF COMPLI1lNCE"
is a violation of Federal lav punishable Dy a fine of not ■ore than s10,000 or br laprisonient
for not ■ore than five rears. or both (see 42 USC 3220; ls USC 1001).
�
FORM ED-101A (Rev. 5-88)
Exhibit II-C-7
U. . AR M P4�1 R ocator o.
ECONOMIC DEVELOPMENT ADMINISTRATION
ASSURANCES OF COMPLIANCE
with Civil Rights and Other Legal Requirements
(To Be Executed Only By Other Parties)
Applicant ame: Ukiah Valle Sanitation District, County of Mendocino
City, State, Zip: y
Courthouse, Ukiah, California 95482
rie ro�ect Description: 15 sewer trunk line extension and co ection spur systems to
Carousel Park and Wastewater Treatment improvements to Ukiah WWT Facility.
e o igations incusre un er t is orm app y only to t e aci ity or property receiving
EDA assistance. This form applies to Other Parties, who are inclusive of any governmental ,
public or private agency, institution, organization or other entity, or any individual with
a direct or substantial participation in the program or project receiving Federal
financial assistance from the Economic Development Administration (EDA), such as contractors,
subcontractors , providers of employment, or users of the facility or its services. This form
is being executed by an "Other Party" who satisfies one or both of the following conditions
(check at least one) :
/-7 1. The Other Party will be creating or saving 15 or more jobs (estioated number: )
as a result of EDA assistance, and (check a or b)
Q (a) is spccifically cited in the application for funds as a project
beneficiary.
[] (b) will locate or is located in an assisted industrial park before EDA
has made its final disbursement for the park. (Source: 13 CFR 311.3)
/� 2. The project serves an industrial park site which is neither owned nor operated by
the applicant or recipient of Federal financial assistance. The non-applicant owner(s)
and operator(s) are considered "Other Parties". (Source: 13 CFR 305.43)
ASSURANCES OF COMPLIANCE WITH THE DEPARTMENT OF COF4�IERCE AND THE
ECONOMIC DEVELOPMENT ADMINIS'fRATION (EDA) REGULATIONS UNDER
TITLE VI OF THE CIVIL RIGHTS ACT OF 1964,
PUBLIC LAW 92-65 (as amended)� SECTION 504 OF THE REHABILITATION ACT OF 1975�
AND THE AGE DISCRIMINATION ACT OF 1975
Ukiah Valley Sanitation District
ame o Ot er arty
(hereinafter called the "Other Party") assures that. as an Other Party, it will comply
uith Title VI of the Civil Rights Act of 1964� as amended (42 USC 2000d-2000d 4), the
requirements imposed by or pursuant to regulations issued for the Departaent of Commerce
and designated as 15 CFR Subtitle A Part 8, and any amendments thereto.
The Other Party agrees to comply with the provisions of Section 112 of Public Law 92-65
(42 USC 3123) , the requirements imposed by or pursuant to the regulations of the Economic
Development Administration promulgated in 13 CFR Part 311' (as explained in the April 1979
EDA Civil Rights Guidelines) � and any amendments thereto.
The Other Party agrees to co�nply with Section 504 of the Rehabilitation Act of 1971
(26 USC 794) and 15 CFR Part 8b, subsections a� b� c, and e (Regulations of the Department
of Commerce implementing Section 504 of the Rehabilitation Act). and the Age Discrimination
Act of 1975 (42 USC 6101), 15 CFR Part 20. Such requirements hold that no person in the
United States shall on the ground of race� color, nationa� origin� sex� handicap, or age be
excluded from participation in� be denied the benefits of. or be otherxise subjected to
discrimination under, any program or activity for xhich Federal financial assistance has
been extended.
Assurances of Com liance Exhibit II-C-7 �
it ivi ig ts an
Other Legal Requirements
In accordance with these assurances and without li�iting the above, the Other Party agrees
that these assurances shall be binding upon it, its grantees, assignees, transferees,
lessees, and successors in interes[. These assurances shall also be binding through every
modification or amendment to this project.
The Other Party acknowledges that it has received and read the Department of Commerce and
EDA regulations, and that it is aware that if there appears to be a failure or [Rreatened
failure to comply with this part, and if the noncompliance or threatened noncompliance
cannot be corrected by informal means, compliance aith this part may be effected by the
suspension or termination of, or refusal to grant or to continue, Federal financial assistance,
or by any other means authorized by law.
NOTICE
This for■ ■ust be e:ecuted br an official authorized to ■ake the afore�entioned
assuraaces contained herein� vith full authoritr to bind the recipient or other
partr identified herein. If the recipient or other party is a corporation, this
for■ ■ust be executed br a corporate officer authorized to ■ake such assurances�
and the title block ■ust clearlr indicate such authority. Assurance for�s e:ecuted
by e�plorees other than corporate officers vill not be accepted unless ther are
accospanied br a separate certification signed br a corporate officer stating the
assurer has full authority to bind the recipient or other party identified below.
In the case of an individual executin� this assurance for■ as sole owner� sole ovner
■ust be indicated in the title block. For situations other than those discusse erein�
contact the EDA reIIional office for appropriate acceptance instructioes.
