HomeMy WebLinkAbout2010-09-29 Packet - CC UVSDCITY OF UKIAH
JOINT CITY COUNCIL
UKIAH VALLEY SANITATION DISTRICT AGENDA
Special Meeting
CIVIC CENTER COUNCIL CHAMBERS
300 Seminary Avenue
Ukiah, CA 95482
September 29, 2010
6:00 p.m.
1. ROLL CALL
2. DISCUSSION CONCERNING THE NOTICING OF DELINQUENT SEWER SERVICE CHARGES AND THE
DISTRICT'S OPTION TO USE THE TAX ROLL FOR THE COLLECTION OF SEWER SERVICE CHARGES AND
POSSIBLE DIRECTION TO STAFF
3. DISCUSSION CONCERNING THE USE OF A THREE MONTH AVERAGE OF WINTER WATER USE IN LIEU OF
THE JANUARY WATER USE FOR CALCULATING THE CONSUMPTION COMPONENT OF THE SEWER BILL
AND POSSIBLE DIRECTION TO STAFF
4. DISCUSSION AND POSSIBLE ACTION TO ENGAGE DAVID W. SMITH SERVICES TO ASSIST DISTRICT
BOARD AND CITY COUNCIL, AS WELL AS DISTRICT STAFF AND CITY STAFF, IN IMPROVED GOVERNANCE
FUNCTIONS FOR WASTEWATER UTILITY.
5. DISCUSSION OF NEEDED AMENDMENTS TO THE PARTICIPATION AGREEMENT AND POSSIBLE
FORMATION OF AND DIRECTION TO AD HOC COMMITTEES AND STAFF
6. PUBLIC COMMENT
7. ADJOURNMENT
Please be advised that the City needs to be notified 72 hours in advance of a meeting if any specific accommodations or
interpreter services are needed in order for you to attend. The City complies with ADA requirements and will attempt to
reasonably accommodate individuals with disabilities upon request.
Materials related to an item on this Agenda submitted to the City Council after distribution of the agenda packet are available for
public inspection at the front counter at the Ukiah Civic Center, 300 Seminary Avenue, Ukiah, CA 95482, during normal business
hours, Monday through Friday, 7:30 am to 5:00 pm
I hereby certify under penalty of perjury under the laws of the State of California that the foregoing agenda was posted on the
bulletin board at the main entrance of the City of Ukiah City Hall, located at 300 Seminary Avenue, Ukiah, California, not less than
24 hours prior to the meeting set forth on this agenda.
Dated this 24th day of September, 2010.
Linda C. Brown, Acting City Clerk
CLIFFORD PAULIN MICHAEL PALLESEN
CHAIR VICE-CHAIR
KENT PORTER THERESA MCNERLIN JAMES RONCO
DIRECTOR DIRECTOR DIRECTOR
UKIAH VALLEY SANITATION DISTRICT
SPECIAL MEETING AGENDA
SEPTEMBER 291) 2010 - 6:00 P.M.
JOINT MEETING BETWEEN THE
UKIAH VALLEY SANITATION DISTRICT AND THE UKIAH CITY COUNCIL
CIVIC CENTER COUNCIL CHAMBERS - 300 SEMINARY AVENUE - UKIAH, CA 95482
1 CALL TO ORDER AND ROLL CALL
2. DISCUSSION CONCERNING THE NOTICING OF DELINQUENT SEWER SERVICE CHARGES AND
THE DISTRICT'S OPTION TO USE THE TAX ROLL FOR THE COLLECTION OF SEWER SERVICE
CHARGES AND POSSIBLE DIRECTION TO STAFF
3. DISCUSSION CONCERNING THE USE OF A THREE MONTH AVERAGE OF WINTER WATER USE
IN LIEU OF THE JANUARY WATER USE FOR CALCULATING THE CONSUMPTION COMPONENT
OF THE SEWER BILL AND POSSIBLE DIRECTION TO STAFF
4. DISCUSSION AND POSSIBLE ACTION TO ENGAGE DAVID W. SMITH SERVICES TO ASSIST
DISTRICT BOARD AND CITY COUNCIL, AS WELL AS DISTRICT STAFF AND CITY STAFF, IN
IMPROVED GOVERNANCE FUNCTIONS FOR WASTEWATER UTILITY
5. DISCUSSION OF NEEDED AMENDMENTS TO THE PARTICIPATION AGREEMENT AND POSSIBLE
FORMATION OF AND DIRECTION TO AD HOC COMMITTEES AND STAFF
6. PUBLIC COMMENT
7. ADJOURNMENT
PUBLIC EXPRESSION (PUBLIC COMMENT FOR'ITEMS NOT,ON THE AGENDA)
.
