HomeMy WebLinkAbout2012-18 Honeywell intent not metRESOLUTION NO. 2012-18
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF UKIAH DETERMINING
THAT HONEYWELL INTERNATIONAL, INC. HAS NOT SATISFIED THE
CONDITIONS ON THE CITY COUNCIL'S INTENT TO CONTRACT FOR
REPLACEMENT OF WATER METERS AND CONFERENCE CENTER EQUIPMENT
AND FURNISHINGS REFURBISHMENT AND DESIGN
WHEREAS:
1. On June 15, 2011, the City Council authorized the City Manager to sign a letter of
intent ("LOI") addressed to Robert Falco, an Energy Services Account Executive with
Honeywell International, Inc. ("Honeywell"), a true and correct copy of which is attached hereto
as Attachment 1; and
2. In the LOI, the City Manager confirmed that the City intended to proceed toward
finalizing a contract with Honeywell for three projects: (1) a comprehensive replacement of
water meters used by the City's water department with water meters using Advanced Meter
Reading technology and leak detection equipment; (2) design and installation improvements to
the HVAC, lighting and life safety equipment at the City's conference center, the design and
installation of a commercial kitchen at the conference center and replacement of conference
center chairs; and (3) the design and installation of a biogas cogeneration system for the City's
Wastewater Treatment Plant; and
3. The LOI stated that the contract with Honeywell must provide a turn-key program for
design, implementation and financing of the projects, utilizing 3rd party financing; and
4. The LOI specified that for a period of 180 days, commencing on June 15, 2011, and
ending on December 12, 2011, Honeywell was to undertake certain activities, including an
investment grade assessment of these projects and the creation of contract documents, and the
City agreed to negotiate exclusively with Honeywell; and
5. Under the LOI, the City's intent to enter a contract with Honeywell was subject to all
of the following conditions:
a. The City Council finds that the water meter and conference center projects and
the proposed financing are acceptable to the community;
b. Honeywell has provided the City in writing all of the information and data
developed or considered by Honeywell in determining whether the project is feasible and meets
the LOI's intent, including reasonable detail (30% design) for all components of the contract, and
program cash flows and the opportunity cost of maintaining the status quo;
c. The contract proposed by Honeywell meets the following criteria:
(1) Proposed project savings and additional revenue projections allow the
project to be paid for in not more than 13 years out of savings in energy, operational costs and
new revenue generation.
(2) The proposed project costs do not increase the total energy and
operational expenditures for the facilities above the level spent in 2010 beyond the adjustment
for CPI.
(3) Honeywell financially guarantees the proposed annual energy savings
under terms mutually negotiated with the City and the City can use the energy savings to pay the
debt instrument.
(4) Honeywell has arranged financing for the Projects on terms mutually
negotiated with the City.
(5) The proposed contract documents provide for capital improvements
which are paid for through energy savings, operational savings and/or additional revenue
generation.
(6) The contract documents provide a detailed scope of work and
document energy savings guarantees by Honeywell; and
6. If all of the conditions as stated above in paragraph 5 were satisfied and the City
Council decided, nevertheless, not to contract with Honeywell for a final project, the City agreed
to pay Honeywell a fee of $85,000 (the "break fee") to reimburse it for the expenses of
performing in accordance with the LOI; and
7. Honeywell determined that the biogas cogeneration project at the Wastewater
Treatment Plant would not produce sufficient revenue or energy savings to pay for the cost of the
project over a 13 year period; and
8. As stated in more detail below, Honeywell reported to the City that it determined that
water meter replacement project and the Conference Center project would produce sufficient
increased revenue and cost savings to pay for the costs of those projects over a 13 year period;
and
9. Honeywell reported a total cost for the water meter project of $2,650,000, consisting of
$1,907,260 in labor and materials, $529,230 to Honeywell for project development, project
management, overhead and profit, and $213,500 for bonds and contingency; and
10. For different time periods between June 30, 2013, and December 30, 2025,
Honeywell projected different amounts of "positive cash flow" to the City's water and sewer
departments, meaning increased annual revenue and reduced operation and maintenance costs
from the use of more accurate meters minus the annual debt service on the loan to pay the project
cost and the cost of Honeywell's guarantee of the accuracy of the new water meters:
a. through December 30, 2015, the annual positive cash flow was projected at
$6,000 ($500/month)
b. for the period December 30, 2015, to December 30, 2023, the annual positive
cash flow was projected at $7,176 ($600/month), and
c. for the period December 30, 2023, to December 30, 2025, the annual positive
cash flow was projected at $2,914 ($243/month).