ACCEPTANCE OF ASSURANCES OF COMPLIANCE
These assurances are made and accepted for:
Name of Other Party:_ Ukiah Vallev Sanitation District
Address: Couritv of Mendocino Courthouse
Ukiah, California 95482
Phone No. : (707 ) 463-4221 Chairman
By Nelson Reddin Ukiah Valley Sanitation District
Type or rint aae t e o Accept ng 0 cia
�'C �-' °�-2�' �X � �_ � i ' �
i
ignature o ccept ng ic ate
WARNING
False state�ents or represeatations ■ade in connection vith this "ASSUR�INC& OF COMPLIANCE"
is a violation of Federal lav punishable by a fine of not ■ore than s10�000 or by i�prison�ent
for not ■ore than five rears. or both (see 42 USC 3220; 18 USC 1001).
• �
FORM ED—101A (Rev. 5-88)
�
� c
Exhibit II-C-7
U. . AR MEN hA1 R E ocator No.
ECONOMIC DEVELOPMENT ADMINISTRATION
SSSURANCES OF COMPLIANCE
with Civil Rights and Other Legal Requirements
(To Be Executed Only By Other Parties)
pplicant ame: County ofi Mendocino, Courthouse Ukiah, California 95482
City, State, Zip:
Brie ro�ect Description: 15 sewew trun ine extens�on an co ection spur sys ems o
Carousel Industrial Park and Wastewater Treatment improvements to Ukiah WWT Facility.
e o ligations incurre un er t is orm apply only to t e acility or property receiving
EDA assistance. This form applies to Other Parties, aho are inclusive of any governmental ,
public or private agency, institution, organization or other entity, or any individual with
a direct or substantial participation in the program or project receiving Federal
financial assistance from the Economic Development Administration (EDA), such as contractors,
subcontractors , providers of employment, or users of the facility or its services. This form
is being executed by an "Other Party" who satisfies one or both of the following conditions
(check at least one) :
/� 1. The Other Party will be creating or saving 15 or more jobs (estinated number: )
— as a result of EDA assistance, and (check a or b)
[� (a) is specifically cited in the application for funds as a project
beneficiary.
�] (b) will locate or is located in an assisted industrial park before EDA
has made its final disbursement for the park. (Source: 13 CFR 511.3)
/ 2. The project serves an industrial park site which is neither owned nor operated by
the applicant or recipient of Federal financial assistance. The non-applicant owner(s)
and operator(s) are considered "Other Parties". (Source: 13 CFR 305.43)
ASSURANCES OF COMPLIANCE WITH THE DEPARTMENT OF COP4IERCE AND THE
ECONOMIC DEVELOPMENT ADMINISTRATION (EDA) REGULATIONS UNDER
TITLE VI OF THE CIV1L RIGNTS ACT OF 196d,
PUBLIC LAW 92-65 (as amended), SECTION SO4 OF THE REHABILITATION ACT OF 1975,
AND THE AGE DISCRIMINATION ACT OF 1975
County of Mendocino
ame o Ot er arty
(hereinafter called the "Other Party") assures that, as an Other Party, it will comply
with Title VI of the Civil Rights Act of 1964� as amended (42 USC 2000d-2000d 4)� the
requirements imposed by or pursuant to regulations issued for the Depart�nent of Commerce
a�d designated as 15 CFR Subtitle A Part 8, and any amendments thereto.
The Other Party agrees to comply with the provisions of Section 11Z of Public Law 92-b5
(42 USC 3123) , the requirements imposed by or pursuant to the regulations of the Economic
Development Administration promulgated in 13 CFR Part 311 (as explained in the April 1979
EDA Civil Rights Guidelines) � and any amendments thereto.
The Other Party agrees to comply with Section 504 of the Rehabilitation Act of 1975
(26 USC 794) and 15 CFR Part 8b� subsections a, b, c� and e (Regulations of the Department
of Commerce ieoplementing Section 504 of Che Rehabilitation Act) � and the Age Discrimination
Act of 1975 (42 USC 6101) , 15 CFR Part Z0. Such requirements hold that no person in the
United States shall on the ground of race� color, national origin, sex, handicap� or age be
excluded from particiQation in, be denied the benefits of, or be otherwise subjected to
discrimination under, any program or activity for r+hich Federal financial assistance has
been extended.
Assurances of Com liance Exhibit II-C-7
Wit ivil Rig ts an
Other Legal Requiremen[s
In accordance with these assurances and without limiting the above, the Other Party agrees
that these assurances� shall be binding upon it� its grantee5, assignees, transferees,
lessees, and successors in interest. These assurances shall also be binding through every
modification or amendment to this project.
The Other Party acknowledges t�at it has reeeived and read the Department of Commerce and
EDA regulations, and that it is aware that if there appears to be a failure or threatened
failure to comply with this part, and if the noncompliance or threatened noncompliance
cannot be corrected by informal means, compliance with this part may be effected by the
suspension or termination of, or refusal to grant or to continue, Federal financial assistance,
or by any other means authorized by law.
NOTICE
This for■ ■ust be ezecuted br an official autnorized to ■ake the afore�entioned
assurances contained herein� with full authoritr to bind the recipient or otder
partr identified herein. If the recipient or other party is a corp4ration, this
for■ ■ust be ezecuted by a corporate officer tuthorized to ■ake such assurances,
and the title blocti ■ust clearlr indicate such authority. Assurance for�s ezecuted
by e�ploYees other than corporate officers Yill not be accepted unless they are
accospanied by a separate certificatioa signed br a corporate officer stating the
assurer �as full authoritr to biad the recipient or other party identified below.