The Board welcomes participation in the Board meetings. Comments shall be limited so that everyone may be heard.
This item is limited to matters under the jurisdiction of the Board which are not on the posted agenda and items which
have not already been considered by the Board. The Board limits testimony on matters not on the agenda to 3
minutes per person and not more than 10 minutes for a particular subject at the discretion of the Chair of the Board.
No action will be taken.
UKIAH VALLEY SANITATION DISTRICT
Item No. 2
AGENDA SUMMARY REPORT
JOINT MEETING BETWEEN THE DISTRICT BOARD AND THE UKIAH CITY COUNCIL
SEPTEMBER 29, 2010
DISCUSSION CONCERNING THE NOTICING OF DELINQUENT SEWER
SERVICES CHARGES AND THE DISTRICT'S OPTION TO USE THE TAX
ROLL FOR THE COLLECTION OF SEWER SERVICE CHARGES AND
POSSIBLE DIRECTION TO STAFF
SUMMARY
The Board desires to discuss the feasibility of providing notice to property owners who
are not the sewer account holder when the sewer services charges associated with their
property become delinquent and before the sewer account is closed and sent to the
Sanitation District for collection. The noticing would require additional work for the
billing and collection staff and, therefore, would need approval from the City Council and
cooperation from City staff. The Board is open to suggestions that could facilitate the
timely notice to property owners of accruing delinquent charges.
The Board also desires to continue its review of the advantages and disadvantages of
placing sewer service charges on the tax roll. A change in the manner in which sewer
service charges are collected for the District will require a modification to the
Participation Agreement.
DISCUSSION
At the request of the District, the collection of delinquent sewer service charges
associated with closed sewer accounts are referred to the District Manager for collection
and possible placement on the tax roll in accordance with the District's Ordinance No. 13
in lieu of City staff referring the delinquent and closed accounts to a collection agency.
Prior to placement of delinquent charges on the tax roll, the District must hold a public
hearing to afford the property owners the opportunity to object to the charges and/or to
protest the placement of the charges onto the tax roll. The Board has held two public
hearings and the common complaint received from property owners who are also
landlords is the lack of notice provided when the sewer account associated with their
property becomes delinquent. Once the District receives a delinquent report of closed
accounts from the City, notices are mailed to the property owner notifying them of their
responsibility for payment of the delinquent sewer service charges and, if the delinquent
charges are not paid, the charges will be referred to the County Auditor for placement
onto the tax roll after the required public hearings are conducted. Under the current
billing and collection process, this is the first notice the property owner receives
concerning delinquent charges associated with their property. The time period between
the time the charges begin to become delinquent and the point at which the account is
closed varies and the time period between the time the account is closed, placed on a
delinquent report and transmitted to the District Manager averages between two to four
months. Some of the delinquent charges are at least 6 months old.
For the long term, the Board believes the use of the tax roll as the billing and collection
method for the District will reduce the delinquent payment problem and it can provide an
overall savings to the District in the cost of collection. In addition, the Board is confident
that moving in this direction is the best option for both the City and the District for
several reasons. which include the District's lack of enforcement mechanisms or
alternatives, difference in state statutes that govern the government entity, and differences
in City and District ordinances that determine who is the party that is ultimately
responsible for the payment of delinquent sewer service charges. While the initial process
of moving the billing to the tax roll will involve time and effort, the Board believes the
change will provide a reliable revenue stream and it will eliminate the burden that City
staff currently incurs as the District's billing and collection agent and will eliminate the
effort expended by District staff in the collection process related to delinquent sewer
service charges from closed accounts.