To achieve the positive cash flow for the period December 30, 2015, to December 30, 2023,
Honeywell assumed that the Honeywell guarantee of water meter accuracy would terminate on
December 30, 2015, saving the City the annual fee of $13,000. If the guarantee continued, the
City would incur a negative cash flow of approximately $5,000 per year; and
11. Honeywell reported a total cost for the conference center project of $500,000,
consisting of $383,125 in labor and materials, $98,240 to Honeywell for project development,
project management, overhead and profit, and $24,450 for bonds and contingency; and
12. Honeywell projected annual debt service for the conference center project of $48,462
for the period December 30, 2013, to December 30, 2025, with annual revenues of $62,400,
projecting a positive cash flow for the 13 year period of $11,538. Honeywell based the
projections on the rate for commercial kitchens on a website called "Kitchens by the Hour," the
current daily rate for the conference center ballroom and the daily rate for the conference center
meeting rooms, projecting that the commercial kitchen would be rented 5 days per month
($200/day x 5 days = $1000/mo.), and that the improvements to the conference center would
increase ballroom rentals by one day per month ($2600 x 1) and meeting room rentals by two
days per month ($800/day x 2 days = $1600) for an annual revenue of $62,400 ($5200 month x
12); and
13. Honeywell did not account for any cost increases resulting from the operation of a
commercial kitchen or the increased use of the ballroom or meeting rooms, including utilities,
janitorial service, maintenance or repair; and
14. Honeywell did not investigate whether there are commercial kitchens available for
rent in the Ukiah area, what the rental rates for commercial kitchens in the Ukiah area are or
what demand exists for commercial kitchen rental other than receiving a statement from the
conference center manager that they have received inquiries about the availability of a
commercial kitchen at the conference center. Honeywell did not conduct any market research
upon which to base its projections for increased rentals at the conference center; and
15. Honeywell offered no guarantee of its revenue projections resulting from the
conference center project; and
16. Honeywell's Investment Grade Assessment Report, dated March 7, 2012, contains all
of the information concerning the projects that Honeywell has submitted to the City. Honeywell
has not represented to the City that the report contains all of the information and data developed
or considered by Honeywell in determining whether the project is feasible and meets the LOI's
intent; and
17. The City Council considered the LOI at meetings on April 14, 2011, May 4, 2011,
June 1, 2011 and June 15, 2011. At those meetings no member of the general public spoke in
favor of the Honeywell proposal and numerous members of the public spoke against or
expressed skepticism about the Honeywell proposal. A number advocated public bidding, if the
City was going to pursue the projects. Based largely on these concerns, the City Council
negotiated for the provision in the LOI that made the City's obligation to pay the break fee
conditioned on the City Council finding that the water meter and conference center projects and
the proposed financing are acceptable to the community; and
18. The City Council understood at the time it approved the LOI that Honeywell
proposed to guarantee its revenue projections, assuring the City that Honeywell would assume
the risk that revenue increases and cost savings would pay the debt service for the projects;
NOW, THEREFORE, BASED ON THE FOREGOING, THE CITY COUNCIL FINDS
AND RESOLVES AS FOLLOWS:
1. Honeywell has not satisfied the conditions on the City Council's intent to contract for the
water meter replacement project and the conference center project.
A. The water meter and conference center projects and the proposed financing are not
acceptable to the community for the following reasons:
1. The revenue projections for the water meter replacement project do not contain
an adequate cushion to protect the City, particularly in light of the following:
a. A positive cash flow of $6,000 to $7,000 per year for the City's water
and sewer departments with combined annual revenue of over $8 Million does not provide an
adequate cushion to assure the City that revenues and cost savings will, in fact, cover debt
service over the 13 year term of the loan.
b. Honeywell has not offered to guarantee its revenue projections;
c. It only offers to guarantee the accuracy of the newly installed water
meters;
4
d. It only offers to guarantee the accuracy of the meters until December
30, 2015;
e. It proposes to charge an annual fee for the meter accuracy guarantee
starting at approximately $12,000 and increasing to over $13,000;
f. Beginning on January 1, 2016, Honeywell's revenue projections would
not cover debt service, if the accuracy guarantee and its fee continued beyond December 30,
2015;
g. The accuracy guarantee does not assure the City of the projected
increase in revenue to the water and sewer funds, if consumption is reduced as a result of higher
bills or voluntary or mandated water conservation, particularly because mandated water
conversation is imposed on both residential and commercial accounts;
h. If the projected revenue increases and cost reductions do not cover debt
service, the City would be faced with the prospect of increasing water and sewer rates. These
rates were recently increased over a five year period, imposing a hardship on many City
residents. As a result substantial barriers exist to any additional water or sewer rate increases
over the next few years. The City general fund is running a deficit and the City must make
painful budget cuts to balance its general fund budget. There are no general fund revenues
available to subsidize the City's water and sewer utilities.
2. The revenue projections for the conference center project are inadequate to
incur the debt necessary to fund the project.
a. The revenue projections are not based on adequate research and are
highly speculative.
b. Honeywell has not offered to guarantee the projections. The City will
undertake the entire risk in assuming this debt.
c. The only source of revenue to pay debt service, if Honeywell's revenue
projections for the conference center are not realized over this 13 year debt repayment period, is
the City's General Fund, where expenses already exceed revenue. The Community does not
support an additional debt burden for a conference center when it is already faced with the
possibility of cuts in public safety and other essential public services.
3. The Community does not support contracting with Honeywell for construction
of these projects without public bidding, particularly in light of the fact that Honeywell did not
submit its detailed specifications for the conference center and the Investment Grade Assessment
Report within the six month term of the LOI and taking into consideration the substantial portion
of the project cost going to Honeywell for project development, project management, overhead
and profit. In the absence of competitive bidding, the Community is not assured that the project
costs are competitive. There has been no negotiation with Honeywell over its charges.
B. Honeywell has not represented to the City that it has provided the City with all of the
information and data developed or considered by Honeywell in determining whether the project
is feasible and meets the LOI's intent.
C. Honeywell did not provide 30% design for all components of the contract.
D. In identifying the above conditions in the LOI which Honeywell has not satisfied, the
City Council does not intend to express or imply that Honeywell has satisfied all of the other
conditions in the LOI.
II. Because Honeywell did not satisfy all of the conditions in the LOI, the City Council does
not intend to contract with Honeywell for these projects.
PASSED AND ADOPTED at a regular meeting of the City Council held on April 4, 2012, by
the following roll call vote:
AYES: Councilmembers Thomas, Baldwin, Vice Mayor Crane, and Mayor Landis.
NOES: None.
ABSENT: Councilmember Rodin.
ABSTAIN: None.
ATTEST:
VV
J nne Currie, City Clerk
ary An andis, Mayor
6