In the case of aa individual executin� this assurance for■ as sole owaer, sole o�ner
sust be indicated in the title block. For situations other than those discuss�erein,
contact the EDA regional office for appropriate acceptance iastructions.
ACCEPTANC� OF ASSURANCES OF COMPLIANCE
These assurances are made and accepted for:
Name oE ocher Party: County of Mendocino
Address: Courthouse
�
9548
Phone No. : ( i 0% 463�4221
By Ne1son Redding Chairman, Board of Supervisors
Type or rint a4e itle o Accepting 0 icial
-
t '
� �'° i,�,��:_` e:_ �1Ls�X..�7. 1988
ignature o cceptin icia ate
WARNING
False s[ate�ents or represeatations ■ade in connection vith this "ASSURANCfi OF COMPLIANCfi"
is a violation of Federal lav punisDable br a fine of not ■ore than s10�000 or by i�prisonsent
for not ■ore than five rears. or both (see 42 USC 3220; 18 USC 1001).
FORM ED-101A (Rev. 5-88)
ATTAC�t�Nf II .
� � , U. S. DEPAR'1T�Nf OF CQ�RCE
� Fi00Nd�lIC D6I/IIAPF�N'f AI�fINI57RATI0N
APPLICANT'S CfRTIFICA7'E OF NONRE[.00ATION
To be executed by applicants for construction grant assistanco wder Titles 1. IV. IX and section 301(f)
oE Ticle III of the Public Works and Economic Davelopiuent Act of 1965, as amended (PWIDA). Fuq�loyer is
defined to include grantea{applicant.
NOT'E - EAA's regulations at 13 CFR 309.3 prohibit IDA from making construction grants under Titles I,
IV, IX and section 301(E) of Title III �+fi�ch xill have the effect of assisting an employer in moving
jobs from one cortonuting area to another cortuouting area. An expansion of an ezisting business to a new
location may be assisted if such an expansion rrill not cause �employmont in other areas where the
business conducts operations. Execution of the following Certificate is necessary for IDA to determine
whether f�ding is available for tho proposad projact.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Applicants are to co�lete�items�l-3�and�read and �derstand�item 4.
1. ant icant Name• Ukiah Valley Sanitation District
�1n CO jU11Ct10f1 W1 . 1 �---- Lhereinafter called the "Applicant")
city, scaca:
Ukiah, California, 95482
z. st►ort Pro�oct Doscription: Exterrsion of 15" sewer trunk 1 ine from Hensley Creek Rd. ,
north to Carousel Industrial Park, collection spur sytem kno�n as lines A-F,
and improvements to the City of Ukiah's Wastewater Treatment Facility in the
form of piping and outfall metering equipment and outfall structure.
3. APPLICANt'S CIItTIFICATION AAID ASSURANCE OF C,(MPLIANCE WI'IN IDA'S NONREIACATION REGULATIONS
'Ihe Applicant certifies and assures that� as an Applicant for EI3A assistaneq it will �amplr
►rith IDA's nonrelocation regulations at 13 CFR 309.3.
'Ihe Applicant certifies and assures that the facilities to bo constructed are not �mdertaken for the purpose of
serving an employer xhich has relocated its operation tirithin the ProjeCt Boundaries, or for the purpose
of assisting or otherwisa encouraging the relocation oE such employers, prior to the da[a oF EAA's
approval of the proposed financial assistance, ti✓here such relocations ara for the purpose of avoiding
the restrictions of the rule� and that relocations rrill not taka plpce for forty-eight (48) mon[hs from
the dato of approval of this gzasit.
'Ihe Applicant certifies and assures that it is not presently assisting or otherwisa encouraging, nor does it inte�
to assist or encourage, ea�loyers xhich intend to transfer one or more jobs fran one camnuting area to
anocher by either (1) closing an operation in one comnuting area and opening a new oparation within the
Project Houndaries� which is in a nex coaIInucing area, or (2) curtailing its operation in anocher location
and increasing the rnnnber of jobs of the e�uployer's existing operations located within the Project
Bo�mdaries. 'Ihe Applicant assures that it dces not intend to encourage oc usa tha project to assist
employers in transferring jobs as described above.
7he Applicant imderstands that in accordance with 13 CF•R 309.3(k)(1) it will obtain a Certificate of
Nonrelocation from all employers locating within the Project Boundaries as follows:
a. All employers located or locating or non-applicant owners or operators of industrial parks
or sites �rithin the Project Boimdaries. In the case of grants to fimd area-►+ide utility
systems� Certificates of t`onrelocation will be required from businesses which use or are
projected to use greater than ten percent (101) of the the total capacity of tha utility
system as improved by the EDA grant,
b. Affiliates, subsidiaries. or other entities �mder direct, indirect� or cort�on control of
the foregoing.
�
�
�
�
�
r �,>
• 4
r `
APPLICAM'S CIItTIFICATE OF I�OI�tEIACATION
Pagc 2
c. Assignees. transferees, lessees, and successors-in-interest of the foregoing entities.
d. Successors-in-interest of the Applicant or Grantee� wrho will be required to ezecute
the "Agplicant's Certificate of Nonrelocation."