At the joint meeting of April 8, 2010, the District's desire to pursue the collection of
sewer service charges via the tax roll was presented for the purpose of discussing the
matter in broad terms and for the purpose of providing direction to staff. The City
Council did not support the concept and Councilmember Crane suggested that efforts be
taken to improve the current billing and collection process. No action was taken by either
body and staff have not initiated discussions on how the system could be improved.
The Board recommends that both agencies direct their respective staff to meet to discuss
how the billing and collection system can be improved to reduce the delinquent payment
issue or that both bodies recognize that it is not in their best interests to continue the
current billing and collection arrangement and that both bodies provide the following
direction to their respective staff.
1. Coordinate the drafting of an amendment to the Participation Agreement for
submittal to the Board and the City Council for further action
2. District staff to explore means of mitigating impacts to the District's cash flow
during the transition period and report findings to the Board for further action.
3. City and District staff coordinate the drafting of a work plan for the transition and
transmittal of account information to the District and submit the work plan to the
Board and City Council for further action. The work plan may include the
engagement of a consultant to aid in the transition.
FISCAL IMPACT
Providing notice to property owners who are landlords that delinquent sewer service
charges associated with their property are accruing will create additional work for the
billing and collection staff, amount of additional effort and cost is unknown.
Use of the tax roll for the collection of the sewer service charges from District rate payers
will (1) impact the Joint Sewer Fund since the District would no longer be participating
in the cost for Billing and Collection, currently budgeted at $136,972 (612.3505.320.000)
for FY 10/11 and of which the District pays 47.5% or $65,062 and (2) it would create a
savings to the District since Section 5473.9 of the Health and Safety Code of the State of
California limits the maximum collection fee for use of the the tax roll to $5.00 per each
account or one (1) percent of all money collected, whichever is greater. Projected District
revenue from residential and commercial accounts for FY 10/11 is $3,706,251 and a 1%
fee for collection would be $37,063. The minimum monthly sewer fee for all rate payers
is currently $47.18 which equates to an annual cost of $566.16; the 1% fee exceeds the
maximum allowed fee of $5.00 per account. The estimated annual expense to update and
submit the annual tax roll assessments to the County Auditor is between $5.000 and
$10,000. Use of the tax roll will eliminate the current effort being expended by District
Staff in the collection of delinquent sewer charges from closed sewer accounts.
RECOMMENDED ACTION
Discuss the issue and provide direction to staff
ATTACHMENTS
None
Rick Kennedy, PE, UVSD District Manager
Item No. 3
UKIAH VALLEY SANITATION DISTRICT
AGENDA SUMMARY REPORT
JOINT MEETING BETWEEN THE DISTRICT BOARD AND THE UKIAH CITY COUNCIL
SEPTEMBER 29, 2010
DISCUSSION CONCERNING THE USE OF A THREE MONTH AVERAGE OF
WINTER WATER USE IN LIEU OF THE JANUARY WATER USE FOR
CALCULATING THE CONSUMPTION COMPONENT OF THE SEWER BILL
POSSIBLE DIRECTION TO STAFF
SUMMARY AND DISCUSSION
The Board and the District Manager recommend that the District and City consider the
use of a three month average of winter water use for calculating the consumption
component of the sewer bill in lieu of using the January water use reading. It is believed
that the City Finance Director is in support of the recommendation. Use of the single
month water consumption reading establishes the consumption component of the sewer
bill for the entire year beginning July 1. Many rate payers are aware of this and take
extreme measures to conserve water use during the month of January and the single
month water use reading may not represent the actual amount of water that is directed to
the sewer system per month over the 12 month period. The 2005 Rate Study prepared by
Bartle Wells Associates recommended the use of a three month average of winter water
use for calculating the consumption component of the sewer bill.
The use of a three month average winter use for calculating the consumption component
of the sewer bill will require a modification to Section 8.12.13 (2) of Ordinances 12 and
25.
FISCAL IMPACT
An increase in revenue from residential and commercial accounts will most likely occur.