'1T�e �nployer C�ertificates must be main�ained by the Applicant/Grantee and made available to IDA
�on request.
The undersigned is suthorized to make the foregoing certification and assurances end to exxute this Certificate c
bel�alf of the Applicant.
Executed this lst day of June , 19 88
�y Colleen Henderson Mayor, City of Ukiah
,_� e or int e t e o ecuting icia
/
ignature o ecu ing ic a
4. WARNINGS
t3ote - Section 710(a) of the PUblic Works and Bconomic Development Act of 19b5, as amended,
provides that: "Whoever makes any statement lrnowing it to be false� or whcever willfully
overvalues any security� for the purpose of obtaining for himself or for any applicant any
financial assistance under section 101� 201, 202� or 403 or any extension thereof by renexal�
deferment or action� or otherwise, or the acceptance� release� or substitution of security
therefor, or for the purpose of influencing in azry hray the action of the Secretary. or for
the purpose of obtaining money� property� or anything af value, imder this Act, shall be
ptmished by a fine of not more than �10,000 or by ia�risonment for not more than five years�
or both." IDA'S NONREIACATION REQUIRII�N'!5 AT 13 CFR 309.3(m) PROVIDE 'I�iAT: "N'Ffr�1 IDA
DEEI'EERMIAIIES TNAT Tf�SE REQUIRII�NIS HAVE BEFZJ YIOLATFD. IDA WILL TERMINATE FOR CAUSE 'i�
FINWCIAL ASSISTANCE MAD£ AVAIIABL.E BY IDA. 'f}� RECIPIII�T WILL BE OBLIGATID 7U REPAY 'Il�
IDA 7T� FULL AD10lJNT OF 1�lAT FINANCIAL ASSISTANCE PLU3 IN7TJ2fST, FROM 'If� DA'fE DECERMINED
BY IDA (JP'OW WHICH Tf-� VIOLATION OCCURRF.D. AT T7-IE N�,W YORK BAt�UC PRIME RATE AS REPORTED IN
'It{E WALL S7REET J011RNAL ON Tf-� DATE OF TfRMINATIQN."
�
ATTAOi�NT II
� U. S. DEpAR7T�N'i OP Caf�RCB
' BOONU(IC A6YfZOP1�NT M�IINISIRATION
IIPPLICJIN['S CF•R'fIFICA'I� OF NOI�BtEIAGTION
To be executed by applicants For :..onstruction grant assistance u�der Titles I. N. IX and section 301(f)
of Title III of the Public Works and F�conomic Development /ict of 1965� as amended (PWIDA). Fmployer is
defincd to include �rantee/applicant.
[�OTE - EOA's regulations at 1S CFR 309.3 prohibit IDA. froo making ��onstrUCtion Qrants under Titles I�
IV. IX and section 301(f) of Title III which rrill have tha efEect .af assisting an employer in moving
jobs from one c«uuucing area to another camnutir_g rrea. M exp����,on of an existinQ business to a new
location may ba assisted if such an expansion will not cause �me,.,E,I�,yment in other areas �+here the
business conducts operations. 6cecut'�n of the followinQ Certifiute is necesssry fos EI�1 to detenoine
►rhether f�mdin� is avai'.ab1e for the proposed project.
• • • s • • • • • • . • • • • • • • • • • • • • • • •
1lpplicants�are�to complete items 1-3 and�raad and understand�itea 4. � �
i. c�,r,t �ii�„c r�,e: Ukieh Valley Sanitation District (hereinafter called the ��Applicant")
ci�. stau: Ukiah, California 95482
Extension e� 15" sewer trunk line from Hensley Creek Rd. ,
2. St►a�t project Description:
north to Carousel Industrial Park, collection spur system known as lines A-F,
and improveme�tts to the City of Ukiah's Wastewater Treatment Facility in the
form of piping and outfall metering equipment and outfall structure.
3. APPLICAKf'S CFRTYFIGII'ION ATN ASSURANCE OF C.(D�LIANCE MfI1H IDA'S N01�6tEIACATION REQJIATIONS
'Ihe Applicant certifies and assures that� as an Applicant fos IDA assistance, it xill eaaplr
with mA's nonrelocation re�ulations at 13 C}�R 309.3.
7he Applicant certifies and assures that the facilities to be constructed are not �mdertaken for tAe purpose of
se�ving an employec which has relocated its operation within the Project Bowdaries, or for the purpose
of assisting or otherxise encouraging the relocation of such employers. prior to the date of IDA's
approval of the proposed financial assistance� ti+hare such relocations are for the purpose of avoiding
the restrictions of the rule, and that relocations xill not take place for forty-ei�ht (48) months from
the date of approval of this Qrant.
The Applicant certifies and assures that it is tuot presently assisting or othe�ise encouraging. nor does it inter.
to assist or encourage. employers xhich intend to transfer one or more jobs from one commuting area to
another by either (1) closing an operation in one commuting area and opening a new operation within the
Project Boimdaries. xhich is in a ne,r co�nuting area, or (2) curtailing its operatian in another location
and increasing the n�ber of jobs of the employer's existing operations located �rithin the Project
Bo�mdaries. The Applicant assures that it does not intend to encouraQe or use the project to assist
e�loyers in transferrin� jobs as described above.
The Applicant �derstands thax in accordance xith 13 CFR 309.3(k)(1) it xill obtain a Certificate of
Nanrelocation from all employers locating rrithin the Project Bow�daries as fullo�s:
a. All employers lx ated or locating or non-applicant owners-or operators of industrial parks
or sites within the Project Boundaries. In the case of grartits to fund area-wide utilitr
systems� Certificates of honrelocation will be required from businesses wrhich use or are
projected ta use greater than ten percent (101) of the the total capacity of the utility
system as improved by the EDA grant. �
b. Affiliates, subsidiaries. or other entitiss �a►der direct. indirect� or common control of .
the foregoin�.
A
♦,
/1PPLIGANT'S CfItTIFICATE OF HO[�tELOC�17'ION
pa�e 2
c. Assignees, transferees� lessees. and successors-in-interest of the foreQoin� entities.
d. Successon-in-interest of the llppli,cant or (�antea� xAo xill b� sequired to eaecute
the "Applicaat's Certifiute of Nonrelocation."
The Enployer Certifiutes �ust be aaintained by thn Applicant/GYantee and aade avtilabl• to IDA
upon request.
The �mdersigned is authorized to maks tAe for.eQoinQ certification and assurances and to azecute this Carciflcate c
bahalf of the llpplicant.
Ezecuted this �� day of ���'1���� , 19 88
by Nelson Redding Chairman, UUSD Board
� J
e or nt e t e o ecut�n� ic3a
�C�JG'-� ��� � =�
'T�i�nature oF ecut nQ �i r�—
4, w�nNCs
Note - Section ?10(a) of the Fublit Mforks and Bconomic Development llet of 1965� u �ended,
provides that: "Whoever makes any statement knoWing it to be false, or whoever xillfully
overvalues any security, for the purpose of obtaining for himself or for any applicant any
financial assistance �mder section 101, 201. 202. or 40S or any extension thereof by renewal,
deferment or action� or othen►ise, or the acceptance. release� or substitution of security
therefor. or for the purpose of influencing in arry way the action of the Secretary� or for
t1�e purpose of obtaining money, property, or anything of value� vnder this Act, shall be
pumished by a fine of not more tharti �10.000 or by imprisoruoent for not more than five years,
or both." IDA'S NO!�6tEIACATION REQUIR�17'S AT 13 CFR 309.3(m) PROVIDE THAT: "MIE�T+1 ID,4
DE'I't32MI11ES 'ItiAT '1}�SE RF.QUIRII�fENfS HAVE BEF1V YIOLATED� IDA WILL TII2hIINATE FC1R CA(JSE '1�
FIMNCIAL ASSISTANCE MADE AYAILABLE BY IDA. TI-IE RECIFIINf WILL BE OBLIGATID 'PO REPAY 1'0
EDA 'R� AJLL A�N�UNT OF 'INAT FINANCIAL ASSISTANCE FL115 INffRF.ST, fROM 'IHE DATE DE7'ERMINID
BY IDA UPO`� WHICH Tt� VIOUITTON OCCURRID� AT TFiE NbW YORK SAMC PRIt� RATE AS REPORTID IN
T1-� WALL STRF�T JOURNAL ON I'� DAT� OF TFRASINATION."
�
�
e
4
APPLICANT'S CIItTIFICATE OF NOI�EtEIACATION
Page Z
c. /lssignees� transferees� lessees� and successors-in-interest of the foregoing rntities.
d. Successors-in-interest of the Applicant or G7antee. ►+ho rrill be required to ezecute
the "Applicant's Gertificate of Nonrelocation."
'Ihe F�ployer Certificates mist be maimained by the Applicant/G�antee and made evailable to IDA
upon request.
The undersigned is authorized to make the foregoing certification and assurances and to execute tM s Certificatc �
behalf of the Applicant.
Executed this 17th day of May � 198$
by Nelson Reddin Chairman, Board of Supervisors
e or int o it e o ecuting icia
/� f-, , r >
��i� 1 �l.c -i !I: +.�.t;� � . , .._...r._f+
�ignat— ur o��ting�f�ic a �`'��
4. NAiWIN6
Note - Section ?10�a) of the Public Works and Economic Development Act of 1965. as emended.
provides that: "FVhoever makes any statement imoxing it to be false� or whoever willfully
overvalues any security. for the purpose of obtaining for himself or for any applicant any
financial assistance imder section 101, 201, 202, or 403 or any extension thereof by renexal,
deferment or action. or othenaise, or the acceptance. release, or substitution of security
therefor. or for the purpose of inflnencing in ar►y �*ay the action of the Secretary� or for
the purpose of obtaining money� property� or anything of value, imder this Act, shall be
punished by a fine of not more than �10,000 or by imprisonment for not more than five years.
or both." IDA'S NONREIACATION REQUIRf�I'S AT 13 CFR 309.3(m) PROVIDE TfiAT: "MlF�I IDA
DEI'FRMTNES TfWT THFSE REQUIRII�NTS HAVE BEEN VIOLATID. IDA WILL TE3trIINATE F(xi C11USE 'I}�
F I RANC IAL ASS I STANCE MADE AVAI LABLE BY IDA. 1}� REC I P I IM' W I LL BE OBLI GATED '1'0 REPAY 7'0
IDA 'II-IE f1JI.L AMOUNT OF 'I7lAT FINANCIAL ASSISTANCE PLUS INIIItFST, f120M TT-� DATE DE7'ERMINED
BY IDA UPOH WHICH THE VIOLATION OCCURRID, AT Tf� NEW YORK BMi1C PRIME RATE AS REPORTID IN
R}-IE WAI.L S�T JOURNAL ON "I}IE DATE OF TFRMINATION."