RECOMMENDED ACTION
Direct the District Manager to submit for introduction a proposed ordinance modifying
Section 8.12.1) (2) of District Ordinances 12 and 25. It is recommended that the City
Council provide a similar direction to City Staff
ATTACHMENTS
None
Rick Kennedy, PE, UVSD District Manager
ITEM NO.:
MEETING DATE:
(7ity of Ukiah
AGENDA SUMMARY REPORT
4
September 29, 2010
SUBJECT: DISCUSSION AND POSSIBLE ACTION TO ENGAGE DAVID W. SMITH SERVICES TO
ASSIST DISTRICT BOARD AND CITY COUNCIL, AS WELL AS DISCTRICT STAFF
AND CITY STAFF, IN IMPROVED GOVERNANCE FUNCTIONS FOR WASTEWATER
UTILITY
Background: During the budget adoption process for the FY 2010/2011 Sewer and Wastewater Utility
budget, a proposal to include funds for both reconciliation services and mediation services was discussed.
The concept of using a neutral third party to assist the City of Ukiah and the Ukiah Valley Sanitation District
in resolving and addressing governance and administrative issues between the two entities had been
introduced during the rate study process between the two agencies.
The City of Ukiah had also made a proposal to UVSD to settle certain issues through mediation, and had
included funding for that process in the draft FY 2010/11 budget accordingly.
The proposals behind using both reconciliation services and formal mediation services were not the subject
of formal staff recommendations during the budget process, so there was no written outline of the purpose
for each service to inform discussion about these items. There was, however, a collective agreement at the
June budget discussions to limit the expenditure for services to $50,000 for the FY 2010/2011 fiscal year.
Since the budget discussion on June 29, 2010, discussion has taken place between the City and District's
Ad/Hoc committees which included obtaining a draft proposal for services from David W. Smith as an initial
step in resolving outstanding issues. The referral to Mr. Smith as an experienced consultant with the
knowledge and expertise to assist the City and the UVSD came from the company that completed the
recent rate studies for both water and sewer utilities.
Discussion: The draft scope of services provided by David W. Smith was in response to concerns and
issues raised by the elected representatives in the Ad/Hoc discussions. The City Manager can be
authorized to engage the facilitation services and directed to work with the Ad/Hoc committees of both
groups to finalize the scope of services. The City of Ukiah will issue and administer the contract, utilizing
Continued on Page 2
Recommended Action(s): The City Council direct the City Manager to work with the Ad/Hoc
committees of UVSD and City of Ukiah to finalize the scope of services, 2) The City Council authorize
the City Manager to sign a contract engaging the services of David W. Smith for an amount not to
exceed the FY 2010/2011 appropriation of $50,000.
Alternative Council Option(s): Do not engage the services and provide further direction to staff (s)
Citizens advised:
Requested by:
Prepared by: Jane A. Chambers, City Manager
Coordinated with: Doug Crane and Phil Baldwin, Councilmembers
Attachments: Draft Scope of Services
Approved: e~~
ye Chambers, City Manager
funding provided in the FY 2010/2011 budget. The City's administration of the contract is in keeping with
the administrative oversight for the joint system, and will be accomplished recognizing that both UVSD and
City of Ukiah will jointly receive the services provided by the contract.
Fiscal Impact:
Budgeted FY 09/10 ❑ New Appropriation Fx-] Not Applicable F1 Budget Amendment Required
Amount Budgeted Source of Funds (title and Account Number Addit. Appropriation Requested
$50,000 612.3505.250.006
DRAFT SCOPE OF SER VICES
FACILITATION OF PROCESS TO ACHIEVE GOOD GOVERNANCE
GOALS BY CITY OF UKIAHAND UKIAH VALLEYSANITATION
DISTRICT
The Ukiah Valley Sanitation District (District) and the City of Ukiah (City) endeavor to
provide good governance of their wastewater utility. To accomplish this, the City and
District seek to establish a foundation of mutual respect and understanding on matters of
common interest, and to resolve particular issues of concern to one or both parties to the
mutual satisfaction of both parties through a constructive process. This scope of services
provides facilitation of a process to achieve these good governance goals.
Specifically, the David W. Smith (Consultant), shall provide the following services:
• Review background documents
• Collaborate with District Board and City Council representatives to establish a
process in which particular issues of concern to one or both parties may be resolved
to the mutual satisfaction of both parties. This is expected to include a series of in-
person meetings establish goals, objectives, procedures, participants, public
participation opportunities, schedule, roles and responsibilities. Based on this initial
collaboration, Consultant shall provide a written draft Charter for consideration by
Board and Council representatives. The Consultant shall prepare a Charter that is
responsive to comments from Board and Council representatives.