�
• ATfA(7-TgTI'T II
' U. S. DEPAR'IT�N'f OF C(�g-RCE
� FiCONQdIC DEYEIAPPII�Nf ADMINISTRATION
APPLICANT'S CfRTTFICATE OF NONREIACATION
To be executed by applicants for construction grant assistance under Titles T. N� IX and section 301(f)
of Title III of the Public Works and Economic Development Act of 1965, as amended (PhiIDA), Fmployer is
de£ined to include grantee/applicant.
NOTE - EAA's regulations at 13 CfR 309.3 prohibit IDA from making construction grants under Titles I,
IV, IX and section 301(f) of Title III which will hava the effect of assisting an employer in moving
jobs from one coe�nuting area to another camnuting area. M e�cpansion of an axisting business to a new
location may be assisted if such an expansion rrill not cause unemployment in other areas xhere the
business conducts operations. F.xecution of the following Certificate is necessary for IDA to determine
whether funding is availablo for the proposed project.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Applicants are to complete items 1-3 and read and undarstand item 4.
i. C�ant App�icant Name: Ukiah Va11ey Sanitation District (hereinafter called the ��Applicant��)
in con�unction wi .
Ukiah, California, 95482
City, State:
2, snorc Project Description: Extension of 15" sewer trunk 1 ine from Hensley Creek Rd. ,
north to Carousel Industrial Park, collection spur sytem kno�rn as lines A-F,
and improvements to the City of Ukiah`s Wastewater Treatment Facility in the
form of piping and outfall metering equipment and outfall structure.
3. APPLICANf'S CfRTIFICATION AI� ASSURANCE OF C(MPLIANCE WI'IH IDA'S NOMtELOCATION REGUI.ATIONS
'Ihe Applicant certifies and assures that� as an Applicant for IDA assistance, it will comply
with IDA's nonrelocation regulations at 13 CFR 309.3.
'Ihe Applicant certifies and assures that the facilities to be constructed are not imdertaken for the purpose of
serving an employer xhich has relocated its operation within the Project Boimdaries, or for the purpose
of assisting or otherxise encouraging the relocation of such employers. prior to the date of IDA's
approval of the proposed financial assistance� ti+here such relocations are for the purpose of avoiding
the restrictions of the rule� and that relocations will not take place for forty-eight (48) months from
the date of approval of this grant.
The Applicant certifies and assures that it is not presently assisting or otherwisa encouraging, nor does it inten
to assist or encourage. ea�loyers which intend to transfer one or more jobs fran ona commuting area to
another by either (1) closing an operation in one comnuting area and opening a new operation within the
Project Boundaries. which is in a new commuting area� or (2) curtailing its operation in another location
and increasing the n�uuber of jobs of the employer's existing operations located within the Project
Boundaries. 'Ihe Applicant assures that it dces not intead to encourage or usa tha project to assist
employers in transferring jobs as described above.
'Ihe Applicant �mderstands that in accordance with 13 CFR 309.3(k)(1) it will obtain a CsTtificate of
Nonrelocation from all employers locating within the Project Bo�u►daries as follows:
a. All employers located or locating or non-applicant owrners�or operators of industrial parks
or sites within the Project Boi.mdaries. In the case of grants to fund area-wide utility
systems, Certificates oE honrelocation will be required from businesses which use or are
projected to use greater than ten percent (10;) of the the total capacity of the utility
system as improved by the IDA grant. �
b. Affiliates� subsidiaries, or other entities �u►der direct� indirect, or co�on control of
the foregoing.
�
�
�
�s,�,.,,�,«ao,ie t
o��.���i:�"�'
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2.Thls�►t: 'y P� ct Mo.��w,nix t0��a*- r
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is: « r,
c�a+ Fo��ow�+o��y►u�+w t oc Reca ' r
�nitt
D��anlzA��itan � 21:�t����t
��nd sddress ot a �omP�t RPT s 11 �]f0 ���cr Pss�y��j c�►�o�Its�� r
0
1.N� ns� )- qs�fo��a'" �DA' of ECA �:tf001
s.OErAII NOMN� Ot N��A�t OM ��""'��a'"�� / '��::�!,l � � Qlnitis��e4�i'RP7°=�su ����ns++k 13.Fr1�Y��stioN� � i
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Epi�2 � c�� 'o" C saeet � f,'L c �11 it,�• � C�' lrst►+�t D'�:
r+� fOR�.�pa�l , o.an �. �;N�J ��t F°�ium�s t� ^
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g pRO�ELSE� Z��i�l/�� . ��`� U.Po�d'""""t F�.o,�,t �� p
N CURRENT �P AY RpL�-��''?J► s��e t0�+►-'�� t pps to bc� ` M Tee�i Y°n�ss P'� �e►
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profess►a+yls y TM � �•
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F MF � sh��U�� tp� M"+s�P �� p AK �'�or
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tOTM►� 1/ ►,M 'atsl WY/OII p .�oT'R. v� fa�,s�e O�itxil �'
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j0u� ��1l0 bl� � � V��1oY� (AR� ktldi 1�1�oA�.(
�•jhis� � i I{ �L P � ate ���p{Is�r oa� u.�su�tin�i�'"�ad se�"
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��a�'� piitCls�: ��1ste��n�iite!�s N
�jialiW► `fJ----
� tiI6Q 0�� K4�K►s
�.Au�' r5 nzed�s+���2P11�t C'F R���1 11.1
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No turthc�6 Q'��,op.112�.�S G.F•
�i u.s.c-
QMb No.0610-0pp];/�pp„e„d E•a;,N�,�,J0�19 B 7
� soRM EDiI2 U.S, DEPAqTMENT OF COMMERCE 1.Name and address of or anitation �.This report is: �p� � M �
1�[�. 10d11 [CONOMIC D[V[LOP►�ENT ����Z������
ApA1NIfT11AT�OM �_J�f1I��a�• NO AJIflU�I p�p•�ct No.(►RJ):
Ukiah Valley Sanitation District Fo��aw„v«a��►�a.