• Organize and conduct the collaborative process consistent with the Charter. This
process is expected identify particular issues to be resolved, then resolve each
according to an agreed upon priority. The Consultant's role in the collaborative
process will be established in the Charter, and could include the following:
o Organize and attend collaborative process meetings
o Prepare requests for information for City staff and collaboration with City staff to
obtain requested information.
o Prepare written summaries of agreements between City and District
representatives involved in collaborative process.
o Appearance before City Council and District Board to provide information such
as status reports
o Retain experts as directed to undertake particular studies or render particular
opinions.
The goal of all parties to this Agreement is achieve the aforementioned good governance
goals while minimizing Consultant time and expense. The parties recognize that this may
be achieved through timely and constructive collaboration. The Consultant serves at the
pleasure of the District and City and will be phased out as the collaborative process
succeeds.
ESTIMATED COST
The following is a preliminary estimate of the labor foreseen associated with the
activities described above. It is provided to facilitate a discussion about the activities.
Activity
Hours
Comments
assumes 4 hours per month
Review background documents
24
for 6 months
Develop Charter
assumes three 4-hour
meetings plus 2 hours drive
Meetings
18
time per meeting
4 hours to create draft plus 2
Draft and revise Charter
6
hours response to comments
Collaborative Process
assumes two 4-hour
meetings per month for 5
Organize and attend meeting
60
months plus drive time
Prepare information requests
8
assumes 6 issues at 4 hours
Written summaries of agreements
24
per issue
assumes 2 joint meetings
and 1 separate meeting for
Appearance at City Council and District
each body at 2 hours each
Board meetings
16
plus drive time
Retain experts as directed
too early to speculate
Total Hours
156
Estimated cost at $200/hr
$31,200
Travel expenses (@ $0.50/mile)
$1,105
UKIAH VALLEY SANITATION DISTRICT
Item No. 5
AGENDA SUMMARY REPORT
JOINT MEETING BETWEEN THE DISTRICT BOARD AND THE UKIAH CITY COUNCIL
SEPTEMBER 29, 2010
DISCUSSION OF NEEDED AMENDMENTS TO THE PATRICIPATION
AGREEMENT AND POSSIBLE FORMATION OF AND DIRECTION TO
AD HOC COMMITTEES AND STAFF
SUMMARY AND DISCUSSION
At the January 14, 2010 Joint Meeting between the District Board of Directors and the
Ukiah City Council, it was agreed that the proposed recommendations of the Joint Ad
Hoc Committee on Governance and other governance issues of concern that had arisen
since the Joint Ad Hoc Committee was disbanded would be referred to a joint ad hoc
committee venue for discussion on the how the governance for the combined sewer
system could be improved and for possible recommendations to their respective
governing bodies. The Board appointed Directors Paulin and Pallesen to serve on the
Governance Ad Hoc Committee for the District and the City Council appointed
Councilmembers Crane and Baldwin to the City's Governance Ad Hoc Committee. To
date, the Governance Ad Hoc Committees have not met in joint session to discuss the
governance issues as empowered and directed. Resolving the Governance issues are a
priority to the Board and the Board is requesting that staff and the Governance Ad Hoc
Committees set aside time to meet in joint session to discuss the governance issues for
the purpose of formulating recommendations for the improvement to the governance of
the combine sewer system
Since the January 14th meeting, the Board modified the appointment to the District's
Governance Ad Hoc Committee to include Directors Pallesen and Porter.
FISCAL IMPACT
The District may incur additional staff expense should the allowance of weekly hours be
exceeded.
RECOMMENDED ACTION
The Board and City Council direct their respective staff and the Governance Ad Hoc
Committees to set aside time to meet in joint session to discuss the governance issues for
the purpose of formulating recommendations for the improvement to the governance of
the combine sewer system
ATTACHMENTS
UVSD approved minutes of the Joint Meeting between the Board and City Council on
January 14, 2010.
Rick Kennedy, PE, UVSD District Manager