N and eet( Mrl- ) Complete onlr itcmt "Otl+er Party• wffia(Op�;OP– �
� �our�°�ouse �-io. (RPT:1) , r r�Z���p�is:
Initisl.I1maa1 Follow- �EDA �"'�
o CURRENT AND PROJECTED C��y�ptiy,�.3� ❑ Appliqnt or Recipient(PTY■11 m
up is repuireG,Camplete �EDA"Otfier P�rty"(pnr=2�;�i"Other Pa �"'�
i� Eb1PLOYEEANDPAYROLLDATA Ukiah slli4ms. IRPT:2� Mtir��ofEOAApptits�torRecipient �'�� y
� SUte(OAfrt-4) ZIP Code(p,/d-S) n�sI Follow�up.CwM �„�
< � plete anly ikms I�9, 1nt Impact p�k: li,Fully Operstionsl Date:(FOD) A
.
Cal if�,,��ia g5n��2 tr�r=s� Fio�
�
u.P«�+�,c 1L Permanent E �
1� 4.Current Pennsna�t Ea�D�oYees f.New Permanent JoEs �C�oY- 11.Pennanent EmpbYees
N JoDs ees me Yex sfler rhen F�II p ^
� 1ob �' To be SaveE First Inpxt y D�atio�al �
� C�kjOfllS u A B C D E F G M K L Y M �
ToU1 B�acl� Asian o American � �
`� T� r
z � �p�py.(Not o Hiapanic Pscific Indian or Amwl Tebl Totsl �� Total Tohl
�, W ees ���'^i Islander Alaskan Pap Eeployees YinoriGes wploymen Enp��oyees Y'noritia E�pbyees IAirtorities E Tobl Tobl Annwl �
OHici�ls anC
F Y W�oYas Yirqrities Psy
Mana�ers � �
Professionsls F P O
Y PY . �
Tetfnicians F T C
� TM
Saks Morkas F SF �
, Y SM
M
1• Oflia and F OF m
�' � Cleriql r � �
� Cnttsperson F CF
M
(skilled) r CY �F * Ii
Oper�tives F XF • A
1
Ixmi-skilled) r Xy O►
UDcren F L �
(unskilleQ) � � �
Seniu wotk F •F
a►e othen � �
�!
'O
F AF �
TOTAL . y
Y AM �
�
CRAMD TOTAL �
.Current temponry and paR-time ertployees i.Current annusl lS.Pro' cted te
fofal payioll x ^��ry�p�-Garo eapbrees�hen fully opentional 1�.ProJected mwl
(�TL_(TMdI.�_ITMF� (�) prn tohl payroll(utlr oper.
Tobl Minart�es FeT� Mnwl Psyroll (pAP)= Total (�) �T� (Pl3►t
Y�noriGes Females Annual P 11 (FOS)f
�.This fore prepsred by: 11.Name of Lsbpr Market Aiea:
Mary Spangler 5/19/88 707 4h8-816 B��u�rNo� �:;,,, ����+
U kl d h Fnaale ot Hispanic) Mispanic or Pacif,t �"���^°�
t�amt an oaition O�i�in} Ifl�r,dK Alafk�n
�te e ep one o.— Native
1.Autlw�izeE ortmization pffic�s�: Labor Force oi Arc� Total: �
s
Nelson Redding, Chair ��-..,� ,� �—� ( � u�cioy„�„cof�n, o��,nR��: x %
�'���--`� �`���- Date and sources of labor wrket dab:
YD� �me�n il e i6nature
No further monics or oMer benef�ts way be suWon:ed dnder tA1s pro�r�m onleai 16is rcpoA is eoopleted�nd filed�t rcauired by taist�n�Iar and rt�ulalion�.(�2 U.S.C. 2000d-1,12 U.S.C.]123,
12 U.S.C.6709, E.O. 11216, IS C.F.R.PaA�. 2!C.F.R. put 12. 13 C.F.R. P�rt�ll.)
�K�� The Ukiah 1/alle Sanitation District oes no emp oy any persons. ey are un er greemen e i ,y o �ia
for operation a�id maintenance and administration. City of Ukiah will complete an ED 612 as part of the JPA.
aw�..oe�ocow:�vw.A+E.M.s.r�.�a.►�. ����
� �oer ED<12 u.s.O[►AR�1/fNT O� COKrCAC[ 1.ksn+e�ns adCress of a mil�t�on 2.This npal it: [OA N _
111[1I. 10.�11 [CONOYIC D[V[l0►MCMT ft�fllj�I�fljfllt��
AOYIMI{f11�T10M �Folt�l. NoAnnwi Pro ttNo.(rRJI:
COUNTY OF MENDOC�NO Com �°p'���y"��� '"pt1►u*��tjr" wflia lOP�:OT- -
q a and street - ) 1-10. (RPT:1) O�pn�zs4on it: � •
T COURTHOUSE �Initiat.Mnosl Fatow. 0 EDA Applitant e�Rttipient(ITY■1) , m
o CURRENT ANa PROJECTED ��ti�p,�,F3� �is tepuireE,C�ea �EOA••on,er Part�r•tm=z�:n�•oma ra�y.� '''
� EMPLOY EE AND PAYROLL DATA UK�p,H �� +�' (RPT` �++�er�ame et EDA Applicant a Rec�ient `�
pA+r+W�Fa�ow.up�Co�. N
� Sbk(01*4�) ZIP Code(01/i-S pkte onty items I-�!. ��)�rst lepatt Osfe• 11 Fr11r pp�rationN Date_(FQp) �
c CA 95482 ��T`� �
1�.renn�t 1Z rerwarwnt E�D1oY- 1�t ruww+w�t Espiorws �
1-� �.Cannt reruanrnt E�ploy�es !.Mev�w�awat Jo4 JoOs ea ane Yur aher �pp F�Ib p���q� '+
. N �o` • To es Sswd First I�psct �
Wltpritt o A • G D E i G N 1 J K L Y
� u Total disd� Asian o Amerian T�e�e� r'
� Y t �o y (N oc o H i�k p K��;� ��d i s n o r /�n w l T e h l T e W Y j r T o t a l To f s l To t a i Tots l T�lN TeW �
N o � isv+�ti Islandlt Alsflcs� Pap E�O�s Yina�ities o�n EAplo�ess Yiarit�s �pbrits Minaib�s E � �
W Ori i� �pleyets ieotitits r�
Officist:and
F M 0 0 0 0 0 272 00 353 0 0 �'
v
M'^� � 47 0 0 0 0 1 545 0,1 8 7 200 �
F � 53 0 1 0 0 1 206 0-1 5 4 800 c �
►mhujauls � 88 1 2 0 0 1,995, 0-2,9 9,300 '
T�clniclans
F P 20 0 0 0 0 382 00 79 00 �
M 44 0 1 0 0 997,00 1,285 600 �
Saks Irorkas � SF
N
• SM n c n c n c n c � a�
1• ORia aM 1� OF 3 060 00-3 8 5 100 M
'M CIenW � �
N
i CF ^ M
�'�"�r� � Cr 84 0 1 0 2 $2,786, 00�2,2 2,600 4
Ov���;res f x� n c n c n c n c n c �`
��'h'�`���� � � n c n c n c n c n c ^
LiOo�tts F L A
�'""�"��'a► � l� n/c n c n c n c n c �
s.,,,;ur«k F �F g7 1 4 0 2 $1,431, 00�1,8 3,300 (incl es �r tecti Servi ces an Para- ofess' nal �
�0�� � � 140 1 3 3 4 $1,818, 00-2,5 9,400 " " " " " j
T�� i AF $6,3 l, -S, ,2 0 - �
� � 415 2 7 4 6 $8,341, 00-11, 03,90 �
CRAMD TOTAI 7 4 3 19 5 9 14 692 000-1 289 1 0
Curr�t temporsry and paR-Gme�nplqees i.Cu�rent anwM 1 Projetted Uaiponry�nd p�rt-ti�e e�{orea w�Aen frllr opantiansl 1�.rro�ected amu�l
bts�pa�rAu. mb��s�not�rWy ooer.
( ToUM�I�(TMMinai �es (�FsTi�sl Psyeoll (pAP)f T'���� Y�—�-�T� F�matei "��Mnusl r U FpS)_
I.This tor�p►�psred by: 70 7 11.Nan�e�f L.abor Mxket A�tt Stsdc INot Asisn ��«
Fawle ef H�spanic) Mi�panft p P�cific
Janice Stout, Secretary II 5 27/8� 4rT 6�3-4�26 Oris�n) �star,dw �'�`"
e�ae an oait�oe �'�Ie e ep one o. Mdire
' �.Aunwri:ed o►�anizst�on oH�cial: labor Force e(Ares ToW: *
Unaop�oy4eni ef Are• Orepll Rate: s •
Personnel ' ` Dale.naaourcesor�aeor.arketeal�:
rPr �me�n it e ��n�turt
No Iurther�onlea or ofAer leeeQls��y►t�otfensed�n�er W�s propaa�onleu tli�nrpA u cvyltle�M�filel u a�ird yr euatin�Isw�w1 re�u{sbo�a.(�I U.S.C. 2000d-1.�2 U.S.C. 71I7,
�t U.S.C.b109,E.O. 112�6, 1S C.F.R.��rt�, Zt C.I.R. �rl �2. l� C.F.R. ��rt�ll.)